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From the Division of Molecular Pathology,* Memorial Sloan-Kettering Cancer Center, New York; the Departments of Molecular Genetics and Pathology and the Seaver Center for Bioinformatics,
Albert Einstein College of Medicine, Bronx; the Department of Physiology and Biophysics,
Mt. Sinai School of Medicine, New York; and the Center for Genomics and Human Genetics,
North Shore-Long Island Jewish Research Institute, Manhasset, New York
| Abstract |
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4% of all adult malignancies with an annual incidence of
53,200 cases in the United States.1
Early-stage TCC has been classified into two groups with distinct clinical behavior and different molecular profiles. Superficial low-grade tumors (Ta) are always papillary and may recur but rarely progress, whereas high-grade tumors can be either papillary or flat lesions (Tis) and often progress to invasive disease.2
Clinically, patients diagnosed with localized stage have a 5-year relative survival rate of 93%. However, patients presenting with regional and distant stage have 5-year relative survival rates of 49% and 6%, respectively.1
Among the molecular events that characterize superficial papillary noninvasive bladder tumors are deletions affecting the long arm of chromosome 9, and activation of certain oncogenes, such as H-RAS, alterations identified only in a subset of invasive bladder neoplasms.2
Deletions of 13q at the RB locus and 17p at the TP53 locus, as well as 18q (DCC locus) and 5q (APC locus) losses have been reported in invasive bladder transitional carcinomas, but are absent in papillary noninvasive tumors.2,3
A remaining challenge in bladder cancer is to define targets characteristic of aggressive early-stage tumors before they recur or progress into invasive disease. The present study was designed to identify critical molecular targets altered along the progression of bladder cancer using cDNA microarrays containing a high number of genes and expressed sequence tags (ESTs). Because molecular classification of tumor samples was not the main goal but rather gene discovery, bladder tumors representative of early and late stages were selected to cover the extremes in the natural history of bladder cancer progression. Several biocomputational methods were applied to identify targets displaying maximal expression differences among early- and late-stage tumors, and their clinical impact was assessed using a larger cohort of patients with bladder cancer spotted onto tissue microarrays. | Materials and Methods |
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Four bladder cancer cell lines: T24, J82, RT4, and HT1197, were obtained from American Type Culture Collection (Rockville, MD) and maintained following standard procedures. All cells were grown and harvested at 75% to 90% confluence no longer than four to six passages. Total RNA of cell lines was extracted using RNeasy (Qiagen, Valencia, CA). Fifteen patients with bladder cancer were included for the expression-profiling study. Specimens were collected under an institutional review board-approved tissue procurement protocol. Bladder tumors embedded in OCT were macrodissected to ensure a minimum of 75% of tumor cells. Total RNA from bladder tumors was isolated in two steps using TRIzol (Life Technologies, Carlsbad, CA), followed by RNeasy purification.
cDNA Microarray Preparation, Hybridization, and Image Acquisition
A set of 17,842 sequence-verified human IMAGE cDNA clones, representing both known genes and ESTs, were polymerase chain reaction-amplified and spotted onto polylysine-coated microscope slides by the Albert Einstein College of Medicine microarray facility.4 Five µg of total RNA from each bladder tissue and pool of cell lines was linearly amplified using a single round.5 Amplified cRNA obtained from bladder tumors were labeled with Cy5 (red) (Amersham Biosciences AB, Uppsala, Sweden) and hybridized against amplified cRNA from the pool containing equal RNA quantities of the four cell lines labeled with Cy3 (green) (Amersham Biosciences AB). After hybridization, slides were washed, dried, and scanned by an Axon automated laser scanner. GenePix software was used for gridding and signal intensities calculation.5,6
Collection and Analysis of the Data of the cDNA Microarrays
Normalization
cDNA microarrays were normalized using an intensity-dependent algorithm.5 Normalized fold changes in gene expression were then used to further analyze and cluster the bladder tumors.6,7
Clustering
Before clustering, the data were filtered to select genes having both significant average intensities and fold changes removing the background of unchanging genes. It was required that genes have a fold change of at least three (up or down) and an average intensity greater than 316 for at least two samples using the geometric average of the two channel intensities. This filter reduced the number of genes from 17,842 to 15,609. The set of 15 bladder tumor samples were then analyzed using the hierarchical clustering with the Ward linkage method, combined with nonparametric bootstrap resampling and consensus tree building to determine the support for sample groupings.6,7
Gene Ranking
Several scoring methods were applied to rank genes that could separate early-stage tumors from invasive organ-confined lesions and those developing metastatic bladder disease. Initially, the Mann-Whitney rank sum test was applied to identify genes differentially expressed between the two significant clusters.8 Only genes showing a P value < 0.05 were considered for further analysis.
