(American Journal of Pathology. 1999;155:1879-1884.)
© 1999 American Society for Investigative Pathology
Malignant Transformation of Neurofibromas in Neurofibromatosis 1 Is Associated with CDKN2A/p16 Inactivation
Gunnlaugur P. Nielsen*,
Anat O. Stemmer-Rachamimov*,
Yasushi Ino*,
Michael B. Møller
,
Andrew E. Rosenberg* and
David N. Louis*
From the Molecular Neuro-Oncology Laboratory and the James Homer
Wright Pathology Laboratories,*
Department of Pathology and
Neurosurgical Service, Massachusetts General Hospital and Harvard
Medical School, Boston, Massachusetts; and the Department of
Pathology,
University of Southern Denmark,
Odense University, Odense, Denmark
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Abstract
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Patients with neurofibromatosis 1 (NF1) are predisposed to develop
multiple neurofibromas (NFs) and are at risk for transformation of NFs
to malignant peripheral nerve sheath tumors (MPNSTs). Little is
known, however, about the biological events involved in
the malignant transformation of NFs. We examined the
CDKN2A/p16 gene and p16 protein in NFs and MPNSTs from
patients with NF1. On immunohistochemical analysis, all NFs
expressed p16 protein. The MPNSTs, however, were
essentially immunonegative for p16, with striking transitions
in cases that contained both benign and malignant elements. None of the
benign tumors had CDKN2A/p16 deletions, whereas
three of six MPNSTs appeared to have homozygous
CDKN2A/p16 deletions. Methylation analysis and mutation
analysis of CDKN2A/p16 in MPNSTs did not reveal any
abnormalities. These results show that malignant transformation of NF
is associated with loss of p16 expression, which is often
secondary to homozygous deletion of the CDKN2A/p16 gene.
The findings suggest that CDKN2A/p16 inactivation occurs
during the malignant transformation of NFs in NF1 patients and raises
the possibility that p16 immunohistochemistry may provide ancillary
information in the distinction of NF from MPNST.
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Introduction
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Neurofibromatosis 1 (NF1; von Recklinghausen neurofibromatosis) is
one of the most common autosomal dominant disorders, affecting
approximately one in 3000 individuals.1,2
Diagnostic
criteria for NF1 include two or more neurofibromas (NFs) of any type or
one plexiform NF, café-au-lait macules, axillary or inguinal
freckles, optic glioma, Lisch nodules, distinctive osseous lesions,
and/or a first-degree relative with NF1.3
Patients with
NF1 have an increased risk of developing malignant tumors, in
particular a tendency for some NFs to undergo malignant transformation
to a malignant peripheral nerve sheath tumor (MPNST).2,4
At the present time, however, there are no clinical or pathological
means of identifying or predicting which NFs will progress to MPNST.
Patients with NF1 have a defect in the
NF1 gene, which is located on the long arm of chromosome 17
(17q11.2).5
Given the predilection of NF1 patients to
develop NFs, it is likely that inactivation of the NF1 gene
predisposes patients to the formation of benign NFs. Indeed, biallelic
inactivation of the NF1 gene has been documented in some NFs
from NF1 patients.6
The subsequent genetic changes that
underlie the transformation of NFs into MPNSTs in patients with NF1 are
poorly understood. Cytogenetic analysis of MPNSTs in patients with NF1
have revealed complex but not always consistent karyotypic changes.
Such changes sometimes involve chromosomes 17 and 22, where the
NF1, p53, and NF2 tumor suppressor
genes are located.7-9
In particular, mutations of the
p53 gene have been documented in the progression of NF to
MPNST in patients with NF1.10-17
The p16 protein, encoded by the CDKN2A/p16 gene on the short
arm of chromosome 9 (9p21), is a tumor suppressor that inhibits the
function of cdk4- and cdk6-cyclin D complexes. These cdk-cyclin
complexes in turn regulate the retinoblastoma protein (pRb), thus
controlling the G1-S phase checkpoint of the cell cycle.
