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(American Journal of Pathology. 2001;158:1961-1967.)
© 2001 American Society for Investigative Pathology

Short Communication

Molecular Cytogenetic Evaluation of Gastric Cardia Adenocarcinoma and Precursor Lesions

Herman van Dekken*, Janneke C. Alers*, Peter H. J. Riegman*, Carla Rosenberg{ddagger}, Hugo W. Tilanus{dagger} and Kees Vissers*

From the Department of Pathology,*
Josephine Nefkens Institute, and the Department of Surgery,{dagger}
Erasmus University Rotterdam, Rotterdam; the Rotterdam Esophageal Tumor Study Group, Rotterdam; and the Laboratory of Cytochemistry and Cytometry,{ddagger}
Department of Molecular Cell Biology, Leiden University Medical Center, Leiden, The Netherlands


   Abstract
Top
 Abstract
Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Analyses of cancer incidence data in the United States and Western Europe revealed steadily rising rates over the past decades of adenocarcinomas of the esophagus and gastric cardia. Genetic information on gastric cardia adenocarcinoma and its preneoplasias is sparse. We have used comparative genomic hybridization to obtain a genome-wide overview of 20 archival gastric cardia adenocarcinomas and 10 adjacent preneoplastic lesions (4 metaplasias, 1 low-grade dysplasia , 5 high-grade dysplasias). Multiple genetic alterations were discriminated in all adenocarcinomas. Frequent loss (>=25% of all tumors) was detected, in decreasing order of frequency, on 5q, 18q, 4q, 3p, 9p, 2q, 11q, 14q, 21q, 4p, 9q, 16q, 1p, and 8p. Frequent gain (>=25% of all tumors) was disclosed, in decreasing order of frequency, on 20q, 7p, 8q, 1q, 7q, 20p, 17q, 13q, Xp, 6q, 8p, 19q, 5p, 6p, and Xq. Loss of the Y chromosome was found in 60% of male cases. High level amplification was frequently (>10% of all tumors) detected on 7q21, 8p22, 12p11.2, 17q12-q21, and 19q13.1-q13.2. The precursor lesions showed multiple aberrations in all high-grade dysplasias, whereas few genetic changes were discerned in LGD and metaplasias. High level amplifications were also found in high-grade dysplasias, ie, on 7q21, 8p22, and 17q12-q21. Moreover, the percentage of aberrations was not significantly different for invasive carcinomas or high-grade dysplasias. Approximately 70% of the precursor aberrations were also present in the adjacent carcinoma. Minimal overlapping regions in the preneoplasias included loss on 18q12-q21 and gains on 8q23 and 17q12-q21, suggesting involvement of genes residing in these regions. In conclusion, we have (i) created a map of genetic alterations in gastric cardia adenocarcinomas and (ii) provided evidence for the presence of a metaplasia-dysplasia-carcinoma sequence in this poorly understood type of cancer.


   Introduction
Top
 Abstract
 Introduction
Materials and Methods
 Results
 Discussion
 References
 
The incidence of adenocarcinomas arising around the gastro-esophageal junction has shown steadily rising rates over the past decades in the Western world.1,2 A five- to sixfold increase was reported between 1970 and 1990.3,4 Overall, cancer of the esophagus is increasing, and stomach cancer is decreasing. However, when analyzed by histological type and subsite, the picture is very different. In esophagus, squamous cell carcinoma rates have remained stable, whereas a rapid increase of adenocarcinoma is observed. In stomach, cardia cancer shows a very similar pattern to adenocarcinoma of the esophagus, but pyloric-antrum cancer is decreasing. Adenocarcinomas of the gastro-esophageal junction region disproportionately affect white men and occur less frequently among women.1,5 The simultaneously increased incidence at the different locations suggest that adenocarcinomas of the gastro-esophageal junction are related. Reflux disease has been suggested as an etiological factor not only in esophageal adenocarcinoma, but also in cancer of the gastric cardia.6 Esophageal and gastric cardia adenocarcinomas have in common that they arise around the gastro-esophageal junction. Esophageal adenocarcinoma is strongly correlated with Barrett’s esophagus. In Barrett’s esophagus, the squamous cell epithelium has undergone metaplastic change to columnar epithelium as a result of long-standing gastro-esophageal reflux.7,8 Metaplastic change has also been observed at the gastro-esophageal junction, which also might explain the rising frequency at this location.9 Intestinal metaplasia of the gastric cardia has been reported; however, its relation with malignant transformation is presently not clear.10,11 Adenocarcinomas of the esophagus and gastric cardia share a poor prognosis, due to aggressive tumor behavior, as well as late detection.12,13

