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From the Divisions of Experimental Oncology 1,*
Epidemiology,
and
Gastroenterology,§
Centro di Riferimento
Oncologico, Aviano; and the Department of
Pathology,
City Hospital Belluno,
Belluno, Italy
| Abstract |
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| Introduction |
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Recent experimental data have brought considerable progress in our understanding of the molecular pathways involved in the process of cell killing mediated by cytotoxic T lymphocytes (CTLs) and natural killer (NK) cells.15 In particular, it has been demonstrated that the granule exocytosis pathway is one of the main mechanisms of cellular cytotoxicity.15 In this pathway, the recognition and tight binding of a susceptible target cell by a CTL or NK cell induces the release of electron-dense cytoplasmic granules by the effector cells. These secretory granules contain perforin, a protein that undergoes Ca2+-dependent polymerization on the target cell membrane forming a channel that allows the exocytosis of other granule constituents.16 These latter include granzymes,17 a family of neutral serine proteases, and the protein TIA-1,18,19 which are critical for the induction of DNA fragmentation and apoptosis of the target cell. Expression of the TIA-1 protein is characteristic of cytotoxic cells, independently of their activation status, whereas perforin and granzymes are produced only by activated effectors.20 Recently, monoclonal antibodies specifically reacting with these granule proteins became available, thus allowing the identification of activated CTLs or NK cells in situ.
The aim of the present investigation was to better define the nature of the lymphoid infiltrate that characterizes MSI+ CRCs. In particular, we sought to determine whether the presence, spatial distribution, and activation status of cytotoxic effectors infiltrating MSI+ CRCs could be compatible with a tumor-specific immune response. The frequency of apoptotic tumor cells was also comparatively analyzed in MSI+ and MSI- CRCs by in situ end-labeling.
| Materials and Methods |
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This study includes 55 primary CRCs from 55 patients (35 males and 20 females; mean age, 60.3 ± 13.9 and 61.2 ± 18.9 years, respectively). Twenty-eight carcinomas were located in the proximal colon (cecum, ascending colon, hepatic flexure, and transverse colon), whereas 27 had distal location (splenic flexure, descending colon, sigmoid, and rectum). Eleven tumors (seven proximal and four distal) were obtained from a series of CRC patients with a suspicion of genetic predisposition based on tumor family history and/or very early age of tumor onset (mean age, 38.5 ± 11.4 years). Five of them were identified as heterozygous carriers of constitutional pathogenetic MLH1 or MSH2 gene mutations.21,22 The other 44 cases were selected from a series of apparently sporadic CRC patients (mean age, 66.2 ± 11.1 years), with unavailable family history, and were enriched in right-sided tumors (21/44) to increase the probability of including MSI+ cases.8 Conventional histopathological parameters, including Duke's stage, grading, and histotype, were also considered. The presence of peritumor lymphoid nodules, also called Crohn's-like reaction,23 was identified and scored as described by Graham and Appleman.23 A CRC was defined as mucinous when more than 30% of the tumor area was composed of mucus lakes with interspersed neoplastic cells. Medullary carcinoma was classified as described by Rüschoff.24 Thirteen tumors were classified as mucinous whereas three CRCs were of the medullary type.
MSI Analysis
DNA was extracted from peripheral blood lymphocytes and
paraffin-embedded normal and tumor tissues and analyzed for evidence of
genetic instability at a minimum of six of seven microsatellite loci,
including tetra- (L-myc on 1p),25
tri- (DM on
19p),26
di- (D1S170 on 1p, CA21 on 2p, and D3S1611 on
3p),27,28
and mono-nucleotide repeats (BAT-13 and BAT-26
on 2p).29
Polymerase chain reaction was carried out in the
presence of [
-33P]dATP (Amersham, Little Chalfont, UK)
as described previously.30
Genetic instability was
determined as mobility shift of 33P-labeled polymerase
chain reaction products, by comparison between tumor and corresponding
normal DNAs. If two or more markers were positive, tumors were
considered as having high MSI and were defined as MSI+.
Tumors with only one positive marker (low MSI) and CRCs with stable
microsatellite sequences were defined as MSI-.
