(American Journal of Pathology. 2000;157:1495-1510.)
© 2000 American Society for Investigative Pathology
Prominent Axonopathy and Disruption of Axonal Transport in Transgenic Mice Expressing Human Apolipoprotein E4 in Neurons of Brain and Spinal Cord
Ina Tesseur*,
Jo Van Dorpe*,
Koen Bruynseels*,
Francisca Bronfman*,
Raf Sciot
,
Alfons Van Lommel
and
Fred Van Leuven*
From the Experimental Genetics Group,*
Center for Human
Genetics, Flemish Institute for Biotechnology; and the Department of
Pathology,
University Hospitals Leuven,
K. U. Leuven, Gasthuisberg, Leuven, Belgium
 |
Abstract
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The epsilon 4 allele of the human apolipoprotein E gene (ApoE4)
constitutes an important genetic risk factor for Alzheimers disease.
Recent experimental evidence suggests that human ApoE is expressed in
neurons, in addition to being synthesized in glial cells.
Moreover, brain regions in which neurons express ApoE seem to
be most vulnerable to neurofibrillary pathology. The hypothesis that
the expression pattern of human ApoE might be important for the
pathogenesis of Alzheimers disease was tested by generating
transgenic mice that express human ApoE4 in neurons or in astrocytes of
the central nervous system. Transgenic mice expressing human
ApoE4 in neurons developed axonal degeneration and gliosis in
brain and in spinal cord, resulting in reduced sensorimotor
capacities. In these mice, axonal dilatations with accumulation
of synaptophysin, neurofilaments, mitochondria,
and vesicles were documented, suggesting impairment of axonal
transport. In contrast, transgenic mice expressing human ApoE4
in astrocytes remained normal throughout life. These results suggest
that expression of human ApoE in neurons of the central nervous system
could contribute to impaired axonal transport and axonal degeneration.
The possible contribution of hyperphosphorylation of protein Tau to the
resulting phenotype is discussed.
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Introduction
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The epsilon 4 allele of the apolipoprotein E (ApoE) gene is
associated with Alzheimers disease (AD), affecting the onset of the
disease in an allele dose-dependent manner.1,2
ApoE4 is
associated with increased plaque load in AD3-5
and early
onset of neurofibrillary changes.6
ApoE4 has also been
implicated in poor neurological recovery after head injury, cerebral
hemorrhage, and cardiac bypass surgery.7-12
In
addition, ApoE4 was suggested to act as a
risk factor for bulbar-onset amyotrophic lateral sclerosis, for Picks
disease, corticobasal degeneration, and progressive supranuclear palsy
(characterized by protein Tau-related cytoskeletal pathology), and for
inclusion body myositis, although contradictory results have been
found.13-19
Epidemiological data do not provide evidence for a direct role of ApoE
in central nervous system disorders, and its mechanism of action within
the central nervous system is not clear. Originally, it was thought
that ApoE present in neurons originated only from
endocytosis.20-22
Numerous cell culture experiments
demonstrated receptor-mediated uptake of ApoE as well as effects on
neurite outgrowth and cell-morphology.23-29
However, more
and more evidence indicates that intraneuronal ApoE might also
originate from synthesis by neurons. In situ hybridization
of brain sections of transgenic mice expressing genomic fragments
containing the entire human ApoE locus, including its promoter
sequences, revealed expression in neurons, besides
astrocytes.30-32
Human neuroblastoma cells were shown to
synthesize both ApoE mRNA and protein.33,34
Moreover,
in situ hybridization of human brain sections conclusively
demonstrated ApoE mRNA in neurons.35
Taken together these
results suggest that besides its well-known synthesis by glia cells and
its role in lipid transport and metabolism, not only uptake but also
synthesis of ApoE by neurons might be important. Interestingly, the
brain regions expressing ApoE in neurons seemed most vulnerable to the
development of neurofibrillary pathology,36
raising the
possibility that the neuronal expression pattern of human ApoE might be
important in the pathogenesis of AD.
To experimentally test this hypothesis, we have generated transgenic
mice overexpressing human ApoE4 in neurons or astrocytes of the central
nervous system. Initial characterization of these mice showed that the
microtubule-associated protein Tau was hyperphosphorylated in the
brain of transgenic mice expressing ApoE4 in neurons, but not in mice
expressing human ApoE4 in nonneuronal cells.37
Here we
present evidence that transgenic mice expressing human ApoE4 in
neurons, suffer from axonal degeneration and gliosis in brain and
spinal cord. Phenotypically, this resulted in reduced sensorimotor
capacities and neurogenic muscle atrophy. Impairment of axonal
transport was documented immunohistochemically by accumulation of
synaptophysin and ultrastructurally by accumulation of vesicles and
mitochondria. In sharp contrast, none of these features were found in
mice expressing human ApoE4 in astrocytes.
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Experimental Procedures
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ApoE4 Transgenic Mice
All transgenic mice contained a 5.5-kb genomic fragment of the
human ApoE4 gene, including the four exons and three introns,
controlled by the Thy1, platelet-derived growth factor (PDGF),
glial fibrillary acidic protein (GFAP), or phosphoglycerate
kinase promoters. The transgene was expressed in neurons when
under control of the Thy1, PDGF, or phosphoglycerate kinase promoters,
and in glial cells only, when under control of the GFAP promoter.
