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From the Department of Pediatrics and Child Health,* University of Birmingham, Birmingham; the Regional Genetics Laboratory,
Birmingham Womens Hospital, Birmingham; the Statistical Advisory Service
and the Department of Pathology,
Birmingham Childrens Hospital, Birmingham; and the Department of Neuropathology,¶ Newcastle General Hospital, Newcastle, United Kingdom
| Abstract |
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10% of all childhood intracranial neoplasms and with >50% arising in children younger than 5 years of age present a distinct management challenge.2-4
In contrast to adults in which spinal tumors predominate, >90% of all pediatric ependymomas are intracranial in origin with most tumors arising infratentorially.2,3,5 Consistent histological grading of ependymomas has proven difficult and several different classification systems have been proposed.3,6 The most frequently used system, World Health Organization 2000,5 recognizes two principal variants in children: classic ependymoma (grade II) and anaplastic ependymoma (grade III). However, despite numerous studies the relationship between histological grading and tumor behavior remains unclear.3,5-7
The primary treatment for pediatric ependymomas is surgery and children who have a total tumor resection fare significantly better than those whose tumors are partially removed.8,9 Infratentorial tumors are generally reported to confer a worse prognosis than their supratentorial counterparts,3,9-11 but this may be because of their more inaccessible surgical location.9-12 A young age at diagnosis is associated with an unfavorable outcome in some studies, but this may reflect a propensity for infratentorial location and concerns about the long-term morbidity of radiotherapy in young children.2,4,9,13 Throughout the last 30 years survival rates for ependymoma have increased primarily because of improved surgical techniques and postoperative therapy.8-13 However, this improvement lags far behind the advances made in other childhood cancers.14 In part this is because of our poor understanding of the molecular pathogenesis of ependymoma. The characterization of tumor-specific molecular abnormalities that predict biologically favorable or unfavorable disease is important. Not only may it allow a more judicious use of current therapies such as radiotherapy, but it might also identify molecular targets against which new therapies can be directed. Genetic abnormalities are currently used to predict biological behavior in a number of pediatric cancers including neuroblastoma and rhabdomyosarcoma.15,16 Similar biological correlates of tumor behavior are now required if we are to make improvements in the management of childhood ependymoma.
Although it is increasingly clear that genetic differences exist between adult and pediatric ependymomas,17-20 there is still little information on the genetic differences within the spectrum of pediatric ependymomas and none relating genetic abnormalities to disease outcome. We have therefore performed comparative genomic hybridization (CGH) on a large retrospective series of pediatric intracranial ependymomas and correlated the genetic abnormalities with clinical outcome.
| Materials and Methods |
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Forty-two primary and 11 recurrent formalin-fixed, paraffin-embedded pediatric ependymomas were obtained from Birmingham Childrens Hospital, Birmingham, UK (38 tumors), Southampton General Hospital, UK (10 tumors), Bristol Childrens Hospital, UK (3 tumors), and Newcastle General Hospital, UK (2 tumors). All tumors were centrally histologically reviewed before inclusion in the study to confirm a diagnosis of ependymoma according to World Health Organization 2000 criteria (DE, PR). Of the primary tumors, 24 were anaplastic and 18 were classic. Thirty-five tumors occurred in the posterior fossa and seven were supratentorial. The mean and median age of diagnosis was 63.76 and 51.5 months, respectively. Macroscopic total resection was achieved in 16 tumors from surgical report. Total resection was obtained in 5 of 7 supratentorial tumors and 11 of 35 infratentorial cases. Adjuvant therapy was administered to 37 children and consisted of radiotherapy, chemotherapy, or a combination of both radiotherapy and chemotherapy. The mean and median follow-up period was 53.81 and 38 months, respectively. Of 11 recurrent tumors, 9 occurred in the posterior fossa and 2 were supratentorial. Seven were of a classic histology, three were anaplastic, and two were unclassified.