Cytogenetic studies of series of both gastric and esophageal adenocarcinomas have shown frequent chromosomal rearrangement of 11p13–1514 and deletion of 3q.15 In a study of 37 adenocarcinomas in Barrett’s esophagus and gastric cardia, loss of the Y chromosome appeared to be a prominent feature.16 Further, rearrangements were most frequently seen of chromosome arms 1p, 3q, 11p, and 22q. Genetic abnormalities have been extensively documented in the formerly common pyloric-antrum type of gastric cancer. Patterns of gene amplification have been investigated.17 Ranzani et al18 detected loss of heterozygosity (LOH) at 5q, 11p, 17p, and 18q, and with a low frequency also at 7q and 13q. In these gastric cancers deletions often occur at the APC and MCC loci on 5q21.19 Little is known of LOH in gastric cardia tumors. In a study of adenocarcinoma of the gastric cardia frequent allelic loss was seen on 3p, 4q, 5q, 8p, 9pq, 12q, 13q, 17p, and 18q.20 A comparison of esophageal and gastric cardia cancers revealed similar patterns of TP53 alterations.21 Comparative genomic hybridization of gastro-esophageal junction cancers was reported including limited numbers of gastric cardia carcinomas.22-24 Gain of chromosome 20 was most frequently found. Further, prominent gain was seen on 1q, 7pq, 8q, 13q, 15q, and 17q, and loss was observed on 4pq, 5q, 9p, 14q, and 18q. Recurrent high-level amplifications were disclosed at 8q23–24.1, 17q12–21, and 19q13.1.

In this study we wanted to document the spectrum of genetic changes in a series of gastric cardia adenocarcinomas and surrounding preneoplastic lesions. We were especially interested in a metaplasia-dysplasia-carcinoma sequence in this type of cancer. Therefore, we collected metaplastic and dysplastic tissues from archival resection specimens of gastric cardia adenocarcinomas. To our knowledge such an investigation has not been reported. Comparative genomic hybridization (CGH) was used to obtain a genome-wide view of chromosomal gains and losses.


   Materials and Methods
Top
 Abstract
 Introduction
 Materials and Methods
Results
 Discussion
 References
 
Patient Material

We collected 20 surgical specimens with adenocarcinomas of the gastric cardia, ie, the center of the tumor was clearly located in the proximal stomach. Barrett’s epithelium was absent in all cases. The presence of Helicobacter pylori infection was evaluated on routine H&E sections, but in difficult cases special stains were used. Special attention was given to the selection of preneoplastic lesions (metaplasia, dysplasia) in the vicinity of the tumor. Intestinal metaplasia was defined as the presence of goblet cells in gastric epithelium. Precursors were selected from 10 resection specimens. In the other 10 cases no preneoplasias could be found, possibly due to overgrowth of these generally large cancers. Fourteen of the tumor specimens were derived from paraffin-embedded, formalin-fixed, materials; six were fresh-frozen. All preneoplastic lesions were paraffin-embedded. Staging of the tumors was performed according to the Union Internationale Contre le Cancer (UICC).25

Comparative Genomic Hybridization

Isolation of DNA from the formalin-fixed, paraffin-embedded tumor material was performed using standard procedures. Microdissection of the tumor areas was performed using a hollow bore coupled to the microscope. Metaplastic and dysplastic areas were scraped from 10-µm paraffin sections using a stereo microscope and a 0.4 x 12 mm hollow needle. DNA from both fresh-frozen and archival paraffin samples was isolated according to standard protocols, and concentration, purity, and molecular weight of the DNA were estimated. Tumor DNA with a fragment size of <1 kb was labeled with a platinum/biotin complex (bio-ULS), using the ULS biotin labeling kit (Kreatech Diagnostics, Amsterdam, The Netherlands.)26 Tumor DNA with larger DNA fragment sizes was labeled with biotin by nick translation (Nick Translation System, Gibco BRL, Gaithersburg, MD). Likewise, male reference DNA (Promega, Madison, WI) was labeled by nick translation with digoxigenin (Boehringer Mannheim, Indianapolis, IN). The reaction time and the amount of DNase were adjusted to obtain a matching probe size for reference and tumor DNAs. Molecular weight of both tumor and reference DNA was checked by gel electrophoresis after nick translation, and ranged between 500 and 1500.