Offspring of transgenic mice were genotyped for the presence of the
transgene as described.37
Collection of Cerebrospinal Fluid (CSF) and Neuronal and Glial Cell
Culture
One µl of CSF, collected from 3-month-old mice, was used for
Western blotting as previously described.38
Primary hippocampal neuronal cultures of 1-day-old Thy1-ApoE4
transgenic and wild-type mice and primary cortical glial cultures of
3-day-old GFAP-ApoE4 transgenic and wild-type mice were prepared as
described.39
Hippocampal neurons were grown in the
presence of wild-type astrocyte feeder layers for 18 days. Cortical
glial cultures of GFAP-ApoE4 transgenic mice were cultured for 11 days,
until confluent. Thereafter the medium was removed and the glial cells
were grown in serum-free Dulbeccos modified Eagles
medium/F12 medium containing N2 supplement (Life Technologies,
Inc., Merelbeke, Belgium) for an additional 72 hours. Medium was
collected from both neuron and glial cultures, and 20 µl of
unconcentrated medium was analyzed by Western blotting. Cells were
washed twice with phosphate-buffered saline (PBS), scraped from the
dishes, and homogenized in 50 µl (neurons) or 100 µl (glia) of
buffer. Ten µl of the homogenates were analyzed by Western blotting.
Behavioral Testing
All mice used for behavioral testing were kept under standard
light-dark cycle conditions and housed with four mice per cage, having
free access to food and water. The open field arena was 1-m diameter
with walls 35 cm high, painted black, and lighted diffusely (110 lux).
Mice were environmentally adapted to the room 1 hour before testing.
Behavioral tests were performed between 13.00 and 17.00. Mice were
placed individually on one side of the arena and observed for 10
minutes continuously, but analyzed as two observation blocks of 5
minutes. Total horizontal activity was measured using a computer
automated tracking system (PolyTrack, Columbus Instruments, San Diego,
CA).
For the forced swim test, mice were allowed to swim freely in a
water-tank (105 cm in diameter, 35 cm high), with walls and floor
painted white. The tank was filled to a height of 20 cm with opaque
water kept at 31 ± 2°C. Total swimming distance was measured
with the computerized tracking system and average swimming speed was
calculated.
Mice were subjected to a series of sensorimotor tasks to assess muscle
strength and equilibrium. The grid suspension test measured the ability
of mice to hang upside-down from a wire grid (10 x 18 cm with
1-mm wires spaced 10 mm apart) for a maximum of 1 minute in two
separate trials. The prehensile reflex was measured as the ability of
an animal to remain suspended by the forepaws grasped around an
elevated horizontal bar (2 mm in diameter) and is considered to be a
measure of muscle strength. The traction capacity was scored as the
number of hindlimbs that the animal raised to reach the wire. This test
is considered to measure equilibrium and muscle tone as well as muscle
strength.40
Sensorimotor tests were performed as
described.40
Data were statistically analyzed by one-way analysis of variance and by
Students t-test.
All behavioral tests were performed with the genetic status of the mice
unknown to the experimenter.
Histology and Immunohistochemistry
Anesthetized mice were perfused with saline followed by 4%
paraformaldehyde in PBS. The brains were postfixed for 16 hours in 4%
paraformaldehyde in PBS at 4°C and washed in PBS buffer, dehydrated,
and embedded in paraffin for sectioning (5 to 7 µm). Alternatively,
vibratome sections of 50 µm were cut and transferred to microtiter
wells in PBS buffer containing 0.1% sodium azide at 4°C.
Spinal cord was removed and sectioned in four parts (cervical,
thoracal, lumbal, and sacral). Muscle biopsies were taken from
the quadriceps. Tissues were postfixed overnight in 4%
paraformaldehyde in PBS at 4°C, embedded in paraffin, and sectioned
(5 to 7 µm).
Paraffin sections were routinely stained with hematoxylin and eosin
(H&E) and Bielchowskys silver impregnation. Immunohistochemical
staining of paraffin sections was performed according to standard
procedures with commercially available antibodies to the following
antigens: GFAP (1:500; DAKO, Glostrup, Denmark), synaptophysin (1:500,
DAKO), ubiquitin (1:200, DAKO), AT8 (Innogenetics, Gent, Belgium),
AT180 (Innogenetics), and SMI31 (1:1,000; Affinity, Nottingham, UK).
Vibratome sections were treated with 0.6% (w/v) hydrogen peroxide to
quench the endogenous peroxidase activity. After rinsing, sections were
incubated in Tris-buffered saline, containing 10% goat serum and 0.2%
Triton X-100, for 2 hours before incubation with specific antibodies.
Secondary antibody was biotinylated goat anti-rabbit or goat anti-mouse
IgG followed by StreptABComplex/HRP (DAKO). Final staining was
developed with 0.075% 3,3-diaminobenzidine and 0.01% (w/v) hydrogen
peroxide. Sections were mounted on gelatin-coated glass slides,
counterstained with hematoxylin, dehydrated, and mounted. Sections were
stained with commercially available antibodies to ApoE (1:10,000, DAKO)
and NF200 (1:500, Sigma, St Louis, MO).
Hippocampi used for ultrastructural examination, were excised from
vibratome sections from mice perfused with 4% paraformaldehyde in PBS
and were postfixed in 1.25% glutaraldehyde in PBS. Sciatic nerves were
fixed in 1.25% glutaraldehyde in PBS. Semithin and ultrathin sections
were prepared in a routine manner after embedding in epon and
postfixation with osmium tetroxide.
Quantification of Neurons in the Ventral Horns of the Spinal Cord
Three wild-type FVB mice and four Thy1-ApoE4 transgenic mice that
were 12 to 14 months old were transcardially perfused with 4%
paraformaldehyde in PBS. Spinal cords were immersion-fixed overnight
and embedded in paraffin. Microtome sections (6 µm) of the cervical
and thoracolumbal regions were submitted to standard cresyl-violet
staining. Composite images from a 3-charge-coupled device color
video camera were collected and assembled with appropriate software
(AIS/C 4.0; Imaging Research, St. Catharines, Ontario, Canada) and
the number of neurons in the right and left ventral horn in nine series
of three successive sections was quantified. Counting of the neurons
was performed with the genetic status of the mice unknown to the
experimenter.