DNA Extraction
Tumor DNA was isolated from 20 to 30, 10-µm-thick formalin-fixed and paraffin-embedded, tissue sections. The tissue was deparaffinized by incubation with xylene and disrupted in lysis buffer (1 mmol/L Tris base, 25 mmol/L ethylenediaminetetraacetic acid, 100 mmol/L NaCl, 0.5% sodium dodecyl sulfate, and 500 µg/ml proteinase K). A concentration of 500 µg/ml of Proteinase K (Sigma, Poole, Dorset, UK) was added to the samples twice a day. DNA was extracted by incubation with phenol (Sigma), recovered by precipitation with ethanol, and resuspended in TE buffer (Gentra Systems, MN). Normal reference DNA was extracted from human lymphocytes using the Puregene genomic DNA isolation kit (Gentra Systems, MN).
Comparative Genomic Hybridization
Tumor and reference DNA were nick-translated and directly labeled with Spectrum Green-2'-deoxyuridine-5'-triphosphate and Spectrum Red-2'-deoxyuridine-5'-triphosphate (Vysis, Downers Grove, IL), respectively. The volume of enzyme mix and incubation period were varied to give fragment sizes of 200 to 5000 bp as determined by gel electrophoresis. Eight hundred ng of tumor DNA, 400 ng of reference DNA, and 30 µg of Cot-1 DNA (Invitrogen, UK) were co-precipitated and resuspended in 3 µl of nuclease-free water and 7 µl of CGH hybridization buffer (Vysis). The probe mixture was denatured (75°C, 5 minutes) and hybridized to denatured, dehydrated male metaphase slides (Vysis) at 37°C for 72 hours. Slides were washed in 0.4x standard saline citrate/0.3% Nonidet P-40 (75°C, 2 minutes) and 2x standard saline citrate/0.1% Nonidet P-40 (room temperature, 30 seconds) and counterstained with 4,6-diamino-2-phenylindole (125 ng/ml) in anti-fade solution.
Image Analysis
Red, green, and blue images from representative metaphase spreads were digitized using a Cytovision (Applied Imaging, Santa Clara, CA) imaging system. Karyotypes from 15 metaphases were combined to produce a mean CGH ratio profile for each hybridization. Detection of imbalances was performed using Applied Imaging CytoVision High-Resolution CGH (HRCGH) software, which allows direct comparison of a mean CGH profile from a test hybridization with standard reference intervals produced from a series of CGHs using normal test DNA.21 Regions where the mean CGH ratio profile, confidence limits, and standard reference intervals deviate from each other represent areas of genomic imbalance in the test specimen. A test:reference fluorescence ratio >1.5 was classified as a high-level gain.
The validity of our CGH technique using DNA extracted from archival specimens and analyzed using HRCGH software was initially tested by comparing CGH profiles obtained from archival tissue with those obtained from corresponding fresh tumor material. Eleven archival:fresh tumor pairs (nine adult and two pediatric ependymomas) showed 90% concordance when the relative imbalances of each chromosome arm were compared (99.5% confidence limits). Figure 1
shows concordant CGH profiles from two archival:fresh tumor pairs.
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10 MB intervals along chromosomes 6q, 17q, and 22q, plus a marker at 11q13 for five tumors and matching constitutional DNA (cases 11, 12, 38, 39, and 43R) confirmed CGH data. Statistical Analysis
Statistical analyses were performed using SPSS11. Survival curves were constructed using the Kaplan-Meier method and univariate comparisons were made by the log-rank test. Multivariate Cox proportional hazards regression was used to explore the effects of genetic and clinical factors on overall survival time. Association in two-way frequency tables was assessed by Fishers exact test.
| Results |
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Tumors with a total of 13 or more chromosome imbalances had between 11 and 20 whole chromosome imbalances and between 0 and 5 partial chromosome imbalances. These tumors were termed "numerical" (n = 5).
Tumors with a total of six or less imbalances had between 0 and 5 whole chromosome imbalances and between 0 and 6 partial chromosome imbalances. This group of tumors was termed "structural" (n = 19). A summary of imbalances observed in the structural and numerical groups is illustrated in Figure 2
. Eighteen tumors in our cohort showed no genetic imbalances by CGH and these formed the "balanced" group.