CGH was performed as described before.24,26 In brief, 400 ng of labeled archival tumor DNA, 200 ng of reference DNA, and 15 µg of unlabeled Cot-1 DNA were ethanol-precipitated and dissolved in 10 µl of hybridization mixture (50% formamide, 0.1% Tween-20, and 10% dextran sulfate in 2x standard saline citrate at pH 7.0). The probe mixture was denatured and hybridized to normal male metaphase chromosomes (Vysis, Downers Grove, IL) for 3 days at 37°C. After washing of the slides, fluorescent detection of the biotin- and digoxigenin-labeled DNA probes was accomplished with avidin-fluorescein isothiocyanate and anti-digoxigenin rhodamine, respectively. Samples were counterstained with 4',6'-diamidino-2-phenyl indole (DAPI) in anti-fade solution.

Images were acquired with an epifluorescent microscope (Leica DM, Rijswijk, The Netherlands) equipped with a CCD camera (Photometrics, Tucson, AZ), three single excitation filters, a multiband pass dichroic mirror, and emission filters. For comparative genomic hybridization analysis Quips XL software (version 3.1.1; Vysis) was used. Loss of DNA sequences was defined as chromosomal regions where the mean green to red ratio was <0.85, whereas gain was defined as chromosomal regions where the ratio was >1.15. These threshold values were based on series of normal controls. A high-level amplification, probably representing an amplicon, was seen as a distinct peak (ratio >1.5). At least 8 to 10 metaphases per sample were used for the analysis of gains and losses.


   Results
Top
 Abstract
 Introduction
 Materials and Methods
 Results
Discussion
 References
 
Gastric Cardia Adenocarcinomas

We have used CGH to obtain a genome-wide overview of 20 archival gastric cardia adenocarcinomas (17 males, 3 females) and 10 adjacent preneoplastic lesions: 4 metaplasias, 1 low-grade dysplasia (LGD), and 5 high-grade dysplasias (HGD; see Table 1 ). Intestinal metaplasia was found in the vicinity of 6 tumors (30%), whereas H. pylori-associated gastritis was present in 3 cases (15%). Multiple genetic alterations were discriminated in all adenocarcinomas (Figure 1A) . Frequent loss (>=25% of all tumors) was detected, in decreasing order of frequency, on 5q (55%), 18q (55%), 4q (50%), 3p (45%), 9p (45%), 2q (40%), 11q (35%), 14q (35%), 21q (35%), 4p (30%), 9q (30%), 16q (30%), 1p (25%), and 8p (25%). Frequent gain (>=25% of all tumors) was disclosed, in decreasing order of frequency, on 20q (80%), 7p (70%), 8q (60%), 1q (55%), 7q (55%), 20p (45%), 17q (40%), 13q (35%), Xp (35%), 6q (30%), 8p (30%), 19q (30%), 5p (25%), 6p (25%), and Xq (25%). Loss of the Y chromosome was found in 60% of male cases. Minimal overlapping regions for loss were assigned to 3p14, 5q21, 5q31-q33, 8p21-p22, 9p21, 11q24-q25, 14q23-q24, 18q12-q21, and 21q21, whereas minimal overlapping regions for gain were assigned to 1q41-q42, 7p12-p14, 7q21, 8p22, 8q21.3-q23, 12p11.2, 13q12-q14, 17q12-q21, 19q13.1-q13.2, and 20q11.2-q13.1. Recurrent (>10% of all tumors) high-level amplification (HLA) was detected on 7q21, 8p22, 12p11.2, 17q12-q21, and 19q13.1-q13.2, illustrating the genomic instability in these carcinomas.


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  		Table 1. Patient and Tumor Data

 


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  		Figure 1. A: Chromosomal ideograms showing the summary of DNA copy number changes, detected by CGH in 20 gastric cardia adenocarcinomas. Losses are displayed (as bars) on the left of the ideogram, gains are shown on the right. Frequent loss is seen on 1p, 2q, 3p, 4pq, 5q, 8p, 9pq, 11q, 14q, 16q, 18q, 21q, and Y. Frequent gain is detected at 1q, 5p, 6pq, 7pq, 8pq, 13q, 17q, 19q, 20pq, and Xpq. High level amplification (HLA; marked by an open bar) was frequently detected on 7q21, 8p22, 12p11.2, 17q12-q21, and 19q13.1-q13.2. B: Chromosomal ideograms showing the summary of DNA copy number changes, detected by CGH in 10 preneoplastic lesions (4 metaplasias, 1 low-grade dysplasia, 5 high-grade dysplasias). Frequent loss can be discriminated on 2q, 4p, 5q, 9p, 18q, 21q, and Y; frequent gain is seen on 6p, 7q, 8q, 13q, 17q, and 20q. HLAs were found only in high-grade dysplasia on 7q21, 8p22, and 17q12-q21.