RNA Extraction and Northern Blotting
Mouse tissues were mechanically homogenized in Trizol Reagent
(Life Technologies, Glasgow, UK) and total RNA was isolated as
recommended by the manufacturer. Samples of total RNA (10 µg) were
denatured for 10 minutes at 70°C in 50% deionized formamide, 20
mmol/L MOPS, 5 mmol/L sodium acetate, 1 mmol/L
ethylenediaminetetraacetic acid, and 2.2 mol/L formaldehyde, pH 8.0,
separated by electrophoresis in agarose gels, and the RNA was
transferred to Hybond-N membranes (Amersham, Amersham, UK). Membranes
were prehybridized for 6 hours at 42°C in 5x sodium
chloride/sodium phosphate/ethylenediaminetetraacetic acid, 5x
Denhardts, 0.5% sodium dodecyl sulfate, 50% deionized formamide,
100 µg/ml denatured salmon sperm DNA, and 50 µg/ml heparin, and
subsequently hybridized overnight at 42°C in the same solution
supplemented with 10% dextransulfate and the appropriately
[32P]-radiolabeled DNA probe (2 x
106
cpm/ml). After washing with 0.3x sodium
chloride/sodium phosphate/ethylenediaminetetraacetic acid and 0.5%
sodium dodecyl sulfate at 68°C for 1 hour, membranes were exposed to
Hyperfilm MP (Amersham) for 3 hours to 7 days.
Protein Extraction and Western Blotting
Spinal cord tissue was processed as described for brain
tissue,37
and Western blotting was performed after
separation of proteins by sodium dodecyl sulfate-polyacrylamide gel
electrophoresis on precast gels (NOVEX, San Diego, CA). Western
blotting was performed with monoclonal antibodies AT8 (Innogenetics),
AT180 (Innogenetics), PHF-1 (gift from Dr. P. Davies, Albert Einstein
College of Medicine, Bronx, NY), TAU5 (Pharmingen, San Diego,
CA), ApoE (DAKO), aGFAP (DAKO), and aSYN (DAKO).
Quantitative analysis of Western blots, assessed by densitometric
scanning, was normalized, and three to four mice per transgenic strain
were analyzed.
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Results
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ApoE4 Transgenic Mice
The different transgenic mouse strains were demonstrated to
express human ApoE4 in neurons, when under control of the Thy1, PDGF,
and PGK gene promoters, and exclusively in astrocytes when under
control of the GFAP gene promoter.37
The transgenic human ApoE4 was also expressed in spinal cord, as
demonstrated by Northern blotting of total RNA extracts from spinal
cord of Thy1-ApoE4 (tae-II), PDGF-ApoE4 (pae-II), GFAP-ApoE4 (gae-I),
and PGK-ApoE4 (pgk-I) transgenic mice (Figure 1a)
. The human ApoE probe used did not
react with RNA from wild-type mice or ApoE knockout mice. Western
blotting of extracts of spinal cord identified human ApoE4 protein
(Figure 1b)
. Quantification of relative levels of human ApoE4 protein
in spinal cord demonstrated that the expression levels in the tae-II
and tae-XIII transgenic mice were respectively 3.5- and 12-fold higher
than in the pae-II transgenic mice. In the gae-I transgenic mice, ApoE4
expression levels were 6.7-fold higher than in the pae-II transgenic
mice.

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Figure 1. Analysis of expression of human ApoE4 mRNA and protein and secretion of
human ApoE4 in ApoE4 transgenic mice and abnormal extension reflex in
Thy1-ApoE4 transgenic mice. a: Northern blot from spinal
cord mRNA of representative mice from the four different transgenic
ApoE4 strains and wild-type mice. Total spinal cord RNA
(10 µg) was blotted and
hybridized for human ApoE4 mRNA and for actin mRNA. b:
Western blot of proteins extracted from spinal cord of ApoE4 transgenic
and wild-type mice. Bands were detected with a polyclonal
anti-human-ApoE antibody. c: Western blot of human ApoE4 in
CSF from wild-type, Thy1-ApoE4
(tae-II), and GFAP-ApoE4
(gae-I) transgenic mice.
d: Immunohistochemistry for human ApoE4 in spinal cord.
Ventral horn of a GFAP-ApoE4
(A) transgenic
mouse and wild-type
(B) mouse, and
dorsal horn of a Thy1-ApoE4
(C) transgenic
mouse and wild-type
(D) mouse.
Scale bar, 50 µm. e: Extension reflex in an 8-month-old
wild-type (A)
and an age-matched Thy1-ApoE4
(tae-II) transgenic
(B) mouse.
f: Western blotting of human ApoE4 in primary cortical glial
cultures derived form three GFAP-ApoE4
(gae-I) transgenic pups.
Human ApoE4 was expressed by cultured glial cells
(C1, ApoE) and secreted
into the medium (M,
ApoE). Reaction with the GFAP antibody
identified the cells as glial cells (C2,
ApoE). g: Western blotting of human
ApoE4 in primary hippocampal neuronal cultures derived from three
Thy1-ApoE4 (tae-XIII)
transgenic pups. Human ApoE4 was expressed by transgenic neurons
(C1, ApoE) and secreted
into the medium (M,
ApoE), but was not secreted by wild-type
neurons. Reaction with the synaptophysin-antibody identified the cells
as neurons (C2, Syn).
Brain extract (B, ApoE)
of a Thy1-ApoE4 transgenic mouse is shown as reference. Abbreviations:
wt, wild type; tae-II, Thy1-ApoE4 line 2; gae-I, GFAP-ApoE4 line 1;
pae-II, PDGF-ApoE4 line 2; pgk, PGK-ApoE4 line 1.
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The cellular distribution of the protein was analyzed
immunohistochemically on vibratome sections (Figure 1d)
. In Thy1-ApoE4
transgenic mice, the ApoE4 protein was present in the neuronal cell
bodies in the gray matter (Figure 1, d and C)
, whereas in GFAP-ApoE4
transgenic mice the ApoE4 protein was found only in astrocytes (Figure 1, d and A)
, as expected.