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Fishers exact tests were used to explore possible associations between genetic and clinical variables including tumor location, histology, extent of resection, adjuvant therapy, and age at diagnosis. All (14 of 14) children diagnosed younger than the age of 3 years showed a balanced genetic profile, conversely 24 of 28 children (86%) diagnosed older than 3 years of age showed either a structural or numerical genetic profile (P < 0.0001).
Univariate Kaplan-Meier survival analysis showed that structural tumors had a 5-year survival of 18%, which was worse than the 5-year survival figures of 67% for numerical tumors and 50% for balanced tumors, but this did not reach statistical significance (P = 0.24). To further assess the effects of genetic group on overall survival, multivariate analysis was performed using the additional covariates of tumor location, histology, extent of resection, adjuvant therapy, and age at diagnosis (>3 years versus <3 years). Structural tumors had a significantly worse outcome (adjusted 5-year survival, 10%) than both numerical (adjusted 5-year survival, 77%) and balanced tumors (adjusted 5-year survival, 55%) (P = 0.05 and 0.02, respectively) (Table 2
, Figure 3
). The extent of surgical resection also contributed to outcome in this analysis with partially resected tumors faring worse (adjusted 5-year survival, 15%) when compared with those that were totally resected (adjusted 5-year survival, 60%) (P = 0.004). Other factors did not contribute significantly to outcome. Multivariate analysis was repeated using genetic group as a variable for the posterior fossa tumors as these were our largest and most homogenous group. Again genetic group showed a significant effect on overall survival with structural tumors faring worse than either numerical (P = 0.04) or balanced tumors (P = 0.02).
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| Discussion |
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Structural tumors showed not only fewer total chromosome imbalances than numerical tumors, but also had a greater ratio of partial to whole chromosome imbalances. In neuroblastoma, tumors with primarily partial chromosome imbalances analogous to our structural group tend to have an unfavorable outcome when compared to tumors with primarily whole chromosomal imbalances.22 This might be expected because deviation from a normal chromosome complement through unbalanced structural rearrangements is likely to have biological consequences in excess of abnormalities that maintain a broad genomic balance along individual chromosomes. Further evidence for an association of structural tumors with more aggressive behavior comes from the observation that all but one of the recurrent tumors in our cohort showed a structural genetic profile.
Overall, the most frequent chromosome imbalance in our cohort was gain or high-level gain of 1q (26%), which in turn was associated with a structural genetic profile. Gain of 1q has been reported as a common finding in intracranial pediatric ependymomas in a number of other CGH studies and is often found as a sole change or with few other chromosome imbalances consistent with our structural group.17-20 High-level gain of 1q has been reported in a total of four primary ependymomas in two previous CGH studies. Furthermore, Kramer and colleagues23 also describe cytogenetic analysis of a pediatric ependymoma with a total of seven copies of part of 1q.
Not only was 1q gain a striking feature of our poor outcome structural group, but in our largest most homogenous population, the posterior fossa tumors, 1q gain itself showed a trend to poor prognosis in multivariate analysis. We also found a strong association between gain of 1q and tumor recurrence in our series. Gain of 1q was observed in three recurrent tumors from patients whose primary tumors showed a balanced CGH profile and in one other case, gain of 1q in the primary tumor progressed to high-level gain of 1q in the recurrence. A recent combined adult and pediatric CGH study also reported gain of 1q on relapse in one patient and found that gain of 1q was associated with an unfavorable outcome in univariate, but not multivariate analysis.18 Taken together, these data strongly implicate gain of 1q and possible oncogenes in this region in the progression and pathogenesis of poor outcome pediatric intracranial ependymomas.