Immunohistochemistry
Immunohistochemical analysis was performed on formalin-fixed, paraffin-embedded material as previously described in detail.31 Briefly, sections were deparaffinized in xylene, rehydrated, washed in phosphate-buffered saline (PBS), and, for selected antigens, immersed in 0.01 mol/l citrate buffer, pH 6, or 0.1 mmol/l EGTA and microwaved for 5 minutes at 750 W three times. The sections were then kept for 15 minutes at room temperature (RT) before further PBS washing and immunostaining with a standard streptavidin-biotin-peroxidase procedure and diaminobenzidine (DAB) color reaction. Double-immunostaining procedures were performed on selected samples; the usual streptavidin-peroxidase procedure with brown DAB color reaction was followed by a second cycle of microwaving and a streptavidin-alkaline phosphatase immunostaining with Fast Red as chromogen. The following antibodies were used: anti-CD3 (polyclonal, 1:1000), anti-CD8 (clone cd8/144b, 1:25), and anti-ß2-microglobulin (ß2M) (polyclonal A072, 1:5000) obtained from DAKO (Glostrup, Denmark); anti-CD4 (clone IF6, 1:100) from Novocastra (Newcastle, UK); anti-granzyme B (GrB; clone GrB7, 1:20) from Monosan (Leiden, The Netherlands); anti-perforin (clone KM585 P18, 1:1000) from Kamiya (Nippon); anti-TIA-1 (1:1000) from Coulter Corp. (Hialeah, FL); anti-CD56 (clone 123C3.D5, 1:100) from Neomarker (Freemont, CA); and anti-HLA-ABC monomorphic with preference with HLA-B heavy chain (clone HC10, 1:800), a kind gift of Dr. S. Ferrone (Department of Microbiology and Immunology, New York Medical College, Valhalla, NY). A cocktail of the CAM5.2 (1:50; Becton and Dickinson, Milan, Italy) and the AE1 (1:200; Neomarker) antibodies was used for cytokeratin detection in double-labeling experiments. Nonspecific antibody binding was determined on sections incubated with the same concentration of an irrelevant antibody of the appropriate isotype. Normal tonsil and spleen were used as positive controls.
Intratumor-intraepithelial CD3+, CD4+, CD8+, GrB+, perforin+, TIA-1+, and CD56+ cells were counted in 10 randomly selected areas of tumor at x400 using a Leica DMB microscope. Fields were chosen to contain the maximal amount of neoplastic cells with minimal stroma or necrotic debris. The number of intratumor CD4+ lymphocytes was also evaluated at x200 in the neoplastic stroma and at the advancing edge of the tumor and scored as follows: 0, <10 CD4+ lymphocytes; +, <50 CD4+ lymphocytes; and ++, >50 CD4+ lymphocytes. Quantification of the relative number of positive cells was performed in all cases by using a video-assisted measuring system (MicroImage, SC Casti Imaging, Italy). All cases were evaluated independently by two pathologists (C. Doglioni and M. Guidoboni). Counts of labeled cells by the two observers did not vary by more than 1%.
Detection of Apoptosis
Apoptotic cells were identified by conventional morphological criteria on hematoxylin and eosin sections. Moreover, the TUNEL method was also used to identify DNA fragmentation in situ by the protocol derived from Gavrieli32 as modified by Migheli.33 All reagents for TUNEL reaction were obtained from Boehringer (Mannheim, Germany). Briefly, rehydrated sections were digested with proteinase K (Sigma) at 20 µg/ml in Tris/EDTA (TE) for 20 minutes at RT. After washing in TE and quenching of peroxidase activity with 3% H2O2 in distilled water for 10 minutes, slides were immersed in TdT buffer (25 mmol/L Tris/HCl, 0.2 mol/L sodium cacodylate, 2.5 mmol/L cobalt chloride, pH 6.6) for 5 minutes and then incubated in TdT mixture composed of 1 part enzyme solution (TdT) and 9 parts label solution (fluorescein-dUTP), diluted 1:4 with TdT buffer, for 2 hours at 37°C. After washing with 2X SSC and Tris-buffered saline, slides were immersed in a solution of Tris-buffered saline/Triton with 2% bovine serum albumin for 15 minutes at RT, followed by incubation with Converter POD (peroxidase-labeled anti-fluorescein antiserum) for 30 minutes at RT. After washing, peroxidase activity was visualized with DAB color reaction. Slides were counterstained with Harris' hematoxylin, dehydrated, and mounted. Double labeling for GrB/TUNEL, CD8/TUNEL, and cytokeratin/TUNEL was performed on selected MSI+ CRCs by sequential TUNEL with DAB as chromogen giving a brown reaction product, followed by immunoalkaline phosphatase staining with a red (Fast Red) reaction product. For each case, the number of morphologically identifiable apoptotic cells and the TUNEL labeling index were determined by counting 1000 neoplastic cells in 10 consecutive fields at x400, chosen randomly in non-necrotic areas of the tumors. Evaluation was performed with the same video-assisted method mentioned above.