Human ApoE4 was demonstrated in CSF and in cell culture by Western
blotting. CSF was collected from Thy1-ApoE4, GFAP-ApoE4, and wild-type
mice to demonstrate the secretion of human ApoE4 in vivo
(Figure 1c)
. Medium of primary hippocampal neurons derived from
Thy1-ApoE4 transgenic mice, or primary cortical glial cells derived
from GFAP-ApoE4 transgenic mice contained human ApoE4 demonstrating
secretion from neurons and from astrocytes (Figure 1, f and g)
.
Spontaneous Behavior of ApoE4 Transgenic Mice
During the first 2 months of life, all ApoE4 transgenic mice used
in this study appeared normal. Thereafter, Thy1-ApoE4 mice manifested
loss of body weight, which progressively worsened with aging. When
lifted by the tail, Thy1-ApoE4 mice showed an abnormal extension
reflex. They retracted both forelimbs and hindlimbs (Figure 1, e and B)
, whereas nontransgenic mice extended their legs (Figure 1, e and A)
.
During movement in the cage, Thy1-ApoE4 mice showed difficulties with
walking and climbing. Transgenic mice of the highest expressing
Thy1-ApoE4 strain (tae-XIII) developed the most severe phenotype, and
homozygous mice developed the symptoms earlier than their heterozygous
littermates, indicating that the symptoms were related to the
expression level of the transgene. Thy1-ApoE4 mice died prematurely,
which was also more pronounced in the higher expressing
strain.37
In PDGF-ApoE4 transgenic mice that were >16 months old, an abnormal
extension reflex was observed in a limited number of mice, together
with a reduction in body weight. In contrast, abnormal behavior or
decreased body weight was never observed in GFAP-ApoE4 transgenic mice,
even when >24 months old.
Experimental Testing of Behavior
Spontaneous locomotor activity was measured blindly, in a
computerized open field test. Mice used in this test were between 12
and 16 months old. Thy1-ApoE4 transgenic mice were the least active:
they traveled only 9.5% of the distance compared to age-matched
wild-type mice (P < 0,001) (Figure 2E)
. The PDGF-ApoE4 and GFAP-ApoE4
transgenic mice were normally active in this test (Figure 2E)
. Neither
the computerized analysis nor the visual inspection of the recorded
locomotion paths revealed anomalies, such as wall-bumping, circling, or
meandering paths, except for one GFAP-ApoE4 mouse, which was excluded
from the analysis. This particular mouse was circling around its tail,
a phenotype occasionally observed in wild-type mice of the Fvb strain
and considered irrelevant to the transgenic phenotype.

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Figure 2. Body weight, parameters of muscle strength, and spontaneous locomotion
in ApoE4 transgenic and wild-type mice. A: Body weight of
Thy1-ApoE4 (tae, n =
6), GFAP-ApoE4 (gae,
n = 5), PDGF-ApoE4
(pae, n =
6), and PGK-ApoE4 (pgk,
n = 7) transgenic mice, and
wild-type (wt, n =
8) mice (12 to 16
months). B: Wire hang time for
Thy1-ApoE4 (tae, n =
6), GFAP-ApoE4 (gae,
n = 5), PDGF-ApoE4
(pae, n =
6), and PGK-ApoE4 (pgk,
n = 7) transgenic mice and
wild-type (wt, n =
8) mice (12 to 16
months), as measured in the grid suspension
test. C: Relation between muscle strength, measured in the
grid suspension test, and body weight in individual Thy1-ApoE4 mice
(tae , n =
15) and wild-type (wt
, n = 17) littermates.
D: Traction capacity in Thy1-ApoE4
(tae, n =
15) and wild-type (wt,
n = 17) mice, 3 months old.
E: Spontaneous locomotor activity, measured as distance
traveled in an open field area for 10 minutes, and analyzed in two
consecutive rounds of 5 minutes each ( = 1'
to 5'; = 5' to 10'). Thy1-ApoE4
(tae, n =
6), GFAP-ApoE4 (gae,
n = 5), PDGF-ApoE4
(pae, n =
6), and PGK-ApoE4 (pgk,
n = 7) transgenic mice and
wild-type (wt, n =
8) mice, 12 to 16 months old, were used.
F: Prehensile reflex in Thy1-ApoE4
(tae, n =
15) and wild-type (wt,
n = 17) mice, 3 months old.
G: Wire hang time for Thy1-ApoE4
(tae, n =
10) transgenic mice and wild-type
(wt, n =
13) mice, 3 months old, measured in the grid
suspension test. H: Body weight of Thy1-ApoE4
(tae, n =
10) transgenic mice and wild-type
(wt, n =
13) mice of 3 months. All results are expressed
as means (±SEM).
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In addition to decreased spontaneous locomotion, Thy1-ApoE4 transgenic
mice showed a decrease in muscular strength, which was measured by the
grid suspension test. At 3 months, the Thy1-ApoE4 transgenic mice
already showed a 50% decrease in wire hang time compared to
age-matched littermates (P < 0.005) (Figure 2G)
. This reduction further increased with age, as 12- to 16-month-old
Thy1-ApoE4 transgenic mice showed a 92% reduction in wire hang time
(P < 0.001) (Figure 2B)
. All other 12- to
16-month-old transgenic mice analyzed scored normally in the grid
suspension test (Figure 2B)
.
The decrease in muscle strength in the Thy1-ApoE4 transgenic mice was
closely related to the decreased body weight (Figure 2, A and C)
. At 3
months the body weight of Thy1-ApoE4 transgenic mice was reduced by
7.5% relative to wild-type mice (Figure 2H)
, although the difference
was not significant. At 12 to 16 months however, the body weight of the
Thy1-ApoE4 transgenic mice was significantly reduced by 30%
(P < 0.001) (Figure 2A)
. In addition,
PDGF-ApoE4 transgenic mice of 2 years showed a 20% reduction in body
weight (P < 0.01), that was not observed in 12-
to 16-month-old mice.