The method of single-variable logistic regression was applied labeling samples based on the histopathological records of the tumors analyzed in this study.9,10 Single variable logistic regression was performed for all 15,650 genes/ESTs according to the maximum likelihood. The decay of the maximum likelihood as a function of the rank is approximated a power-law function or Zipfs law.9,10
Multidimensional analysis was then performed taking the 5616 genes providing data simultaneously in all of the tumors. The gene-expression matrix (N experiments x M genes) was first pretreated. All columns (M genes) were renormalized with the transformation z = (x - µ)/
, that is, a new matrix (X-matrix) was created in which each column has a mean equal to 0 and variance equal to 1 (z-transformation). The X-matrix was then studied with Q-mode factor analysis (FA).11,12
A supervised method was applied to detect the combination of genes in the X-matrix that can optimally be able to explain these groups. Specifically, the hyperplane that optimally separates the previously defined groups of samples was obtained by means of a support vector machine (SVM) algorithm.13,14
The FA scores were then projected onto the characteristic vector of this hyperplane and then were z-transformed. The sorted z-scores were used to select the important descriptors able to separate the groups. A z-score cutoff of 2 was used to obtain a subset of cDNAs with the best discriminant properties.
We were interested in obtaining insights into the biochemical pathways involved in bladder tumor progression. We searched for the biological function index of the genes under study in gene ontology (GO).14 These indexes were extracted in batch from SOURCE (http://genome-www.standford.edu/source). Biological processes according to GO were available only for 1044 genes of the 5616 under analysis. We identified by t-test the genes differentially expressed among each of the four groups generated by FA-SVM, as well as among superficial lesions (pooling groups 1 and 2) and invasive tumors (pooling groups 3 and 4) versus the rest of the experiments. The average t-test is calculated within the different groups as a measure of the enrichment of each biological process in the different groups. Only genes with t-test P values < 0.01 were considered for further analysis. The statistical significance of the association of groups and biological processes (GO indexes) was evaluated by means of the hypergeometric distribution.15,16 We computed the probability that at least x genes (with a t-test P value <0.01) were annotated within any given biological process in a random subset of n genes, where N denoted the total number of annotated genes (1,044) in the entire dataset, and A the number of these genes with a particular annotation. The following criteria were required for calculating the significance of the biological processes. Only biological processes (GO indexes) with more than five members in the set were selected for further analysis, only annotated genes with t-test P value <0.01 within each biological process were considered, and finally we required that at least two genes reached this significance within a biological process.15,16 Hypergeometric P values <0.05 were considered significant, but we also focused on those marginally suboptimals, to compensate for the scarcity of GO annotations and the limitation that nonannotated genes could not be included in this analysis. Finally, significant cDNAs (according to a t-test), and belonging to significant or marginally significant GO pathways (P value <0.01) were grouped and represented using a color-graded spectrum.15,16 Detailed information regarding the analyses are available on the web page for this article (http://mskcc/GCL/BladderGenomics/cDNA).
Clinical Validation of the Results
Tissue Samples in Tissue Microarrays
Three different bladder cancer microarrays were used in this study,17 including a total of 173 bladder primary TCC tumors obtained under institutional review board-approved protocol. A total of 40 superficial and 64 invasive TCC tumors were analyzed in two microarrays. These tumors correspond to grade 1 (n = 24), grade 2 (n = 8), and grade 3 (n = 82) lesions. The third tissue microarray comprised a cohort of 69 bladder primary TCC cases with known p53/pRB status and annotated follow-up, including 2 superficial and 67 invasive lesions.