Statistical Analysis
Possible relationships between immunophenotypic markers and
clinicopathological parameters of CRCs were investigated by comparing
mean cellular count values for different levels of clinicopathological
variables. Data are expressed as mean ± SD. The Wilcoxon rank-sum
test for unpaired data was performed for statistical evaluation of
significant difference in the distribution of two groups. Mean counts
for different immunophenotypic markers were also compared by analysis
of covariance, introducing in the model age and gender. Variable
frequency was compared using the
2 and Fisher's
exact tests. A stepwise regression discriminant analysis was performed
to identify which of the clinical and histopathological variables
discriminated between subjects, after adjusting for age and gender,
using cellular count values as a dependent variable. Starting from a
full model with all variables included, nonsignificant variables were
progressively deleted with a step-down procedure based on a likelihood
ratio test. R2, which represents the percentage
of variability of each variable considered, was also given from the
regression model. The Pearson's method for correlation analysis was
used to compare TUNEL labeling index with the number of morphologically
identifiable apoptotic cells and GrB+ cell counts,
respectively.
| Results |
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Overall, 18 of the 55 selected CRCs (33%) were classified as
MSI+ and showed instability in two (six cases), three
(three cases), four (four cases), five (four cases), and seven loci
(one case). Microsatellite alterations at a single locus were found in
only two samples. All loci investigated manifested replication errors,
with variable frequencies of instability: 33% for L-myc, 31% for
BAT26, 20% for BAT13 and D1S170, 14% for CA21, 13% for D3S1611, and
7% for DM. The observed mobility shifts resulted from both increases
and decreases in fragment size. The MSI+ cases were also
tested for the first panel of five microsatellite sequences previously
proposed for the diagnosis of MSI in CRC.34
High
instability (
40%) was confirmed in 17/18 MSI+ tumors,
with the remaining one showing instability at 20% of the loci
analyzed. These findings indicate that our panel of microsatellites and
our MSI definition criteria were almost superimposable to those
recently recommended for diagnostic use.34,35
Five of the eighteen MSI+ tumors had developed in patients
carrying germline MLH1 or MSH2 gene mutations.
For the other 13 patients, the carrier status was excluded
(n = 4), or not investigated
(n = 9). The incidence of MSI differed
substantially in relationship to some clinicopathological parameters
(Table 1)
. In particular, the patients
with MSI+ tumors were significantly younger than those with
MSI- tumors (P = 0.004), although
this was mainly due to to the presence of true and putative HNPCC cases
in our series. In fact, with hereditary cases removed (nine
MSI+; mean age, 39.6 ± 12.2 years, and two
MSI-; mean age, 34 ± 7.1 years), there was no
evidence that sporadic MSI+ CRCs (nine cases; mean age,
63.2 ± 14.8 years) occurred in patients significantly younger
than sporadic MSI- tumors (35 cases; mean age, 66.9
± 10.1). In the MSI+ group, there was also a large excess
of cancers located in the proximal region (15/18), whereas only 13/37
MSI- tumors were right-sided (P <
0.001). Moreover, the frequency of MSI proved to be significantly
higher in poorly differentiated (9/12) than in medium and well
differentiated (9/43) cancers (P = 0.002). All
but one MSI+ (17/18) and 25/37 MSI- tumors
showed the presence of peritumor lymphoid nodules
(P = 0.04). All of three of the CRCs of the
medullary type were MSI+. No differences related to sex,
tumor stage, or mucinous differentiation were found between the two
groups. Immunohistochemical analysis showed that cases with total or
partial loss of either ß2M or HLA class I heavy chain
were similarly distributed among MSI+ and MSI-
tumors (Table 1)
.