When the 12- to 16-month-old mice were subjected to a forced swimming
test, no differences in swimming speed were detected between
PDGF-ApoE4, GFAP-ApoE4, and wild-type mice. The Thy1-ApoE4 transgenic
mice were not tested because preliminary testing revealed that they
were not able to swim and would drown during the 2 minutes forced
swimming test.
Motor impairment in 3-month-old Thy1-ApoE4 transgenic mice was examined
by additional tests. The prehensile reflex, a measure for the muscle
strength of the forepaws,40
was reduced with 39%
(P < 0.02) (Figure 2F)
in Thy1-ApoE4 transgenic
mice compared to wild-type littermates. Traction capacity, a measure
for the muscle tone and strength of the hindlimbs,40
was
reduced by 40% (P < 0.01) (Figure 2D)
in
Thy1-ApoE4 transgenic mice compared to wild-type littermates. These
results demonstrate that both forelimbs and hindlimbs were affected.
Rod walking, an index for equilibrium and psychomotor integration, was
clearly disturbed in Thy1- ApoE4 transgenic mice. Approximately
45% of the 3-month-old Thy1-ApoE4 transgenic mice fell almost
immediately from the rod, whereas wild-type mice always completed the
task.
Taken together, these results illustrate the sensorimotor defects in
mice expressing human ApoE4 in neurons. These defects progressed with
age, and in individual mice the decrease in muscle strength was
correlated with a decrease in body weight.
Histology and Ultrastructural Examination
Brains and spinal cords of 20 Thy1-ApoE4 transgenic mice, aged 3
to 23 months, were analyzed to determine the neuropathological cause of
their phenotype. Routine H&E staining of brain sections showed
hypertrophy of astrocytes. Immunostaining for GFAP demonstrated
widespread astrogliosis in the hippocampus, neocortex, and amygdala of
Thy1-ApoE4 mice, aged 8 months or older (Figure 3A)
.37
Immunohistochemical
staining for ubiquitin revealed small rounded or irregular inclusions
in the neuropil of the stratum oriens of the hippocampus37
(Figure 3C)
and in the hippocampal fimbria (Figure 3E)
.
Ubiquitin-positive inclusions were also seen in the neocortex and the
amygdala, and in the white matter fiber tracts. The inclusions also
stained with SMI31, a monoclonal antibody that strongly reacts with a
phosphorylated epitope on neurofilament-high, and with NF200, a
phosphorylation-independent monoclonal antibody specific for
neurofilament-high (Figure 3, H and G)
. From sections stained for
neurofilament it became clear that the inclusions in the neuropil were
dilated axons (Figure 3G)
. In addition, brain sections stained for
synaptophysin showed accumulation of synaptophysin in axons in brain
white matter fiber tracts, mainly in the hippocampal fimbria, internal
and external capsule, corticospinal tract, and corpus callosum (Figure 4, BD)
.

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Figure 3. GFAP staining showing reactive astrogliosis in the hippocampus of an
18-month-old Thy1-ApoE4 mouse
(A), but not
in an age-matched wild-type mouse
(B).
Ubiquitin-positive dilated axons
(arrows) can
be seen in the stratum oriens of the hippocampus
(C),
hippocampal fimbria
(E) and
corticospinal tract
(J) of
Thy1-ApoE4 transgenic mice, but not in wild-type littermates
(D, F, and
K). Note the fine granularity of the
white matter of the hippocampal fimbria and corticospinal tract in the
Thy1-ApoE4 transgenic mice (E and
J), corresponding to slightly dilated
ubiquitin-positive
(degenerating) axons.
Neurofilament-positive dilated axons
(arrows) were
observed in the stratum oriens of the hippocampus of Thy1-ApoE4 mice
(H), but not
in wild-type littermates
(I). Detail of
a neurofilament-positive dilated axon
(G, the nondilated part of the axon
is indicated by small arrows). Scale
bars, 1 mm (A and
B); 50 µm
(CK and inset in
C). CA1, CA2, CA3, regions of
hippocampus; DG, dentate gyrus; Py, pyramidal cells of the hippocampus;
fi, fimbria of the hippocampus.
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Figure 4. Accumulation of synaptophysin in dilated axons of Thy1-ApoE4 transgenic
mice. Hippocampal fimbria of wild-type
(A) and
Thy1-ApoE4 transgenic mice
(B) of 18
months. Note the fine granularity in the inclusions
(C and D are
insets of B),
corresponding to vesicular structures. Posterior column of the spinal
cord of a wild-type
(E) and a
PDGF-ApoE4 transgenic
(F) mice of 20
months. Scale bars, 50 µm (A,
B, E, and F);
20 µm (C, D, and
inset of F).
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The spinal cord gray and white matter of Thy1-ApoE4 mice aged 8 months
or older or PDGF-ApoE4 mice aged 20 months or older showed the same
pathology as in brain. Ubiquitin and SMI31-positive dilated axons were
seen in the neuropil of the gray matter (Figure 5, D and F)
. White matter fiber tracts
displayed dilated axons staining for ubiquitin (Figure 5, H and I)
and
synaptophysin (Figure 4F)
. The white matter abnormalities were most
obvious in the posterior column (Figure 4F
and Figure 5, H and I
). Mild
gliosis was present in the spinal cord gray and white matter (Figure 5B)
.

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Figure 5. GFAP staining showing reactive gliosis in the ventral horn of the
spinal cord of an 8-month-old Thy1-ApoE4 mouse
(B), but not
in a wild-type littermate
(A). SMI31
staining showed neurofilament-positive dilated axons in the dorsal horn
of the spinal cord in Thy1-ApoE4 transgenic mice
(D), but not
in wild-type mice
(C).
