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From the Molecular Medicine Laboratory,* International Centre for Genetic Engineering and Biotechnology, Trieste; and the Plastic Surgery Unit,
Faculty of Medicine, University of Trieste, Trieste, Italy
| Abstract |
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-smooth muscle actin-positive arteriolae, particularly evident at the border between viable and necrotic tissue. These results underscore the efficacy of VEGF-induced neovascularization for the prevention of tissue ischemia and the improvement of flap survival in reconstructive surgery.
The angiogenic response to tissue ischemia is a complex process involving the coordinated interplay of a variety of soluble factors, controlling new blood vessel formation. One of the fundamental molecules that are required in the angiogenic process is the vascular endothelial growth factor (VEGF). Four different isoforms of VEGF have been described, with 121, 165, 189, and 206 amino acids, arising by differential splicing of the primary VEGF gene transcript. VEGF165 is the predominant form in all cells and tissues and its expression is promptly induced by tissue hypoxia. The main activity of VEGF is to stimulate the proliferation and migration of endothelial cells, with the constitution of a primitive capillary network, which subsequently matures to form larger vessels.
Research on therapeutic angiogenesis relating to plastic and reconstructive surgery is in its early stages. Several laboratories have explored the possibility of promoting skin flap neovascularization by using recombinant VEGF proteins. In most of these studies, with some exceptions,2 recombinant VEGF provided a beneficial effect on the flap survival,3-9 although the exact mechanisms have not always been specifically addressed. Despite these encouraging findings, the use of recombinant proteins in a clinical setting is hampered by several factors, such as their short half-lives, poor bioavailability, and consequent need for frequent administrations to sustain long-lasting effects. Delivery of therapeutic genes to induce neo-angiogenesis represents an appealing alternative strategy that might overcome most of these problems. Moreover, the easy accessibility of the flaps makes them an ideal target for an in vivo gene transfer approach.
A variety of techniques allow for a coding DNA to be taken up by host cells, which then express the respective protein. Many of them have been used for gene delivery to the muscle and skin, including the use of naked plasmid DNA and viral vectors.10-18 The use of viral vectors presents a notable advantage over nonviral systems, by providing a higher rate of transduction and expression. Among the novel approaches that hold promise to become a relevant therapeutic modality in humans is the use of vectors based on the adeno-associated virus (AAV), a nonpathogenic and widespread parvovirus, incapable of autonomous replication. Vectors based on AAV are able to transduce both dividing and nondividing cells and show a specific tropism for postmitotic cells, including skeletal and cardiac muscle,10,19 neurons,20 and liver.21,22 Because these vectors do not contain any viral geneswhich are transiently transfected in trans for the packaging processthey elicit virtually no inflammatory or immune response.23,24 As a consequence, transgene expression from these vectors persists for several months in a variety of animal tissues in vivo.25
Besides being able to transduce human keratinocytes in vitro,26 we and others have observed that the subcutaneous delivery of AAV vectors results in the efficient transduction of hair follicles, sweat gland ducts,27 and the panniculus carnosus (the skeletal muscle layer within the dermal sheet in rodents).28,29 To our knowledge, the data reported in this study are the first demonstration that AAV can be successfully used in the plastic surgery field to deliver the VEGF165 gene as a tool to promote therapeutic angiogenesis and skin flap survival in two different in vivo flap models.
| Materials and Methods |
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Two recombinant AAV vectors were obtained in this study, expressing the LacZ reporter gene and the cDNA for the 165 amino acid isoform of VEGF (VEGF165) under the control of the constitutive cytomegalovirus immediate early promoter. Infectious vector stocks were generated in 293 cells and titrated by a competitive polymerase chain reaction procedure, as already described.30
Animals and Experimental Protocols
Animal care and treatment were conducted in conformity with institutional guidelines in compliance with national and international laws and policies (European Economic Community Council Directive 86/609, OJL 358, December 12th, 1987). A total of 88 adult male Wistar rats weighting 250 to 300 g were used for this study and housed under controlled environmental conditions. After general anesthesia with Avertin 2% (10 ml/kg), abdominal hair was removed and skin washed with sterile water. A flap measuring 5 x 8 cm was outlined on the skin, extending distally from the xiphoid process and bilaterally from the midline (Figure 2)
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For the TRAM model, the entire left part of the flap was raised on a plane between the panniculus carnosus and the abdominal fascia, but on the right side the medial portion of the flap was left attached to the anterior rectus sheet. In this way, the rectus abdominis represents the muscular component of the flap, providing the blood supply to the cutaneous component through the perforator arteries. This time, AAV-VEGF or placebo was injected intramuscularly in the same region where each perforator artery arises from the rectus abdominis.
