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From the Departments of Pathology,*
Biostatistics and
Epidemiology,
Human
Genetics,
and
Surgery,§
Memorial Sloan-Kettering Cancer
Center, New York, New York
| Abstract |
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20% tumor cells displayed nuclear immunoreactivity.
Biphasic SS were analyzed, taking into account separately the
expression of these proteins in the spindle and glandular components.
Disease specific survival was modeled using the Kaplan-Meier method
with log rank test and Cox regression. The cohort of patients
analyzed included 23 females and 26 males, and the histological
type distribution was 35 monophasic and 14 biphasic SS. The median
follow-up for survivors was 53 months, with a 5-year
disease-specific survival of 63% and a metastatic disease-free
survival of 40%. The positive phenotypes identified for the different
markers studied were as follows: cyclin D1, 59%; cyclin
E, 29%; p21, 51%; p27, 69%; mdm2,
59%; p53, 16%; and Ki67, 59%. We observed that
positive p53, cyclin E, and high Ki67 proliferative
index were correlated with survival, but only Ki67 and p53 were
independent variables for prognostication. The present study suggests
that alterations of cell cycle regulators are more common events in SS
than originally thought. p53 overexpression could be of use as a marker
together with a high Ki67 proliferative index, in identifying a
subset of SS patients with increased risk of tumor
relapse.
| Introduction |
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Synovial sarcomas (SS) are characterized by a recurrent chromosomal translocation, t(X;18), identified in over 90% of both biphasic and monophasic tumors. In previous studies, a relationship between the transcript fusion type and the biological behavior of the disease was reported.5 Nevertheless, little is known regarding the frequency and potential clinical relevance of detecting alterations of cell cycle regulators in SS.
During the G1-to-S transition, multiple target genes are affected by the action of p53 and RB pathways. p53 expression has been extensively investigated in most human malignancies, as p53 overexpression in tumors can be attributed to an extended half-life exerted by most mutant p53 products.6 p53 activity is regulated by mdm2, which binds to p53, inhibits its transcriptional activity, and targets its degradation.7 The MDM2 gene is transactivated by p53, creating an autoregulatory feedback loop.7 In addition, p53 transactivates other genes involved in cell cycle arrest, such as p21WAF1,8 as well as others involved in DNA-damage and apoptotic programs.9 p21WAF1 was the first member identified of the family of cyclin-dependent kinase (Cdk) inhibitors termed KIP, which also includes the p27kip1 gene. Both p21 and p27 have a strong affinity for cyclin D1-Cdk4 complexes, an activity that is reduced for complexes formed by cyclin E and Cdk2.10
Most of the pre-existing studies analyzing prognostic markers in sarcomas combined multiple histopathological entities and different tumor grades. Reported results of associations between tumor markers and clinicopathological parameters may be due to the differences in the incidence of various molecular alterations among distinct histological tumor subtypes and grades. Therefore, the goal of our study was to analyze the role of specific molecular alterations affecting certain cell cycle regulators in a highly selected subset of synovial sarcomas. Furthermore, we also extended our study to the analysis of potential clinical associations between these alterations and clinicopathological variables of poor outcome, including patient survival.
| Materials and Methods |
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Forty-nine consecutive patients with high grade SS, with localized disease at presentation that was restricted to the extremities, were selected from the files of the Department of Pathology at Memorial Sloan-Kettering Cancer Center (MSKCC). The availability of follow-up information on these patients and adequate tumor tissue for the analysis were among the inclusion criteria for the study. The microscopic slides were reviewed and the histological diagnosis was reconfirmed in all cases. A paraffin-embedded, formalin-fixed representative tumor tissue block from each case was selected for conducting immunohistochemical analyses. Clinical and follow-up information was obtained by reviewing all medical charts.
There were 23 females and 26 males, with a mean age of 37 years (range, 1369 years). Fourteen tumors (29%) were smaller than 5 cm in greatest dimension and 35 tumors (71%) were larger than 5 cm. The histological type distribution was 35 monophasic (71%) and 14 biphasic (29%) SS. None of our 49 cases was considered to fulfill the histological criteria for the so-called "poorly differentiated variant" of SS. Forty-one patients (84%) underwent a limb-sparing surgical procedure (en bloc resection) and only 8 patients (16%) had an amputation. The surgical margins were microscopically positive in 11 cases (22%) and negative in 38 cases (78%).