Ubiquitin-positive dilated axons
(arrows) in
the dorsal horn
(F) and
posterior column of the spinal cord
(H and
I) in a 12-month-old Thy1-ApoE4
transgenic mouse but not in a wild-type littermate
(E and
G). Scale bars, 50 µm
(A, B, G, and
H); 20 µm
(CF); 50
µm (I). GM,
gray matter.
|
|
Ultrastructural examination was performed
on hippocampi of three Thy1-ApoE4 transgenic mice (13 to 15 months old)
and of two age-matched wild-type mice. Transmission electron microscopy
demonstrated dilated axons in the stratum oriens and the fimbria, which
corresponded to the ubiquitin and synaptophysin-positive inclusions
seen by immunohistochemical staining
(Figure 7, A and B)
. The dilation of the
axons varied, with the most dilated axons having diameters almost equal
to the cell body of neurons. Some dilated axons showed degenerative
features and were filled with numerous dense and multivesicular bodies
and electron dense amorphous material (Figure 7, C and D)
. Other
dilated axons were well-preserved and demonstrated accumulated
mitochondria and vesicles (Figure 7, F and G)
. Dilated axons often had
thinned myelin sheaths only 2 to 3 lamellae thick (Figure 7, A and C)
and sometimes the myelin sheath was almost completely absent or
retracted (Figure 7E)
. On ultrastructural examination the axonal
pathology was more prominent than suggested by the immunohistochemical
staining, because many scattered nondilated axons were observed to
contain an increased number of mitochondria and vesicles, or dense
bodies, which were not present in the age-matched nontransgenic mice
(Figure 7A)
. The perikarya and dendrites present in the ultrathin
sections appeared normal.

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Figure 7. Ultrastructure of the stratum oriens of the hippocampus and the
hippocampal fimbria of 15-month-old Thy1-ApoE4 transgenic mice.
A: Overview of the stratum oriens of the hippocampus showing
degenerative dilated axons (large
arrows). Normal axons are indicated by
small arrows. B: Higher magnification of a
dilated axon containing numerous electron-dense and multivesicular
bodies, surrounded by a thinned myelin sheath
(arrows).
C: Dilated axon containing electron-dense amorphous material
(arrows).
D: Degenerating, only slightly dilated axons
(arrows) in
the hippocampal fimbria, filled with degenerative organelles and
amorphous material. E: Hippocampal fimbria with grossly
dilated degenerating axon, surrounded by nonaffected axons. The myelin
sheath is thin or absent. Scale bar, 1 µm. Scale bar in B
also applies to C. Accumulation of mitochondria in dilated,
nondegenerative axons in 15-month-old Thy1-ApoE4 transgenic mice
(F and
G). Note the accumulation of small
vesicles
(arrows) in
F. Scale bar, 2 µm (F
and G).
|
|
Sciatic nerve, of seven Thy1-ApoE4 mice (10 to 18 months old) and four
age-matched wild-type mice were examined. Semithin sections revealed
damaged axons and scattered macrophages with phagocytosed myelin
(Figure 8
; A, D, and F), indicative of
Wallerian degeneration. The damaged axons were atrophic and often
detached from their myelin sheaths (Figure 8D)
. Rare axons showed
accumulation of electron dense material (Figure 8, B and E)
. The nerves
of the Thy1-ApoE4 transgenic mice showed rare clusters of small axons
with thin myelin sheets, indicative of regeneration (Figure 6A)
.

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Figure 8. Ultrastructure of sciatic nerve of 15-month-old Thy1-ApoE4 transgenic
mouse. A: Semithin section showing macrophages
(arrows)
filled with myelin debris, indicative of Wallerian degeneration.
B: Semithin section of a collapsed axon surrounded by a
thinned and partially disrupted myelin sheath
(large arrow);
the smaller arrows indicate macrophages. C:
Affected axon with accumulation of mitochondria and amorphous material.
D: Higher magnification of an axon partially filled with
granular and electron-dense amorphous material
(arrows).
E: High magnification of an atrophic collapsed axon.
F: A macrophage
(arrows)
filled with myelin debris. Scale bars, 10 µm
(A, B, and
E); 1 µm
(C, D, and
F).
|
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Figure 6. Semithin section of 12-month-old Thy1-ApoE4 transgenic mouse showing a
cluster of small axons with a thin myelin sheath, indicative of
regeneration (A,
arrows). H&E staining of the
quadriceps skeletal muscle of a sensorimotor impaired Thy1-ApoE4
(tae-II) mouse of 12
months (B) and
of 18 months
(C), showing
grouping of atrophic (large
arrows) fibers, which increased with age.
Fibers with a normal caliber are indicated by small arrows.
Scale bars, 25 µm
(A); 50 µm
(B and
C).
|
|
The functional impairment of the damaged axons was reflected by the
skeletal muscle fibers that they innervate. H&E staining of sections
from quadriceps skeletal muscles of 8- to 18-month-old
(n = 10) Thy-1-ApoE4 mice showed muscular
atrophy. The muscle atrophy was more advanced in transgenic mice of 18
months than at the age of 12 months. Although 12-month-old Thy1-ApoE4
transgenic mice (tae-II) showed mainly scattered angular atrophic
fibers (Figure 6B)
, 18-month-old Thy1-ApoE4 transgenic mice (tae-II)
showed obvious grouping of atrophic fibers, diagnostic for neurogenic
muscle atrophy (Figure 6C)
.
As muscle atrophy was evident in motorically affected Thy1-ApoE4
transgenic mice, neuronal loss in the ventral horn of the spinal cord
was examined. No significant reduction in the number of neurons was
measured. In wild-type (n = 3) and Thy1-ApoE4
transgenic mice (n = 4), the average number of
neurons was 55.0 ± 4.1 (mean ± SEM) and 55.2 ± 3.7
(mean ± SEM) per ventral horn, respectively. Rare pale neurons
with loss of Nissl substance were observed in the gray matter of the
spinal cord (Figure 9c)
.