Gain of 1q has been shown to adversely affect survival in neuroblastoma, Wilms tumor, and Ewings sarcoma perhaps indicating a wide role for the involvement of 1q in the progression of pediatric tumors.24-26 It is now important to further investigate gain of 1q as a potential marker of poor prognosis in a larger number of pediatric ependymomas treated in a standard manner. Further, although we observed gain or high-level gain of the whole of 1q in our patients, other studies have reported region-specific gains on 1q in a small number of cases. In the study reported by Ward and colleagues20 high-level gain of 1q was restricted to 1q21 to q31 in three cases and the patient described by Kramer and colleagues23 had seven copies of the region 1q22 to q31. Future analysis of this region may identify specific gene(s) involved in ependymoma progression.
Tumors with a numerical genetic profile had a better overall survival when compared with structural and balanced tumors in both univariate and multivariate analyses. The apparently nonrandom pattern of whole chromosome gains and losses in these tumors would be consistent with intermediate ploidy, a phenomenon that is recognized in other pediatric neoplasms. Indeed, intermediate ploidy involving specific patterns of whole chromosome gains and losses is associated with a favorable prognosis in neuroblastoma and acute lymphoblastic leukemia.22,27 In addition, the pattern of whole chromosome imbalances observed in numerical tumors strongly resembles the predominant genetic profiles reported for adult and spinal ependymomas.17,18 Because adult and spinal ependymomas are reported to show better overall survival than their pediatric intracranial counterparts,5 we suggest that this numerical genetic profile may contribute to the favorable prognosis observed in a subset of pediatric intracranial tumors and adult/spinal ependymomas. In a number of adult cancers an increasing number of chromosomal imbalances has been associated with a poor prognosis, this is primarily because of the acquisition of partial chromosomal imbalances consistent with a complex karyotype and numerous chromosomal rearrangements.28,29 The genetic profile in our numerical group is distinct from these, being characterized by whole chromosomal changes.
The overall rate of balanced pediatric ependymomas (43.9%) observed in the present study is in agreement with several smaller analyses.17-20 These balanced tumors represent a fascinating group for further study as they are not complicated by the genetic abnormalities observed in other ependymomas. A balanced CGH profile was significantly associated with young age at diagnosis and a similar age-related difference has been noted in other pediatric series.18 Indeed, less than 10% of adult ependymomas have a balanced profile.17,18 This finding strongly suggests that ependymomas occurring in infants are biologically distinct from those occurring in older children and adults. However, we and others have observed gain of 1q on relapse in children whose primary tumors were balanced,18 which suggests that the pathway of progression in balanced tumors may be related to that of structural tumors. We further hypothesize that the tumors occurring in infants may be driven by a powerful genetic hit(s) that leads to presentation at a young age without the requirement for additional genetic changes. The as yet unidentified genetic hit(s) occurring in the balanced tumors may only exert an oncogenic effect within a specific developmental time window or cellular environment.
Several prognostic studies indicate that children presenting with ependymomas at a young age have a tendency to a less favorable prognosis when compared with older children.2,7 Explanations for this have cited differences in resectability, location, and adjuvant therapy between the age groups. In multivariate analysis in our cohort, the extent of surgical resection and the underlying genetics of pediatric ependymomas were more important determinants of outcome than age at diagnosis.
The behavior of pediatric ependymomas is difficult to predict and treatment is currently based on clinical criteria such as age at diagnosis and extent of surgical resection. Biological factors that determine survival have been difficult to identify in ependymomas; most notably there is conflicting data concerning the relationship between histology and outcome. We found no relationship between histology and tumor behavior in our series of ependymomas, but we were able to identify genetic correlates of survival in multivariate analyses. Our study not only contributes to emerging evidence of differential chromosomal abnormalities in ependymomas dependent on age at diagnosis, but also suggests that genetic factors predict tumor behavior in pediatric ependymomas. A larger series treated in a uniform manner and studied prospectively is now needed.
| Acknowledgements |
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| Footnotes |
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Supported in part by grants from the Connie and Albert Taylor Trust and the Joseph Foote Foundation.
S. D. and E. P. contributed equally to this work.
Research was performed at the Regional Genetics Laboratory, Birmingham Womens Hospital, Birmingham, UK.
Accepted for publication August 23, 2002.
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