Immunohistochemistry
Protein patterns of expression were assessed at the microanatomical level using both cytospins from cell lines studied (data not shown) and tissue microarrays outlined above. Standard avidin-biotin immunoperoxidase procedures were applied for immunohistochemistry. We used the following panel of mouse monoclonal antibodies: neuropilin-2 (np-2) (clone 54; BD Transduction Labs, Lexington, KY); cytokeratin 20 (clone Ks20.8; DAKO, Glostrup, Denmark); cyclin E (clone cyE05; Neomarkers, Fremont, CA); p53 (clone 1801; Calbiochem, Cambridge, MA); total pRB (clone 3C8; QED Bioscience, San Diego, CA); under-phosphorylated pRB (clone G99-549; BD Transduction Labs); ninjurin (clone 50; BD Transduction Labs); p33ING1 (clone CAB1; BD Transduction Labs); and p21/WAF1 (clone Ab-1, Calbiochem). Control tissues for specificity assessment were used according to the manufacturers recommendations. We used a 20% cutoff for p53 staining, 10% for p21, and 25% for cyclin E.18 There is no consensus on the cutoffs of the immunohistochemical expression of the other markers, and thus they were analyzed as continuous variables, or taking several cutoffs when considered as categorical.
Statistical Analysis
All TCCs (n = 173) were used for the analysis of association between p53 and pRB with np-2, cytokeratin 20, cyclin E, and p21. These cases were also used for evaluating marker expression versus histopathological stage and tumor grade, using the nonparametric Mann-Whitney and Kruskall-Wallis tests.8 The consensus value of the representative cores from each tumor sample arrayed was used for statistical analyses.
We analyzed the relationship of the cluster analysis of the bladder tumors to which expression profiling was performed with overall survival. Additionally, the association of the markers identified in the cDNA microarray analysis to outcome was also evaluated using a subset of 69 cTCC cases for which follow-up was available. Overall survival time was defined as the months elapsed between transurethral resection or cystectomy and death from disease (or the last follow-up date). Patients who were alive at the last follow-up or lost to follow-up were censored. For survival analysis, bootstrapping cluster and biomarkers were analyzed as categorical variables. The association of the marker expression levels with overall survival was analyzed using the Wald test, and the log-rank test was used to examine their relationship when different cutoffs were applied.8 Survival curves were plotted using standard Kaplan-Meier methodology.8 Associations between markers were analyzed using Kendalls tau b-test using the SPSS statistical package (version 8.0).
| Results |
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We performed the present analysis under the basis of two complementary sets of experiments. Initially, early-stage and advanced bladder tumors were analyzed using cDNA microarrays to identify differentially expressed genes among histopathologically distinct tumors representative of the natural history of bladder cancer progression (Table 1)
. The transcriptome of 15 bladder tumors was compared against a pool containing equal RNA quantities of four bladder cancer cell lines using cDNA microarrays containing 17,842 known genes and ESTs. This was followed by the study of the potential clinical significance of the selected targets identified by cDNA microarrays, which were validated at the microanatomical level using immunohistochemistry on tissue microarrays containing well-characterized bladder carcinomas. A cohort of early-stage and invasive bladder neoplasms was used to evaluate the association between biomarkers and histopathological stage and grade (n = 173). A subset of these bladder tumors (n = 69), with characterized p53 and pRB alterations and clinical follow-up, was used to delineate associations between potential novel biomarkers, cell-cycle regulators, and patient outcome.