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Figure 9. a: Hyperphosphorylation of protein Tau in spinal cord of
18-month-old Thy1-ApoE4
(tae-XIII) transgenic
mice, compared to wild-type
(wt) littermates. Four
independent Tau-specific monoclonal antibodies
(AT8, PHF1, AT180, and
TAU5) were used to detect bands. Western blots
shown are representative examples. b: Immunohistochemical
staining with the phosphorylation-dependent monoclonal antibody AT8,
demonstrating rare neurons with strong somatodendritic staining
(arrows) in
the spinal cord of 12-month-old Thy1-ApoE4
(tae-II) transgenic mice
(A and C,
arrows). Neurons with strong
somatodendritic staining with AT8 were not present in wild-type
littermates (B and
D). Scale bars, 50 µm
(AD). WM,
white matter. c: Cresyl violet staining of the ventral horn
of a 12-month-old Thy1-ApoE4
(tae-II) transgenic mouse
showing loss of Nissl substance in some neurons
(arrows).
Scale bar, 50 µm.
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|
Hyperphosphorylation of Protein Tau in Spinal Cord of Thy1-ApoE4
Transgenic Mice
Western blotting demonstrated hyperphosphorylation of protein Tau
in spinal cord of Thy1-ApoE4 transgenic mice. Three monoclonal
antibodies (AT8, AT180, and PHF1) directed against known phosphorylated
epitopes on the Tau protein, demonstrated increased protein Tau
phosphorylation in spinal cord in Thy1-ApoE4 transgenic mice, compared
to wild-type littermates (Figure 9a)
. Immunoblotting with TAU5, a
phosphate-independent monoclonal antibody, demonstrated similar
protein Tau levels in transgenic and wild-type mice (Figure 9a)
.
Immunohistochemical staining for protein Tau on spinal cord with the
phosphate-dependent monoclonal antibody AT8 revealed strong reactivity
in axons and weak somatodendritic staining in the neuronal cell bodies
in 12- to 16-month-old wild-type Fvb mice. In 12- to 16-month-old
Thy1-ApoE4 transgenic mice, a similar staining pattern was observed,
except for some rare neurons with increased AT8 immunoreactivity
(Figure 9b, A and C)
. The phosphate-dependent monoclonal antibody AT180
revealed strong somatodendritic staining, which was not increased, in
the Thy1-ApoE4 transgenic mice. These results are in agreement with
results obtained by Western blotting and with the increased AT8
immunoreactivity in brain.37
Neither immunohistochemistry
nor silver staining revealed neurofibrillary tangles.
Phosphorylation of the 200-kd neurofilament subunit (NF-H) remained
unchanged in sensorimotor affected Thy1-ApoE4 transgenic mice, compared
to wild-type littermates, as analyzed by antibodies SMI31 and NF200
(results not shown).
 |
Discussion
|
|---|
Expression of human ApoE4 in the brain of transgenic mice was
restricted to neurons when under control of the Thy1 and PDGF promoter
and to astrocytes, when under control of the GFAP
promoter.37
Here, we demonstrated that in the Thy1-ApoE4
transgenic mice, ApoE4 expression was also evident in neurons of the
spinal cord, whereas in the GFAP-ApoE4 transgenic mice, ApoE4
expression was restricted to astrocytes.
The present study demonstrated that expression of human ApoE4 in
neurons resulted in axonopathy and in disruption of axonal transport,
which was accompanied by reduced sensorimotor capacities. The
sensorimotor impairment increased with age and neuronal expression
level. In contrast, these symptoms were not observed in transgenic mice
expressing human ApoE4 in astrocytes.
Examination of brain and spinal cord revealed axonal dilations staining
for ubiquitin and neurofilament in the neuropil of the gray matter and
in white matter tracts of affected ApoE4 transgenic mice. Moreover, in
numerous axons we observed accumulation of synaptophysin, a protein
associated with precursors of synaptic vesicles and transported by fast
axonal transport. In addition, ultrastructural analysis revealed
accumulation of mitochondria and vesicles in dilated axons.
Astrogliosis, a general indicator of CNS injury, was observed in
neocortex, hippocampus, amygdala, and in spinal cord. This is not
surprising because we observed widespread axonopathy. Ultrathin
sections revealed degenerated axons corresponding to the
immunohistochemically observed accumulation of ubiquitinated proteins.
Taken together, these results suggest that the neuronal expression of
human ApoE4 contributed to a disruption of axonal transport and to axon
degeneration. Surprisingly, no neuronal loss was established, although
some neurons with loss of Nissl substance and increased AT8
immunoreactivity were observed. In this context, the observed
impairment of axonal transport in AD neurons, their loss of polarity
and subsequent degeneration,41,42
and an increased
vulnerability to neuronal death in those brain regions that express
ApoE in neurons,35,36
is of special interest. Although
great care should be taken in extrapolating results from mouse models
to humans, it is possible to speculate that the axonal degeneration we
observe in our mice represents some form of neuronal degeneration.
Tau proteins are microtubule-associated proteins that help to regulate
the dynamics of the microtubular network, for which the degree of their
phosphorylation is important.43
In AD, Tau is abnormally
hyperphosphorylated and aggregates into paired helical
filaments.44
Furthermore, Tau in AD is dislocated mainly
to the somatodendritic compartment of neurons,45
whereas
protein Tau concentration was reported to be elevated in AD
brain.46
Overexpression of protein Tau inhibits
kinesin-dependent trafficking of vesicles, mitochondria, and
endoplasmic reticulum in neuro-2a cells,47
and causes
prominent axonopathy in htau-40 transgenic mice.48
These
data strengthen the importance of proper control by posttranslational
modification of the microtule-associated protein Tau, its localization,
and intracellular concentration, in vivo. We have shown that
expression of ApoE4 in neurons results in hyperphosphorylation of
protein Tau in brain37
and in spinal cord (this study). As
the Tau protein is considered to be a major component of the short
cross-bridges between microtubules,49
and as in
vitro data have demonstrated that hyperphosphorylation of protein
Tau reduced its affinity for microtubules,50,51
hyperphosphorylation of protein Tau is likely to influence cross-bridge
formation or stability of microtubules and thereby affect normal axonal
transport. In the Thy1-ApoE4 transgenic mice it is possible that
because of increased protein Tau phosphorylation, the dynamics of the
cytoskeleton are impaired, which could contribute to disruption of the
axonal transport and result in the degeneration of axons. In this
context, the so-called dying back of axons, beginning from the most
distal regions, which would lead to the degeneration of neurons, is of
special interest.45,52
At this moment the mechanism whereby expression of human ApoE4 in
neurons is leading to protein Tau hyperphosphorylation is not known.