 
Metaplasia-Dysplasia-Carcinoma Data

The precursor lesions showed multiple aberrations in all HGDs, whereas few genetic (mostly non-frequent) changes were discerned in LGD and metaplasias (Figure 1B) . Frequent gains included 8q (40%), 6p (30%), 7q (30%), 13q (30%), 17q (30%), and 20q (30%), whereas frequent losses were seen on 18q (50%), Y (40%), 2q (30%), 4p (30%), 5q (30%), 9p (30%), and 21q (30%). HLAs were found only in HGD: two on 17q12-q21, one on 7q21, and one on 8p22. The mean percentage of aberrations in the 20 adenocarcinomas appeared only slightly higher than in the 6 dysplasias (11.9 vs. 10.6, respectively). This was caused by the 5 HGDs in this set of dysplasias (Table 2) . The 4 metaplasias showed an average of 0.7 alterations per lesion. Approximately 70% of the precursor aberrations were also present in the adjacent carcinoma, illustrating the presence of a metaplasia-dysplasia-adenocarcinoma sequence in gastric cardia cancer (Table 2 and Figure 2 ). A high percentage of concurrent alterations were seen in HGD and invasive cancer, despite the evident differences in histomorphology (Figure 2, C–F) . Overlapping alterations were not only seen in HGD, but also in LGD (case 2), and even in intestinal metaplasia (cases 3 and 10). Minimal overlapping regions in the preneoplasias included loss on 18q12-q21 and gains on 8q23 and 17q12-q21, suggesting involvement of genes in these regions in the development of cancer of the proximal stomach.


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  		Table 2. Genetic Aberrations in Preneoplastic Lesions of the Gastric Cardia

 


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  		Figure 2. Photomicrographs illustrating pairs of preneoplastic lesions (A, C, and E) and adenocarcinoma (B, D, and F) of the gastric cardia. Case 3 showed intestinal metaplasia (A) adjacent to poorly differentiated adenocarcinoma (B). Precursor and cancer shared gain of the X chromosome, whereas in this metaplastic tissue also loss on 18q was disclosed by CGH. Case 6 displayed high-grade dysplasia (C) and poorly differentiated adenocarcinoma (D). Many alterations (12 of 17) detected by CGH in the dysplasia were also discerned in the invasive cancer. Case 7 demonstrated HGD (E) and moderately differentiated adenocarcinoma (F). CGH revealed a basically similar pattern of chromosomal aberrations, despite the clear differences in histomorphology of the two lesions, ie, a non-invasive histology in HGD versus the invasive growth pattern of the adenocarcinoma.

 

   Discussion
Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
References
 
In this study we have created a genome-wide map of genetic alterations in gastric cardia adenocarcinomas. Furthermore, we have provided evidence of the presence of a metaplasia-dysplasia-carcinoma sequence in this type of cancer. Intestinal metaplasia of the gastro-esophageal junction is found in approximately 10 to 40% of patients without long segments of Barrett’s mucosa. Spechler et al9 reported that 15 to 20% of adults undergoing elective upper endoscopy had segments of intestinal metaplasia at the gastro-esophageal junction that were not recognized by endoscopy. Trudgill et al27 also concluded that intestinal metaplasia at the junction is a common finding. In our study a high percentage of overlapping alterations was found between adenocarcinomas and preneoplasias. Interestingly, in two of the metaplasias aberrations were already discerned: In case 10 a non-frequent alteration that was also seen in the adenocarcinoma, in case 3 two changes, one of which was present in the cancer. Comparable numbers of chromosomal aberrations, as well as a very high percentage of overlap, were found in HGDs and invasive carcinomas despite clearly non-invasive versus invasive growth patterns. Thus, a discrepancy seems present between phenotypic and genotypic characteristics in HGD, leading us to speculate that the apparently non-invasive histomorphology of HGD might actually represent well-differentiated adenocarcinoma.

We have disclosed frequent alterations in gastric cardia cancers and precursors, and minimal overlapping regions could be assigned at multiple locations. Below we will discuss the most prevalent and relevant candidate genes for these frequent chromosomal regions of gain or loss in the adenocarcinomas28,29 (also listed on the genecards database of the Weizmann Institute at http://bioinfo.weizmann.ac.il/cards).