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The use of unsupervised hierarchical clustering combined with nonparametric bootstrap analysis classified primary bladder carcinomas based on their histopathological criteria. Overall, we observed that the early-stage tumors clustered together and were segregated from invasive TCC. Interestingly, within invasive bladder tumors we found that cases developing metastasis and displaying a shorter survival could be distinguished from those belonging to patients displaying a longer survival and organ-confined disease. The bootstrap resampling technique was able to establish a high confidence on these clusters (Figure 1A)
. Patients whose tumor samples were subjected to gene profiling had a median follow-up of 18 months (mean, 17.3 months; range, 1 to 47 months) (Table 1)
. The early-stage and the invasive clusters also grouped patients with different overall survival (Figure 1B)
. Because the identified clusters were associated with histopathology and clinical outcome, these results revealed the diagnostic and prognostic utility of unsupervised clustering even with a small number of patients. A multidimensional analysis of the 4729 genes providing expression data in all of the tumors, revealed four groups of gene profiles consistent with the previously identified clusters11,12,19
(Figure 1C
, Table 1
). Moreover, we observed that gene expression profiling could separate carcinoma in situ from papillary superficial lesions. Two subgroups within early-stage and invasive tumors displaying different clinical outcome were also identified. Furthermore, the expression profiles of certain early-stage tumors displayed similar expression portraits than some organ-confined invasive lesions (Figure 1D)
. Thus, gene profile analyses provided predictive information regarding patients with early-stage bladder cancer and their likelihood to progress into invasive disease.
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Several scoring methods were used for gene identification. Standard t-test and single-gene logistic regression were applied to rank the genes according to their ability to separate early-stage from invasive tumors (Table 2)
. First, the Mann-Whitney rank sum test was applied as a standard means for gene identification between these two groups.8
The goal was to identify genes differentially expressed between the early-stage and invasive clusters. We observed that the first 120 genes correctly classified the samples contained in each cluster (P = 0.033). Two genes, p21 and cyclin E, were selected for further study because of their participation in the p53 and RB signaling pathways, both of which are frequently altered in bladder cancer progression.3,12,13,20
We then performed a single-gene variable logistic regression analysis as a standard classification/discrimination model to rank genes by their classification performance.9,10
In this case, the goal was to identify genes differentially expressed between early-stage disease and invasive tumors. Our results demonstrated that any of the 92 top-ranked genes could differentiate early-stage versus invasive lesions based on their gene expression levels (Figure 2)
. For those genes ranked from 93 to 500 using this analysis, a maximum of three misclassifications could be obtained. We chose to focus on the 92 genes that provided no misclassification among early-stage versus invasive tumors. Two genes from this initial group, cytokeratin 20 and neuropilin-2 (np-2), which are soluble proteins with potential role for tumor marker development, were selected and studied by immunohistochemistry on tissue microarrays. Finally, we continued to further elucidate the genes that best characterized each of the four groups generated by the multidimensional approach.11,12,19
Groups 1 and 2 included tumors with no evidence of disease after follow-up. Group 3 included the most advanced tumors, those developing metastatic disease and presenting shorter survival. Group 4 represented those primary tumors associated with metastatic and nonmetastatic lesions (Table 1)
. One gene from each of these groups 3 and 4, ninjurin and p33ING1, respectively, were selected for further evaluation of their potential prognostic value.
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The potential role of the identified target genes in the staging of patients with bladder cancer was analyzed using tissue microarrays containing TCC of different stages and grades. Cytokeratin 20, np-2, p21, and p33ING1 were differentially expressed in early-stage and invasive tumors. In the subset of patients analyzed, we observed a significant correlation between the expression of these proteins with tumor stage and grade (Table 3A)
. Levels of p33ING1 expression were easily detectable in normal urothelium and in the majority of early-stage TCC, but were much lower in invasive tumors (Figure 3, A and B)
. Because both TP53 and RB signaling pathways are frequently altered during bladder cancer progression, we also evaluated the association of these biomarkers with p53 and pRB status. We found that the expression of cyclin E was significantly associated with p53 expression; cytokeratin 20, np-2, p21, and p33ING1 were all associated with altered pRB expression (Table 3B)
. A significant correlation between p33ING1 expression with cyclin E and p21 was also noted.