Each of the 12 experimental groups described in Figure 2
was initially composed of four rats (an overview of the experimental groups is provided in Table 1
). Rats in groups 1, 2, 3, 7, 8, and 9 received AAV-VEGF at 0, 7, and 14 days before surgery, respectively, whereas groups 4, 5, 6, 10, 11, and 12 were control groups, in which the same volume of AAV-LacZ or saline was administered at the same time points (in every control group, two animals received AAV-LacZ and the other two received saline). Based on the results of this first set of experiments, 40 additional rats were treated with the TRAM flap and injected with AAV-VEGF or AAV-LacZ (n = 20 per group) vectors 14 days before surgery. Flap survival was first assessed at day 7 after surgery by taking digital images of the flaps using a Nikon E995 camera followed by the measurement of the necrotic area using the UTHSCSA Image Tool software. At the same time point, 12 animals per group were sacrificed for histological assessment. Flaps were harvested after the scars, as described in Figure 4A
, and tissue biopsies were fixed overnight in 10% buffered formalin. The other rats (n = 8 per group) were followed for an additional 2 weeks at 3-day intervals, by measuring the extent of the necrotic area to assess the efficacy of the healing process.
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Fixed samples were dehydrated with graded ethanol and embedded in paraffin. Five-µm sections were stained with hematoxylin for morphological analysis of tissues. For the histological score assignment, six slides of each biopsy were independently examined by three researchers without knowledge of the previous treatment; biopsies were harvested from at least six different animals per experimental group. The inflammatory and adipose areas were calculated by digital planimetry of tissue sections.
To visualize blood vessels by immunohistochemistry, rehydrated serial paraffin sections were subjected to antigen retrieval procedures. After inactivation of endogenous peroxidase with 3% hydrogen peroxide, samples were rinsed in phosphate-buffered saline (PBS) and blocked with nonimmune horse serum followed by incubation with an anti-CD31 antibody (Santa Cruz) or an anti-
-smooth muscle actin (
-SMA) antibody (Sigma-Aldrich, St. Louis, MO). Slides were rinsed in PBS and then incubated with biotinylated horse secondary antibody (Vector Laboratories, Burlingame, CA). After an additional washing in PBS, slides were incubated in the presence of an avidin-biotin complex and developed with 3,3'-diaminobenzidine (Lab Vision Corporation, Fremont, CA).
Statistical Analysis
The comparison of the efficacy of AAV vector delivery at different time points with respect to flap surgery was performed by two-way factorial analysis of variance, followed by appropriate one-way analysis of variance and posthocs. Posthoc analysis was performed with Bonferroni/Dunn. Pair-wise comparison between groups was performed using the Students t-test.