Recently, it was shown that extracellular reelin binds to the very low
density lipoprotein receptor (VLDLR) and ApoER2 lipoprotein
receptors, thereby inducing tyrosine phosphorylation of Disabled-1,
which activates tyrosine kinases. The binding was competed for by
ApoE-lipoproteins. In addition, mice lacking both VLDLR and ApoER2
showed increased protein Tau phosphorylation, as did reelin knockout
mice.53,54
One can speculate that co-expression of human
ApoE4 with ApoER2 and VLDLR in neurons could result in aberrant
triggering of intracellular signal transduction pathways leading to
protein Tau phosphorylation. On the other hand, ApoE particles secreted
by neurons might differ from those secreted by astrocytes, which might
result in a differential interaction with ApoE-lipoprotein receptors
such as VLDLR and ApoER2. Obviously, this hypothesis does not exclude
that other mechanisms might be involved.
Recently it was shown that ApoE normally resides within the secretory
pathway and that direct expression of ApoE in the cytoplasm of neuro-2a
cells is toxic.55
The human ApoE4 protein in our
transgenic mice is not expected to escape from the secretory pathway.
Although we cannot exclude leakage into the cytosol, and hence a direct
cytotoxic effect, this is not considered likely. Indeed, the transgene
contains the signal sequence of ApoE, which directs it to the
endoplasmic reticulum, and the ApoE4 protein is secreted from neurons
derived from Thy1-ApoE4 transgenic mice and from astrocytes derived
from GFAP-ApoE4 transgenic mice. In addition, human ApoE4 was found in
the CSF of both GFAP-ApoE4 and Thy1-ApoE4 transgenic mice.
Synthetic peptides, as well as a 22-kd thrombin-cleavage fragment
derived from ApoE, have been demonstrated to exhibit
cytotoxicity56-59
and cause neurite
degeneration.60
This process was suggested to be
receptor-mediated.58
We did not observe 22-kd ApoE
fragments in the ApoE4 transgenic mice with the method that we
used, which argues against a role for these fragments in the pathology
of the Thy1-ApoE4 transgenic mice.
Neurodegeneration of the central nervous system and peripheral sensory
nerve defects have been reported in mice lacking
ApoE.61,62
Because endogenous mouse ApoE levels remained
unchanged in Thy1-ApoE4 transgenic mice, the observed axon degeneration
in the brain and in spinal cord and Wallerian degeneration in sciatic
nerve, cannot be attributed to a down-regulation or absence of
endogenous ApoE.
Other transgenic mice, generated in our laboratory, that express high
levels of unrelated proteins, under the control of the mouse Thy1 gene
promoter, did not show axonopathy and remained healthy throughout life.
Therefore we exclude the possibility of a general neurotoxic effect by
overexpressing high levels of any protein in the central nervous
system, under control of the mouse Thy1 gene promoter. In addition,
PDGF-ApoE4 transgenic mice, expressing human ApoE4 in neurons at a
lower level, also showed signs of axonopathy, at age 2 years or older.
The GFAP-ApoE4 transgenic mice on the other hand convincingly
demonstrate that even very high levels of human ApoE4 per se, are not
toxic or detrimental for normal functioning of the mouse brain.
Other transgenic mice, expressing human ApoE in neurons have been
generated.30-32,61-63
Effects on learning and
exploratory behavior were demonstrated in female NSE-ApoE4 transgenic
mice at the age of 6 months, but no axonopathy was
reported.63
In the PDGF-ApoE4 transgenic mice, we observed
a similar, but less severe phenotype as in the Thy1-ApoE4 transgenic
mice, but only when they aged to
2 years. It would be interesting to
investigate whether axonopathy and motor impairments are also present
in old NSE-ApoE63
and human ApoE mice.30-32
In conclusion, we demonstrate that expression of human ApoE4 in
neurons, in vivo, resulted in axonopathy and impairment of
axonal transport, as opposed to expression in nonneuronal cells. We
further demonstrated that this is not because of a general toxic effect
of human ApoE4 in mouse brain. The current mouse model offers an
excellent opportunity to investigate the mechanism by which ApoE could
be involved in protein Tau phosphorylation and in neurodegeneration.
 |
Acknowledgements
|
|---|
We thank Dr. P. Davies for donating PHF1 antibody; C. Armée,
T. Boon, M. Gillis, D. Kirali, and R. Renwart for technical assistance;
and C. Vochten for help with administration.
 |
Footnotes
|
|---|
Address reprint requests to Fred Van Leuven, Ph.D., Dr.Sc., Experimental Genetics Group, Flemish Institute for Biotechnology, Center for Human Genetics, K. U. Leuven, Campus Gasthuisberg O&N 06, B-3000 Leuven, Belgium. E-mail: fredvl{at}med.kuleuven.ac.be
Supported by the Fonds voor Wetenschappelijk Onderzoek (FWO-Vlaanderen), the Interuniversity-Network for Fundamental Research (IUAP), by the special Action Program for Biotechnology of the Flemish government (VLAB/IWT, COT-008), by the Rooms-fund, by Janssen Research Foundation, and by K. U. Leuven Research and Development.
Both I. T. and J. V. D. contributed equally to this work.
Accepted for publication July 20, 2000.
 |
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