The median follow-up among survivors in this cohort of 49 patients was 53 months (range, 5303 months). The actuarial 5-year failure rates were 35% for local recurrence, 60% for distant recurrence, and 37% for death of disease. The number of endpoints included 14 local recurrences, 28 metastases, and 20 deaths of disease.
Monoclonal Antibodies and Immunohistochemistry
A panel of well characterized antibodies was used, which included mouse monoclonal antibodies to cyclin D1 (Ab-3; Calbiochem, San Diego, CA; 1 µg/ml), p21 (Calbiochem; 5 µg/ml), p27 (Calbiochem; 1 µg/ml), mdm2 (clone 2A10, to the human MDM2 product, kindly supplied by Dr. A. Levine, Rockefeller University, New York, NY; 1:500; no concentration could be given because it was supplied as a tissue culture supernatant), and Ki67 (clone MIB1, Immunotech, Westbrook, ME; 1:100; 2 µg/ml). In addition a purified rabbit antiserum to cyclin E was also used (supplied by Dr. A. Koff, MSKCC; 1:500; also supplied as a tissue culture supernatant). Two mouse monoclonal antibodies detecting different epitopes on p53 were used: PAb1801 and DO7. Clone PAb1801 (Calbiochem; 1:500; 0.2 µg/ml) recognizes an epitope located between amino acids 32 and 79 of both wild-type and mutant human p53 proteins,11 whereas the p53 epitope recognized by clone DO7 (Dako, Carpinteria, CA; 1:500; 0.2 µg/ml) is located between amino acids 19 and 26 of wild-type and mutant human p53 proteins. Deparaffinized sections were treated with 3% H2O2 to block endogenous peroxidase activity. Sections were subsequently immersed in boiling 0.01% citric acid, pH 6.0, in a microwave oven for 15 minutes to enhance antigen retrieval, allowed to cool, and incubated with 10% normal horse serum (mouse monoclonal antibodies) or 10% normal goat serum (rabbit antiserum) to block nonspecific tissue immunoreactivities. Primary antibodies were then incubated overnight at 4°C. Biotinylated horse anti-mouse IgG antibodies (Vector Laboratories, Burlingame, CA; 1:500 dilution) or goat anti-rabbit IgG antibodies (Vector Laboratories, 1:800 dilution) were applied for 1 hour, followed by avidin-biotin-peroxidase complexes that were applied for 30 minutes (Vector Laboratories, 1:25 dilution). Diaminobenzidine was used as the final chromogen and hematoxylin was used as the nuclear counterstain. Nuclear immunoreactivities were scored on a continuous scale with values that ranged from undetectable levels or 0% to homogeneous staining or 100%. The staining profile in tumor cells was compared to the negative internal tissues, as well as with both negative and positive control samples. Because the antigens under study are nuclear proteins when functional, we scored those tumor cells displaying nuclear immunoreactivities. We noted cytoplasmic staining in few cases with certain antibodies, but did not use this finding as criteria for determining "positive phenotype." The scoring was performed by a single pathologist (C. R. A.) without knowledge of the clinical characteristics. The stained slides were reviewed by other two pathologists (J. M. W. and C. C.-C.), and there was agreement among these investigators regarding positive versus negative cases. The immunoreactivity scoring was counted as percentage of nuclear staining per 10 high-power fields, in several areas, regardless of staining intensity. Based on other reports, a 10% cutoff value for detection of positive nuclear reactivities was selected for all antibodies.12 An additional cutoff point of 20% positive cells was also recorded for Ki67, as this percentage is also cited as correlating best with survival.13,14 We caution the reader that these are preliminary, exploratory studies, and that these findings need to be validated using an independent cohort of patients.