Chromosomal Loss

In the literature only one detailed study has been reported describing LOH solely in gastric cardia adenocarcinomas.20 Recurrent allelic losses (>50%) were seen on 3p, 4q, 5q, 8p, 9p, 9q, 12q, 13q, 17p, and 18q. In our series the most frequent losses were noted on chromosome arms 5q and 18q (both 55% of cases), whereas less frequent deletions were found on 1p, 2q, 3p, 4p, 4q, 8p, 9p, 9q, 11q, 14q, 16q, and 21q. Thus, a good concordance is present between these two studies using different methodologies. A discrepancy between the two series is our low percentage of deletions on distal 17p within the TP53 (tumor protein p53) region. It might be attributed to the lower sensitivity of CGH, as compared to LOH analysis.30 Furthermore, the frequency of TP53 alterations might be somewhat lower in gastric cardia cancers than in esophageal (Barrett’s) adenocarcinomas.31 The determination of two regions of loss on 5q might point to two sites for putative tumor suppressors. The 5q21 region contains the mutated in colorectal cancer (MCC) and adenomatous polyposis coli (APC) genes, which have been shown to be involved in Barrett-related cancers. The loss at 5q31-q33 might involve {alpha}-catenin (CTNNA1, locus at 5q31), which is part of the E-cadherin-catenin complex. The loss at 18q12-q21 might be related to DCC (deleted in colorectal carcinoma) and/or DPC4 (deleted in pancreatic carcinoma), genes known to be altered in gastrointestinal cancers. A high frequency of loss is observed on chromosome 4, but it was not possible to assign a common region on each of the two chromosome arms. This could be due to a high density of tumor suppressor genes on this chromosome, which is in concordance with a LOH study of chromosome 4q in Barrett’s adenocarcinoma.32

Chromosomal Gain

The most prominent gain was found on chromosome 20, especially 20q (80%), with a minimal region at 20q11.2-q13.1. HLA was detected on 20q13.1. It is noteworthy that in a recent CGH array investigation of breast carcinomas, CYP24, encoding vitamin D24 hydroxylase, and located at 20q13.2, was discriminated as a putative oncogene.33 High-frequency gain was also noted on 8q with a minimally gained region at 8q21.3-q23, which is slightly proximal to the MYC (v-myc myelocytomatosis oncogene) locus. Expression studies have shown that, eg, epidermal growth factor receptor, Kirsten rat sarcoma viral oncogene homologue, or v-erb-b2 oncogene (HER2-neu) are involved in the malignant transformation of Barrett’s esophagus,34 which may explain the gains and amplifications at 7p12-p14, 12p11.2, and 17q12-q21. The amplification on 7q21 is associated more with hepatocyte growth factor (HGF) than with the more distally located MET oncogene, encoding for the HGF receptor. HGF serum levels were reported to correlate significantly with the aggressiveness of gastric carcinomas.35 Immunohistochemistry showed that MET was overexpressed in about half of gastric cancers, whereas gene amplification was detected by Southern blot hybridization in about 10% of them.36 The recurrent HLA at 8p might be associated with cathepsin B, which appears to be amplified and overexpressed in Barrett-related carcinomas.37 HLA at 19q13.1-q13.2 might involve cyclin E, which has recently been described as the candidate gene of a 19q12 amplicon in adenocarcinomas of the gastro-esophageal junction.38

The genetic spectrum of imbalances in gastric cardia cancers, disclosed by CGH, is very similar to the distribution of alterations seen in Barrett-related adenocarcinomas.24,39 It is also in keeping with allelotyping and in situ hybridization studies of esophageal adenocarcinoma.40-42 Furthermore, the pattern of gains and losses in the preneoplastic lesions shows a high degree of similarity to the genetic changes seen in Barrett’s esophagus 39,43-46 , ie, losses in cardia cancer precursor lesions are frequently seen on 4p, 5q, 9p, and 18q, whereas gains are repeatedly found on 7q, 8q, 17q, and 20q. This illustrates, moreover, that adenocarcinomas at these two locations have much in common, although a minor proportion of proximal stomach cancers might be related to H. pylori infection. However, our data strongly suggest a shared etiology of gastro-esophageal junction adenocarcinomas arising either in the distal esophagus (Barrett’s esophagus) or in the gastric cardia.


   Footnotes
 
Address reprint requests to Dr. H. van Dekken, Department of Pathology, Josephine Nefkens Institute, Erasmus University Rotterdam, P.O. Box 1738, 3000 DR Rotterdam, The Netherlands.

Supported by Dutch Cancer Society grants EUR 97–1478 and EUR 97–1404.

Accepted for publication March 8, 2001.


   References
Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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