| Results |
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This study is based on the use of two AAV vectors (AAV2 serotype), delivering either the LacZ reporter gene (AAV-LacZ) as a control, or the 165 amino acid isoform of human VEGF (AAV-VEGF) under the control of the constitutive human cytomegalovirus immediate early promoter. Both vectors were obtained by standard co-transfection procedures at a titer of 1 x 1012 viral genome particles/ml in the International Centre for Genetic Engineering and Biotechnology AAV Vector Unit facility. We have already described the angiogenic effect of the AAV-VEGF vector in vivo after intramuscular injection in the rat skeletal muscle, in conditions of both normal perfusion30 or after ischemia,31 as well as in a rat skin wound model.29
Considering the strong angiogenic effect exerted throughout time by the AAV-VEGF vector, we wanted to assess its therapeutic potential to improve skin flap survival. Two different in vivo flap models in the rat were developed, the first one involving only the epidermis and dermis (cutaneous), while the second one also included a muscular layer (musculocutaneous). A total number of 48 animals were involved in a first set of experiments, aimed at exploring the optimal timing of AAV vector delivery; half of the animals were treated with the cutaneous flap and half with the musculocutaneous flap. In both cases, a rectangular skin paddle was raised on the epigastrium, an area having a predictable axial vascular system consisting of the lateral thoracic artery (bilaterally), of the inferior superficial epigastric artery (bilaterally), and of four musculocutaneous perforator branches, arising from the rectus abdominis on both sides (Figure 1A)
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As described in Table 1
, each group of animals was further divided into six subgroups (12 in total; n = 4 per group), according to the vector they received (either AAV-LacZ or AAV-VEGF) and the time of vector administration (0, 7, or 14 day before surgery). The overall results of these experiments are presented in Figure 2, A and B
, for the epigastric flap and Figure 2, C and D
, for the TRAM flap; these figures show the extent of flap necrosis at day 7 after surgery. In both flap models, a notable beneficial effect of AAV-VEGF injection on flap survival was observed. The flaps treated with AAV-LacZ predictably underwent necrosis in their distal portion, similar to the untreated flaps, in which the extent of the necrotic area reached 37.4 ± 1.8% and 24.4 ± 2.3% of the total flap surface for the cutaneous and the TRAM flaps, respectively (data not shown). As shown in Figure 2B
, the treatment with AAV-VEGF significantly reduced epigastric flap necrosis in all of the three paired experimental groups (P < 0.01 by two-way analysis of variance). The reduction in the necrotic area was 23.0% when the vector was injected during surgery, and 40.0% and 41.7% when injected 7 or 14 days before surgery, respectively. Similar results were also obtained for the TRAM model (P < 0.01), in which the reduction of flap necrosis in the VEGF-treated animals versus LacZ controls was not evident when the vector was injected during surgery, and it was 38.1% and 50.0% when AAV-VEGF was injected at 7 or 14 days before surgery, respectively (Figure 2D)
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Taken together, these results indicate that the injection of AAV-VEGF significantly increases flap survival. In particular, posthoc statistical analysis in the TRAM flap model indicated that statistical significance was achieved when the vector was administered at 14 days before surgery (P < 0.05). Representative pictures of flaps treated with AAV-LacZ or AAV-VEGF 14 days before surgery are shown in Figure 2, A and C
, for the epigastric and TRAM flap models, respectively.
AAV-VEGF Significantly Improves Flap Survival, Vascularization, and Healing in the TRAM Model
According to the results obtained by this first set of in vivo experiments, a larger number or animals was used for a subsequent experiment in which the efficacy of AAV-VEGF delivery was assessed in the TRAM flap model, followed by histological and immunohistochemical evaluation of the injected tissues. Rats received either AAV-LacZ or AAV-VEGF (n = 20 per group) 14 days before surgery, followed by the measurement of the necrotic area at day 7 after surgery. The results of this experiment are shown in Figure 3A
. The percentage of the necrotic area was 22.8 ± 2.7% and 8.9 ± 2.8% in the animals treated with AAV-LacZ and AAV-VEGF, respectively, resulting in almost 60% improvement in flap viability (P < 0.01).