In all biphasic synovial sarcoma (BSS) cases immunoreactivities were scored separately for both spindle and glandular cell components, using the same cutoff values stated above. Immunohistochemical results for each individual cell component were analyzed in relation to clinicopathological parameters of poor outcome, including survival.
Statistical Analyses
The endpoints studied were rates of developing first local recurrence, rate of developing first metastasis, and rate of any recurrence- and disease-related mortality (DSS). Local recurrence-free survival (LFS), metastatic disease-free survival (MDFS), disease-free survival (DFS), and disease-specific survival (DSS) were modeled using the Kaplan-Meier method and analyzed by the log rank test and Cox regression multivariable analysis. The results of Cox model analysis were reported with relative risks (RR) and 95% confidence intervals (CIs).
In addition to the cell cycle regulators and Ki67 proliferative index,
the following clinicopathological adverse factors were analyzed for
their relationship with DSS: age (<15 and
15 years), gender, tumor
size (<5 and
5 cm), histological type (monophasic and biphasic),
surgical procedure (en bloc resection and
amputation), and status of microscopic margins of resection. Kendalls
Tau b was used to measure associations between factors and results used
to explain the possible roles of different factors in determining
oncological outcomes.
| Results |
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Cyclin E immunoreactivity was noted in the nuclei of tumor cells in 14
of 49 cases (29%). The intensity of nuclear staining was weaker than
that observed for cyclin D1 (Figure 1B)
. Immunoreactivities for cyclin
E were found in 3 of 14 BSS cases (21%), the pattern of staining being
also restricted to the glandular component.
p21WAF1 nuclear overexpression was detected in 25
of 49 cases (51%). p21WAF1 had also a
distinctive labeling pattern, being usually identified in the glandular
component of the BSS analyzed. Nine of the 14 BSS cases (64%) showed
immunostaining in >10% of the glandular component, and in 8 of these
9 cases p21 overexpression was restricted to this cell type (Figure 1C)
.
p27Kip1 was found to be positive in 34 of 49
cases (69%; Figure 1D
). There was no predilection for one or the other
cellular component in the BSS cases studied. Similarly, we observed no
difference between monophasic and biphasic histology and MDM2 nuclear
overexpression. MDM2 was overexpressed in the nuclei of tumor cells in
29 of 49 cases (59%; Figure 1E
). We observed a cytoplasmic pattern of
staining with the anti-MDM2 antibody used (clone 2A10) in approximately
half of the BSS cases. This cytoplasmic staining was found in cases
with or without MDM2 nuclear immunoreactivities (Figure 1E)
.
Although p53 immunoreactivities were identified in only a minority, 8
of 49, cases (16%), there was a significant concordance
regarding the staining patterns and final results by the two different
antibodies used in this study (clones PAb1801 and DO7). Seven tumors
were found to be immunoreactive with both reagents (Figure 1F)
.
However, two additional lesions were found to be positive for only one
of the two antibodies.
Ki67 nuclear immunoreactivities were found in 42 of 49 cases (86%) when using >10% as cutoff to define high proliferative index. When using >20% positive tumor cells, only 29 of 49 cases (59%) were considered to have a high proliferation rate. The reactivity of Ki67 in the BSS cases was not restricted to either of the two cellular components.
Univariate analyses were performed for each biological marker and
endpoints under study (Table 1)
. The following were found to be adverse
factors for MDFS, DFS, and DSS: Ki67 proliferation rate using >20%
cutoff (but not when using >10%), p53 (both PAb1801 and DO7 clones),
and Cyclin E (Table 2)
. We conducted a separate statistical analysis to
further define the potential impact of the immunoreactivities occurring
in each spindle or glandular components of the BSS cases. We found no
correlation between patterns of expression of the biological markers
and either outcome or other adverse factors for these two different
morphologies. We found that of all clinicopathological parameters
evaluated, only tumor size
5 cm was significantly associated with a
poor outcome.
A multivariable analysis was also conducted to identify the independent
prognostic factors. The following were found to be independent adverse
factors for DSS: Ki67 >20% (RR = 8.3; CI: 2.725;
P = 0.0015) and p53 (antibody clone PAb1801; RR =
7.8; CI: 1.835; P = 0.0001). The following were found
to be independent adverse factors for DFS and MDFS: Ki67 >20% and
size
5 cm.