|
As observed in the majority of unselected colorectal
tumors,36
also in most of our MSI- cases the
infiltration of mononuclear cells was generally restricted to the
stromal areas with only few lymphocytes infiltrating between neoplastic
cells (Figure 1a)
. By contrast,
MSI+ CRCs carried significantly higher numbers of
CD3+ lymphocytes infiltrating either conserved neoplastic
glandular structures or tumor areas characterized by deranged
histological architecture (Table 2)
. The
majority of these IELs were potential cytotoxic effectors as revealed
by the immunostaining for CD8 and TIA-1 (Table 2
and Figure 1, b and c
). Conversely, MSI- cases carried significantly fewer
IELs positive for CD8 (Table 2)
and TIA-1 (1.9 ± 1.7
versus 11.2 ± 6.5, P < 0.001). Of
note, when compared with MSI- cases, MSI+ CRCs
showed a strikingly higher percentage of IELs expressing perforin
(Figure 1d
and data not shown) and GrB (Figure 1e
and Table 2
).
Consistently with recent findings,37
these proteins with
cytolytic function were usually not expressed by IELs or lamina propria
lymphocytes from adjacent normal mucosa. Double-staining experiments
showed that most of the GrB+ cells in MSI+
cases also expressed CD3 and CD8, confirming that these cells were
activated CTLs (Figure 1g
and data not shown). Natural killer
CD56+ cells, which are known to express GrB and perforin,
were detected in infiltrates only in minimal numbers (<1%). As shown
in Table 2
, the GrB+/CD3+ and
GrB+/CD8+ ratios were significantly higher in
MSI+ CRCs, indicating that CTLs infiltrating these tumors
were globally more activated than in MSI- cases.
CD4+ IELs were absent or present in very low numbers in
both MSI+ and MSI- cases. Moreover, these two
groups of CRCs carried similar percentages of CD4+
lymphocytes located within the stroma or at the advancing edge of the
tumor. These findings indicate that the recruitment, activation, and
infiltration of lymphocytes within neoplastic epithelial structures of
MSI+ cases are events that selectively involve
CD8+ cytotoxic precursors.
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Although GrB+ granules were dispersed throughout all
of the cytoplasm of stromal lymphocytes from both MSI+ and
MSI- tumors, a large fraction of GrB+ IELs in
MSI+ cases showed a polar distribution of cytotoxic
granules (Figure 1f)
, a feature that characterizes cytotoxic effectors
actively involved in killing their target cells.15,17
Consistently, activated cytotoxic IELs from MSI+ cases were
sometimes located in close proximity of structures morphologically
identifiable as apoptotic bodies. To define whether the presence of
activated cytotoxic IELs correlated with increased levels of apoptosis,
MSI+ (n = 14) and MSI-
(n = 20) CRCs were investigated for the
frequency and distribution pattern of apoptotic cells. In both groups
of CRCs, apoptotic elements identified by morphology and
TUNEL+ cells were randomly distributed throughout the
lesions. In the whole series, a strong linear correlation was found
between the number of apoptotic cells assessed by morphology and the
TUNEL labeling index (R2
= 0.92;
P = 0.01). Whereas MSI- CRCs showed
apoptotic cell counts comparable to those reported by others in
unselected CRCs38,39
(2.1 ± 0.8 by morphology and
2.6 ± 1.1 by the TUNEL method), MSI+ cases exhibited
significantly higher numbers of apoptotic cells (3.3 ± 2,
P < 0.0001, and 4.1 ± 2.1, P <
0.0001, respectively). Among the TUNEL+ cells, apoptotic
bodies predominated, but some cells with normal-looking nuclei were
also detected. Cytokeratin/TUNEL double labeling indicated that most of
TUNEL+ cells were neoplastic epithelial cells (Figure 1h)
,
whereas only occasional CD3+ lymphocytes also stained with
TUNEL (not shown). Moreover, CD8+ and GrB+ IELs
were often seen in close apposition to apoptotic (TUNEL+)
neoplastic epithelial cells (Figure 1g
and data not shown), suggesting
a direct cytotoxic injury to cancer cell targets. Nevertheless, no
evidence of linear correlation was found between the number of
GrB+ IELs and TUNEL+ cells (data not shown).