CDKN2A/p16 inactivation thereby results in cellular
proliferation.18-28
CDKN2A/p16 inactivation is
known to occur in a wide variety of human tumors, including carcinomas,
glioblastoma, leukemia, and some sarcomas.29-39
Immunohistochemical studies have shown frequent aberrant p16 expression
in various types of sarcomas.39,40
In addition, p16-null
mice are prone to develop malignancies, particularly fibrosarcoma and
lymphomas.41
Thus p16 alterations characterize some human
and experimental sarcomas. Given the need to identify molecular events
associated with the sarcomatous transition of NFs to MPNSTs, we
therefore evaluated the role of the CDKN2A/p16 gene and p16
protein in NFs and MPNSTs from patients with NF1.
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Materials and Methods
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Materials
Formalin-fixed, paraffin-embedded tumors were retrieved from the
files of the Department of Pathology of the Massachusetts General
Hospital. Eighteen tumors from 16 patients were examined; 13 of the
patients carried a diagnosis of NF1. Of the 13 NF1 patients, seven had
an MPNST arising in association with a NF; three had MPNST unassociated
with identifiable NF; one had a NF and an MPNST resected at different
times; and two patients had carried the diagnosis of "atypical"
NFs. Three tumors (one schwannoma and two NFs) were from three patients
who were not diagnosed with NF1. The study population consisted of 16
patients (seven males and nine females) that ranged in age from 9 to 57
(mean 29) years. DNA was extracted from formalin-fixed,
paraffin-embedded tissue according to standard
procedure.42
Before DNA extraction, all tumor tissues were
examined histologically to determine benign and malignant areas and to
ensure that they contained viable tumor.
Homozygous Deletions of CDKN2A
To assay for homozygous deletions of the CDKN2A/p16
gene, we used a comparative multiplex polymerase chain reation (PCR)
technique that amplifies a 168-bp fragment of the 5' end of
CDKN2A/p16 exon 2 and a 187-bp sequence of the
APEX nuclease gene on chromosome 14q, a site not frequently
altered in sarcomas.27,28,38
The products were separated
by electrophoresis on 2% agarose gels and visualized under ultraviolet
light by ethidium bromide staining. This assay has been titrated to
detect homozygous CDKN2A/p16 deletions in tumors with less
than 30% contaminating nonneoplastic cells and has been confirmed by
Southern blotting of selected gliomas.27,28
Each PCR assay
was repeated at least three times to confirm the ratios between the
CDKN2A/p16 band and the control band.
p16 Immunohistochemistry
p16 immunohistochemistry was performed with the JC8 mouse
monoclonal IgG2a antibody, generated in the Massachusetts General
Hospital Cancer Center. JC8 antibody is directed against the first
ankyrin repeat (amino acids 132) of the p16 protein and has been
characterized and described elsewhere.31,39,43
Single-Strand Conformation Polymorphism Analysis
Single-strand conformation polymorphism (SSCP) analysis was
performed on all three coding exons of the CDKN2A/p16 gene,
as previously described.44,45
Methylation-Specific PCR of the CDKN2A/p16 Promoter
The methylation status of the CDKN2A/p16 promoter
region was studied in two tumors that lacked CDKN2A/p16
deletion but also showed loss of p16 expression. Methylation was
assessed by methylation-specific PCR according to a published
protocol,46
with minor modification of the PCR cycle to
include a touchdown of the annealing temperature from 67°C to 60°C,
followed by 20 cycles at 60°C. The procedure entails bisulfite
modification of DNA followed by amplification with primer pairs
specific for methylated and unmethylated DNA. DNA samples from the
colon carcinoma cell lines HT-29 and CaCo2 were used as positive
controls for methylated DNA. The PCR products were run on a 2% agarose
gel, stained with ethidium bromide, and visualized under ultraviolet
light.
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Results
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Immunohistochemical staining for p16 protein in the two NFs from
non-NF1 patients showed nuclear and faint cytoplasmic staining of most
of the neoplastic cells. The one schwannoma showed an unusual staining
pattern, in which staining was prominent in Antoni B regions and less
extensive in the cellular Antoni A regions. Neurofibromas from the NF1
patients had prominent p16 immunopositivity, with most (60100%)
tumor cells displaying strong nuclear and lighter cytoplasmic staining
(Figure 1, A and B)
. Two "atypical"
NFs contained areas of increased cellularity and scattered cells with
"degenerative" nuclear atypia and rare mitoses; these had been
considered histologically benign. On immunohistochemical analysis,
these two cases also showed nuclear and light cytoplasmic staining of
most tumor cells, including the "atypical" cells (Figure 1, C and D)
.