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Molecular Pathways Involved in Bladder Cancer
A multivariate analysis,16
was applied to detect the combination of genes that can optimally explain the four main groups identified by multidimensional analysis as well as to discriminate early-stage (pooling together groups 1 and 2) versus invasive (pooling together groups 3 and 4) TCCs. We focused on genes that were differentially expressed in each of these groups versus the remaining samples. We then grouped these genes according to the molecular pathways in which they are involved according to the GO database. Table 4
summarizes the overexpressed and underexpressed molecular functional pathways with at least two genes differentially expressed in each of these groups. The analysis of early-stage lesions versus invasive tumors together revealed the relevance of overexpression of oncogenic genes, such as DEK in superficial tumors, versus the overexpression of immune response genes, such as cd86 or lipid metabolism-related genes, in invasive tumors. The subset of overexpressed genes with the most optimal discriminatory properties is shown in Figure 4
.13,14
The complete ranked gene list will be available in the web site created for this manuscript (http://mskcc/GCL/BladderGenomics/cDNA).
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| Discussion |
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Apart from the classification of these tumor samples, the analytical approach undertaken focused on identifying genes and pathways related to bladder cancer progression. After the segregation of tumor subtypes by gene clustering, our data analysis focused on gene identification methods and validation using tissue microarrays on a larger separate cohort of patients with bladder cancer. Different algorithms were applied for gene identification providing distinct ranked gene lists.9 The Mann-Whitney test is a standard means for gene identification between two groups. In this case, p21 and cyclin E were selected for further validation. p21 was found to be associated with tumor stage and grade, in accordance with previous series.18,24 However, we did not find any association between cyclin E expression and these clinicopathological variables.25,26 Single-variable logistic regression is a standard classification/discrimination model to rank gene by their classification performance.9,10 This method takes into consideration the dispersion of the expression data of each gene within each group under comparison, in our case, early-stage and invasive tumors. The Mann-Whitney test compares the median expression of a certain gene between two groups, np2 and cytokeratin-20, known soluble proteins, were selected for further validation, and their expression was significantly associated with tumor stage and grade. np-2 is a transmembrane receptor for semaphorins (mediators of neuronal guidance), and for several angiogenic factors, including vascular endothelial growth factor (VEGF) 145 and VEGF 165.27-29 It has been reported that osteosarcomas overexpressing np-2 had increased vascularity and poorer prognosis, suggesting that np-2 acts as a VEGF-amplifier in these tumors.29 An association between np-2 expression and tumor progression has also been reported for certain neoplasms, including prostate and lung cancer.30,31 The association of cytokeratin 20 with stage and grade had previously been reported for bladder cancer both in tissue and urine specimens.32-34 Comparing tumor samples by cDNA microarrays representing both early and late stage in bladder cancer progression has identified single genes that separate early-stage and invasive tumors. Two different scoring methods, t-test and single logistic regression analysis, have provided more than 200 genes that segregate early-stage and invasive groups of bladder tumors under cDNA analysis. That single genes could discriminate closely related cancer subtypes as reported in breast tumors,35 is unusual. Our study has compared tumor samples representative of the opposite early and late stages of the disease, a situation in which a single gene is more likely to detect these differences. We have evaluated only six of these genes based on the availability of antibodies for immunohistochemical studies. Further studies are warranted to evaluate the potential prognostic relevance of these and other genes revealed to be involved in bladder cancer progression in a larger series of followed-up bladder cancer patients.
Not only we were interested in identification of genes with histopathological diagnostic properties. We also focused on genes with potential prognostic value. In this regard, the characterization of genes included in the subgroups rendered by the FA-SVM analysis was of interest. Ninjurin and p33ING1 were selected among the target genes differentially expressed in the poor prognostic groups identified by multivariate analysis. Ninjurin, a nerve injury-induced protein involved in neuronal growth, is known to be altered in hepatocellular carcinoma,35 acute lymphoblastic leukemia,36 and was reported to be down-regulated by p53.37 Nevertheless, ninjurin was not found to be significantly associated with tumor stage and grade in the cohort of bladder cancer patients analyzed. Although p33ING1 was not clearly differentially expressed among the superficial and invasive tumors analyzed by the cDNA microarrays, the expression of p33ING1 was significantly associated with tumor stage and grade in the larger cohort of patients spotted onto the tissue microarrays. p33ING1 has been reported to cooperate with p53 in blocking cell proliferation and enhancing apoptosis, and it has been ascribed as a candidate tumor suppressor gene.38 Remarkably, it correlated with overall patient survival in our subset of 69 followed-up patients that consisted of a majority of invasive TCCs. Shorter survival was observed in invasive patients with squamous differentiation, a feature known to be associated with aggressive clinical behavior.2,3 Its expression has also been reported to be involved in the progression of lymphoid tumors.39 We found that down-regulation of p33ING1 was associated with pRB, p21, and cyclin E expression, but not with p53.40 Overall, the mechanistic networks by which p33ING1 is involved in bladder cancer progression need further validation with specific studies targeting these issues, out of the scope of the experimental design of this study.