| Discussion |
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It is worth considering that, besides the presence of a pronounced intratumor lymphoid infiltration, most MSI+ CRCs also show additional morphological evidence of tumor-associated immune responses, in the form of peritumor lymphoid nodules (the so-called Crohn's-like lymphoid reaction).8,9 Consistently with previous findings,8,9 a strong correlation between MSI and the presence of lymphoid aggregates within peritumor stroma was found also in our series of CRCs. Nevertheless, the results of our multivariate analysis indicate that this particular peritumor infiltration has probably no direct influence on the recruitment and intratumor activation of cytotoxic effectors in MSI+ tumors. These findings suggest, therefore, that the presence of peritumor lymphoid nodules and increased content of activated cytotoxic IELs probably represent different aspects of a complex host immune response against the tumor. This may have a beneficial impact on the natural history of these tumors, as demonstrated by the observation that the presence of peritumor lymphoid aggregates was an independent indicator of a better prognosis, particularly for right-sided CRCs.43,44 On these grounds, the findings that MSI+ CRCs are closely (and independently) correlated with both high numbers of activated cytotoxic IELs and the presence of peritumor lymphoid nodules strongly suggest that host immune responses may contribute to the apparent survival advantage of patients with MSI+ CRCs despite the poor histological differentiation usually displayed by these tumors.
The demonstration that apoptosis of neoplastic cells was significantly more frequent in MSI+ than in MSI- CRCs further supports the notion that these two groups of tumors are biologically different. The increase in the percentage of neoplastic cells undergoing apoptotic cell death observed in MSI+ tumors, although highly significant, was not very high. Nevertheless, considering that apoptosis is a rapid process with a transient phenotypic appearance,45 this difference may be relevant in terms of tumor growth rates. In fact, it has been demonstrated that even low levels of apoptotic cell death (~3%) can induce a tissue regression of 25% over several days if not balanced by proliferation.46 Moreover, our findings may be of prognostic relevance as suggested by recent reports indicating that the frequency of apoptosis was inversely correlated with invasiveness and metastasization of CRCs and positively correlated with better survival rates in CRC patients aged 45 years and under.47 The higher content of activated cytotoxic IELs observed in MSI+ CRCs probably contributes to the increased apoptotic cell death of neoplastic cells observed in these tumors. Nevertheless, the lack of linear correlation between the number of TUNEL+ and GrB+ cells suggests that this phenomenon is not entirely attributable to anti-tumor cytotoxic immune responses, being probably dependent, at least in part, on the intrinsic genetic instability of MSI+ CRCs. These tumors, in fact, as a consequence of their increased propensity to accumulate genetic alterations over time, may reach a mutation burden that is no longer compatible with cell survival, leading to higher rates of spontaneous apoptosis.
Besides being helpful in dissecting the clinicopathological heterogeneity of both HNPCC and sporadic CRCs, our findings may also have potentially relevant implications for the clinical management of CRCs. In fact, the identification of high numbers of activated CTLs in MSI+ CRCs suggests that patients with these tumors would probably benefit from therapeutic approaches that are less immunosuppressive than those conventionally used. Moreover, the possibility of treating patients with MSI+ CRCs with approaches aimed at potentiating host immune responses should be also considered to design new and perhaps more effective strategies for the management of this subset of tumors.
| Acknowledgements |
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| Footnotes |
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Supported in part by Associazione Italiana per la Ricerca sul Cancro (AIRC). E. Capozzi is a recipient of an AIRC fellowship.
A. Russo's present address: Epidemiology Unit, Centro per lo Studio E Prevenzione Oncologica, Florence, Italy.
Accepted for publication March 10, 1999.
| References |
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