Kendall Tau b method identified a correlation between the expression of cyclin E and p21WAF1 (1.5; P = 0.0002), DO7 (0.3; P = 0.02), PAb1801 (0.5; P = 0.0017), and Ki67 >20% (0.3; P = 0.01) staining. The strong association between cyclin E reactivity and independent prognostic factors, namely Ki67 and p53, may possibly explain its clinical impact as found by univariate analysis.
| Discussion |
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Cell cycle transitions are controlled by the enzymatic activity of complexes formed by cyclins and Cdks. Cyclin D1 and Cdk4 complexes phosphorylate pRB, allowing entry into the cycle and exerting the early regulation imposed during the G1 phase.15 Cyclin D1 overexpression, with or without gene amplification, has been reported to be associated with unfavorable outcome in numerous epithelial malignancies, including pancreatic, colorectal, and head and neck cancer.16-18 Cyclin D1 overexpression has also been observed in bone19 and soft tissue sarcomas.20 In the present study, we detected cyclin D1 overexpression in 59% of the cases studied. However, identification of cyclin D1-positive phenotype was not associated with proliferation index, and it had no impact on survival. The lack of correlation with proliferation index can be explained by an unscheduled pattern of cyclin D1 expression, based on the high frequency of identifying a positive phenotype for cyclin D1 in the cohort of patients studied. The effect of the ectopic expression of cyclin D1 in shortening the G1 interval relative to the expression of any single cyclin has been reported.21 Thus, there is a good correlation in experimental systems and primary tumor data, including SS, to support such a postulate.
Binding of cyclin E to Cdk2 also leads to pRB phosphorylation and progression from the G1 to the S phases of the cell cycle. In this study, we found cyclin E overexpression in 29% of the cases, and also found that this positive phenotype was associated with high proliferation index. In addition, cyclin E overexpression was significantly correlated with poor outcome by univariate analysis, but not by multivariate analysis. This lack of significance could be due to the strong association between cyclin E and Ki67 proliferation index. In a large study of high-grade osteogenic sarcomas, cyclin E overexpression was found in 47% of cases.22 Moreover, a similar significant correlation between cyclin E and Ki67 was also noted in that study.22 Cyclin E overexpression has also been reported in breast, gastrointestinal, and bladder cancers.23-25
Several lines of investigation suggest that p53 controls a cell cycle checkpoint responsible for maintaining the fidelity of the genetic information, either mediating cell cycle arrest in response to DNA damage or activating pathways of apoptosis if repair cannot be achieved.9,10 Although alterations in p53 expression are not uncommon in human sarcomas, their incidence varies with the histological type.7,26 The incidence of p53 nuclear overexpression in the present study (16% of cases) closely approximates the percentage found in a homogeneous group of leiomyosarcomas.27 As overexpression of p53 measured by immunohistochemical techniques does not always correlate with gene mutations at the molecular level,28 conclusions should be drawn cautiously regarding the biological interpretation of this finding.6 Nevertheless, the clinical impact of detecting p53 nuclear overexpression in SS is evidenced by its significant association with an unfavorable outcome, and it is also in concordance with previous studies on soft tissue sarcomas.12
A significant difference between the frequency of p53 nuclear
overexpression in large (
5 cm in diameter) versus small
(<5 cm) soft tissue sarcomas was previously reported.12
In our study, all 8 patients with p53 positive phenotype had tumors >5
cm. This phenomenon could be explained by the growth advantage and lack
of apoptotic response that tumors with p53 alterations suffer. In this
context, tumors with enhanced proliferation and lacking cell death will
tend to produce larger tumor masses.