Multidimensional analysis provides a descriptive visualization of associations among tumor samples and gene expression patterns. Factor analysis, in particular, allows a soft classification of samples and genes. That is, its main advantage is that a particular gene can be relevant in more than one group. This method is unsupervised. When additional information is available, as in this case, supervised analysis is preferred. We incorporate this using a SVM layer on top of the FA results. SVM supervised algorithms have mostly been applied for subclassification of tumors and predictive purposes.22
We have also applied a mixed Q-mode FA-SVM model11-13
together with an analysis of functional annotations on the selected genes,14
to obtain insight on the molecular processes taking place along bladder cancer progression. This approach was possible because the tumor samples under study could be representative of both early and late events associated with progression of these uroepithelial tumors. Initial events significantly altered in early stages include the overexpression of cell membrane receptors involved in intracellular signaling processes, excretion, and RNA-splicing genes, as well as the underexpression of ubiquitinazing enzymes. Regarding invasive subgroups, there was a remarkable overexpression of lipid metabolism and epidermal differentiation targets such as keratin 15. We also observed overexpression of immune response and neurogenesis-related genes also involved in remodeling of the extracellular matrix.22
A remarkable underexpression of cell adhesion, and regulation of transcriptional and cell cycle processes was observed in the most advanced invasive tumors, as previously reported.21-23
The analysis of early-stage versus invasive tumors identified novel oncogenes altered in bladder cancer such as DEK, and revealed that oncogenetic events are among the most overexpressed networks in superficial bladder cancer, including the WNT pathway represented by frizzled proteins. Interestingly, genes such as DEK were found significantly expressed among bladder cancer subtypes in the other gene identification algorithms used in the present study. Immune response and development-related genes as well as those involved in protein complex assembly, were shown to be among the most overexpressed genes in invasive tumors.21,22
We also observed that lipid metabolism-related genes, some of them involved in angiogenesis pathways, are overexpressed in invasive tumors, when compared to early-stage lesions. The observation that functional annotations that were significantly overexpressed in superficial tumors (group 5) were also found to be significantly underexpressed in invasive lesions (group 6), provided confidence to our analysis. Mitotic spindle checkpoint-related genes such as Cdc16, and apoptosis network related genes such as BCL2, were among the most significantly expressed genes in bladder cancer progression (Figure 4)
. However, functional annotation for these and other important pathways, possibly altered in bladder cancer progression, did not reach significance as a group pathway under the restrictions that we took in our approach. This may also be because of the low density of functional annotation provided by GO, or the variability of the expression of genes annotated in these pathways according to GO among the tumors under study.
In summary, large-scale survey transcript profiling of individual bladder tumors using cDNA array analysis has contributed to a biologically oriented classification of bladder cancer. Carcinomas in situ and papillary superficial lesions were shown to display differential expression profiles. Organ-confined invasive tumors and those developing regional or distant metastasis also displayed differential gene expression profiles. The combination of cDNA and tissue microarrays has facilitated identification and validation of novel molecular targets of potential clinical significance. Clusters and individual targets have been shown to provide a novel means for molecular diagnosis and outcome prediction of patients with bladder cancer. Overall, molecular gene profiling has revealed molecular targets and pathways associated with bladder cancer progression.
| Footnotes |
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Supported by the Seaver Foundation for Bioinformatics at the Albert Einstein College of Medicine of Yeshiva University (to N. D. S.).
Accepted for publication April 17, 2003.
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