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Figure 1. A and B: Neurofibroma from a patient with NF1,
showing bland-looking spindle cells separated by a myxoid and
collagenous background
(A).
Immunohistochemical staining illustrates diffuse nuclear and faint
cytoplasmic staining for p16 (DAB chromogen with
hematoxylin counterstain)
(B).
C and D: "Atypical" neurofibroma showing
increased cellularity and nuclear atypia
(C). No
mitotic figures are present. Immunohistochemical staining for p16
demonstrates nuclear and faint cytoplasmic staining of the neoplastic
cells, including "atypical" cells
(D).
E and F: MPNST
(E) showing
marked increased cellularity, fasicular and herringbone growth pattern,
nuclear atypia, and marked mitotic activity. Immunohistochemical
staining shows no immunoreactivity for p16
(F).
G and H: MPNST arising in association with a
neurofibroma
(G). An abrupt
transition from the neurofibroma
(right) to
MPNST (left)
is seen. Immunohistochemical staining of the same tumor
(H) shows that
the benign neurofibromatous component
(right) stains
for p16 protein, whereas the malignant component
(left) is
immunonegative for p16 protein.
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With the exception of one case, all 11 MPNSTs were conspicuously
negative for p16 on immunohistochemistry (Figure 1, E and F)
. One
tumor, which arose in association with a benign NF and did not
demonstrate any unusual histological features, had scattered (<5%)
p16-immunopositive malignant-appearing cells. For the cases in which
benign and malignant elements were both present in a single section,
the difference in staining was striking between the benign and
malignant areas, with the p16-immunopositive NF highlighted against the
p16-immunonegative MPNST (Figure 1, G and H)
.
DNA was extracted from 15 cases (the three tumors from the non-NF1
patients and 12 tumors (six NFs and six MPNSTs) from patients with
NF1). None of the benign tumors (including the "atypical" NFs) had
CDKN2A/p16 deletions. Three of the six MPNSTs, however, had
comparative multiplex PCR results that were consistent with homozygous
CDKN2A/p16 deletions (Figure 2)
. Although MPNSTs may have complex
cytogenetic aberrations, chromosome 14q (the location of the
APEX control gene) is not a common site of
amplification47
; this argues against the possibility that
the comparative multiplex results reflect multiple copies of
chromosome 14q rather than deletion of CDKN2A/p16. On the
other hand, chromosome 14q can be lost in approximately 20% of
MPNSTs,47
raising the possibility that the three p16
immunonegative MPNSTs without demonstrable CDKN2A/p16
homozygous deletions represent false negative results from coincident
14q and 9p loss. Methylation analysis of the CDKN2A/p16
promoter and mutation analysis of the CDKN2A/p16 coding
region in two of the three MPNSTs without deletions did not reveal any
alterations.

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Figure 2. Comparative multiplex analysis of the CDKN2A/p16 gene.
Homozygous deletion (HD)
is present in three tumors (lanes 3,
5, and 10), as evidenced by
preferential amplification of the control amplicon
(top band)
with minimal amplification of the CDKN2A/p16 amplicon
(bottom band).
M, pUC18/HaeIII digest size marker. Lane 0:
Negative control ("no
DNA"). Lane 1: Normal control DNA.
Lanes 2 and 3: DNA from the same tumor, showing
the benign (NF) component
(lane 2) and
the malignant component (MPNST; lane
3), the latter showing HD for the
CDKN2A/p16 gene. Lanes 4 and 5 show
findings similar to those of lanes 2 and 3, with
DNA from the different areas in another tumor
(lane 4, NF; lane 5,
MPNST). Lane 5 shows HD for the
CDKN2A/p16 gene. Lane 6: Neurofibroma from a
patient with NF1. Lanes 710: MPNSTs from four different
NF1 patients. Lanes 79 do not show HD, whereas the MPNST
in lane 10 shows HD for the CDKN2A/p16 gene.
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Discussion
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Tumorigenesis in NF1 patients is a multistep process. Although
changes in the NF1 gene are likely initiating events, other
genetic alterations must occur for benign tumors such as NFs to
progress to malignancy. Because of the clinical importance of
understanding the transition of NFs to MPNSTs, we have collected a
series of NF-MPNST cases from NF1 patients to evaluate the genetic
changes associated with this progression.