p21WAF1 is a cyclin-dependent kinase inhibitor that is transactivated by p53 in response to cellular stress and DNA damage.29,30 It has been shown that a p21-positive phenotype usually can be related to the presence of a wild-type p53.31 However, it is known that p21 can also be induced through a p53-independent pathway, mainly activated by specific growth factors such as the epidermal growth factor receptor.32 In our study, only one p53-positive case was associated with lack of p21 expression, consistent with the presence of an inactive p53. In the remaining p53-positive cases in which p21 was identified, its induction could be related to this alternative pathway. In the setting of soft tissue sarcomas, the alternative mechanism could be due to mitogenic stimuli via growth factor signaling. There is abundant evidence regarding the up-regulation of growth factor receptor/ligand activity in soft tissue sarcomas.33,34
Alterations in the expression of p27kip1, another member of the p21 family of Cdk inhibitors, were found in approximately 30% of the SS cases analyzed. p27 alterations have been reported to occur at the expression level, and mutations of the p27kip1 gene are rarely found in human malignancies, including soft tissue sarcomas.35 As has been reported for most cyclins, p27 is a target of degradation mediated by the ubiquitin system.36 It appears that this event takes place in the proteosome, which shows increased activity associated with decreased p27 levels.36
In this study, we also observed that approximately 60% of the cases displayed mdm2 overexpression. Although a correlation between the overexpression of p53 and mdm2 proteins within the same tumor and unfavorable outcome was shown in previous studies of adult soft tissue sarcomas,28,37,38 our results could not reproduce this finding in this restricted group of SS cases.
Transcriptional regulation of the MDM2 gene is under the control of p53. The MDM2 protein binds to the transactivation domain of p53 and abolishes its function. In addition, MDM2 binding to p53 achieves its degradation by presenting p53 to the ubiquitin system. We and others have previously reported that MDM2 amplification is not always associated with MDM2 overexpression. The mechanisms accounting for MDM2 overexpression are not well understood. It appears that MDM2 also responds to other growth signaling pathways, including those originated in the membrane by certain growth factors, such as bFGF and FGF receptors.
Regarding proliferative index, as measured by Ki67 expression, the present results support previous reports that demonstrate its prognostic significance in soft tissue sarcoma.13,14,39 Because high proliferation rate proved to be an independent predictor of survival in SS, it may be of use, together with p53 overexpression and tumor size, to identify patients who require vigilant postoperative surveillance and aggressive adjuvant systemic therapy.
The presence of molecular alterations restricted to the epithelial component of SS, as seen with cyclin D1, p21 and cyclin E expression, questions the possibility of its potential active role in tumor progression. Although this mechanism alone cannot be implicated in all SS tumors, as the incidence of monophasic SS exceeds the biplasic SS type, other lines of evidence pointed out similar observations. A strong correlation between SYT-SSX fusion type and morphology was recently identified,5 possibly related to the 13 amino acids difference of the carboxy-terminal of the SSX proteins included in the fusion transcript. Hypothetically, the SYT-SSX1 fusion protein, although not sufficient by itself to induce architectural epithelial differentiation, may be more permissive than the SYT-SSX2 fusion product. Along these lines, Lopes et al describe a significantly higher proliferation rate within the glandular component of BSS,40 and found a significant association between P-glycoprotein and glutathione-S-transferase-pi expression in the epithelial areas of BSS.41 Other relevant questions that remain unsettled in SS include its putative histogenesis, the relationship between cell differentiation and cell proliferation, and the connection between the two components in the bimorphic histological type.
In sum, p53 overexpression (>10%) appears to be an uncommon but clinically relevant event in this group of selected SS, in that it identifies a subset of patients with increased risk of tumor relapse. This prognostic indicator may be useful in assigning a more aggressive intervention. It should be noted that high Ki67 proliferation index (>20%) proved to be an independent prognostic marker in localized SS. The role of cyclin E and its clinical impact in SS requires further study, but appears to be related to its significant association with Ki67 and p53. Finally, the significance of the epithelial tropism observed for cyclin D1 and p21WAF1 expression remains unknown. Further studies including p53 sequence analysis, microdissection techniques, and morphology-related molecular markers, like SYT-SSX fusion type5 or Met oncoprotein expression,42 may be helpful in elucidating this process.
| Footnotes |
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Accepted for publication November 14, 1999.
| References |
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