In the present study, NFs from NF1 patients, including NFs that had
given rise to MPNSTs and "atypical NFs," all expressed p16 protein.
Benign nerve sheath tumors from non-NF patients also expressed p16
protein. Thus p16 is expressed in benign nerve sheath tumors,
consistent with a role for p16 in controlling cell proliferation in
these lesions. Significantly, however, with the exception of one tumor
that showed staining of only scattered tumor cells, MPNSTs did not
express p16 protein. For tumors in which NF and MPNST coexisted, the
difference in staining between benign and malignant areas was striking,
with loss of p16 noted only in the malignant components. These results
demonstrate that loss of p16 expression is associated with the
malignant transition of NF to MPNST in NF1 patients.
In half of the evaluable cases, the genetic mechanism for loss of p16
expression appeared to be homozygous deletion of the
CDKN2A/p16 gene. For the other cases, we did not detect
CDKN2A/p16 homozygous deletions, promoter methylation, or
coding region mutations. Nonetheless, deletions not involving exon 2,
methylation outside of the assayed region of the promoter, or point
mutations in noncoding regions could all potentially affect protein
expression and would not be detected with our analyses. Given the
absence of p16 expression in the MPNSTs studied, the finding of gene
abnormalities in half of the studied MPNSTs, and the chance of false
negative comparative multiplex PCR findings (see Results section), it
is possible that all of the MPNSTs harbor CDKN2A/p16 gene
alterations.
Only a few studies have examined the role of CDKN2A/p16 in
MPNSTs. Cohen et al40
studied p16 and pRB expression
immunohistochemically in 59 sarcomas, including six
"neurofibrosarcomas," all of which showed normal p16 expression.
Schneider-Stock et al48
found loss of heterozygosity (LOH)
at the CDKN2A/p16 gene in only one of 14 "malignant
schwannomas" (MPNSTs), but such LOH assays will often miss homozygous
deletions. Importantly, neither of these studies indicated whether the
MPNSTs were from NF1 patients. In a comparative genomic hybridization
study47
of sporadic and NF1-associated MPNSTs, three
of seven NF1-associated MPNSTs and one of three sporadic MPNSTs showed
allelic loss of chromosome 9p, consistent with inactivation of
CDKN2A/p16. Recently Kourea et al49
reported,
in abstract form, deletion of the CDKN2A/p16 gene in 60% of
MPNSTs, with no cases demonstrating CDKN2A/p16 methylation.
These results are similar to the present findings, and it would be
interesting to know if any of the patients studied by Kourea et al had
NF1. These studies leave open the possibility that different mechanisms
might be involved in the tumorigenesis of sporadic versus
NF1-associated MPNSTs. The definition of sporadic MPNSTs also
introduces a problem, because poorly differentiated spindle cell
sarcomas may be diagnosed in different ways by different pathologists.
The present study overcomes this potential problem by limiting the
study to NF1-associated MPNSTs, by assuming that these tumors represent
a homogeneous group of neoplasms that are derived from nerve sheath
elements.
The association of CDKN2A/p16 inactivation with the
transition from NF to MPNST parallels that of p53, because
p53 alterations have been documented in MPNSTs but not in
NFs. For p53, it has been suggested that immunohistochemical
demonstration of p53, most likely indicating mutant protein, supports a
diagnosis of MPNST.16,17
However, results for p53 staining
have not been consistent in MPNSTs, and some p53 mutants do not lead to
immunohistochemically detectable protein. Our findings raise the
possibility that p16 immunostaining may provide ancillary information
in the distinction of NF from MPNST. In this regard, it is interesting
that the atypical NFs maintained p16 staining; if this proves true on
larger series of cases, p16 immunopositivity would argue against a
diagnosis of MPNST in difficult cases, perhaps allowing a patient to
avoid overly aggressive therapies. On the other hand, at the
present time such assays are unlikely to provide information for
predicting which NFs are likely to progress to MPNSTs, although the
absence of staining may strengthen the argument that such a transition
has already occurred.
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Footnotes
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Address reprint requests to Dr. Gunnlaugur P. Nielsen, Department of Pathology, Massachusetts General Hospital, Fruit Street, Boston, MA 02114. E-mail: gnielsen{at}partners.org
The first two authors contributed equally to this work.
Accepted for publication August 1, 1999.
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