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To determine whether the improved tissue viability was actually due to a sustained angiogenic response induced by VEGF, representative sections from flap biopsies harvested at day 7 after surgery were examined by histology and immunohistochemistry. All flaps were designed to have three zones (indicated as a, b, and c in Figure 4A
), according to their distance from the vascular pedicle: a survived zone (a), from which we took sample A, corresponding to the injection site; an intermediate zone (b), from which we took sample B at
3 cm from sample A, a region corresponding to the border between viable and necrotic skin; and a necrotic zone (c). Marked differences were observed by histological analysis between AAV-VEGF- and AAV-LacZ-treated animals (Figure 4B)
. In sample A, the animals injected with AAV-VEGF showed massive cellular infiltration close to the injection site. This finding is consistent with our previous study, in which we injected the same AAV-VEGF vector in the normoperfused skeletal muscle, and observed the recruitment of a large number of proliferating cells in close proximity to the newly formed blood vessels, suggesting an important role of these cells in VEGF-induced neoangiogenesis.30
In sample B, a remarkable difference was also observed in terms of tissue viability. In the control, AAV-LacZ-treated animals, the epithelial layer was thin and immature, with evidence of acute inflammation, adipose substitution, and myonecrosis (as shown by the almost complete disappearance of the panniculus carnosus); the infiltrating inflammatory cells, mostly monocytes and neutrophils, were dispersed throughout the skin layers, concomitant with a severe disruption of the tissue architecture. In contrast, the morphology was preserved in the AAV-VEGF-treated flaps, as revealed by the presence of an intact epithelial layer and of skin appendages, with only mild and focal inflammation, and poor accumulation of adipose tissue.
To quantify the main differences between the two experimental groups observed by histological examination, three independent researchers blindly assigned a quantitative score for several parameters, including epidermal integrity, inflammation, adipose substitution, and tissue architecture, according to the criteria reported in Table 2
. The overall scores obtained from all of the analyzed parameters clearly indicated a better viability of AAV-VEGF-treated flaps, with preservation of tissue architecture very similar to that of the normal skin.
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-actin (
-SMA), and thus highlights the presence of arterial vessels. As shown in Figure 6A
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| Discussion |
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Several studies have already provided the proof of concept that the administration of exogenous recombinant VEGF enhances the survival of the distal portion of the flap to a certain extent.3-9 These studies, however, also highlighted an important limitation of such an approach, mainly related to the short half-life of recombinant proteins in vivo. In contrast, gene transfer can maintain the production and secretion of the growth factors for prolonged periods, thus sustaining the proangiogenic stimulus throughout time.
Among the vectors currently considered for gene transfer in plastic surgery, those based on adenovirus can mediate high levels of protein expression, but are associated with the disadvantage of producing strong inflammatory and immune reactions, which, on one side, can further compromise tissue viability while, on the other side, lead to the early loss of transgene expression.33 The drawbacks of adenoviral vectors have already emerged in a recent study, which evaluated the effect of VEGF gene transfer on the survival of epigastric skin flaps.13
In contrast, a constantly increasing number of preclinical and clinical gene therapy studies exploit vectors based on AAV. We and others have previously demonstrated the exquisite and still unexplained tropism of AAV for muscle cells,29-31 which suggested that AAV might be the ideal vector to target the muscular component of the musculocutaneous flaps. Starting from these considerations, our study was initially designed as a preliminary control trial to identify the optimal site and time for vector administration. Our results show that the greatest improvement in flap survival can be obtained after intramuscular injection of the vector 14 days before surgery, further strengthening the concept of AAV as an ideal vector to transduce muscle cells for long periods of time. Expression of VEGF significantly improved flap survival, with a macroscopically evident reduction of the necrotic portion, as well as with a significant improvement in tissue viability at histological examination. The beneficial effect of AAV-VEGF on flap survival well correlated with an impressive formation of new blood vesselsboth capillaries and arteriolae. At least for the TRAM flap, the clear improvement in tissue viability might be ascribed to a better perfusion through the muscular layer due to a local angiogenic effect of VEGF. Alternatively, secreted VEGF might have diffused from the muscle to the skin layer of the more distal portion of the flap, thus promoting angiogenesis within the derma, in agreement with a series of recent reports showing that AAV vectors delivered to the skeletal muscle are able to drive the expression and secretion of different molecules into the circulation.24,28 The increase in the density of arteriolae in the skin distal to the injection site (sample B) in the TRAM model is strongly in favor of the second hypothesis, although we cannot exclude an indirect effect of VEGF through an enhancement of the blood supply.
In accordance with the marked improvement in flap viability after AAV-VEGF transduction, our time course experiment clearly indicates a persistent therapeutic effect of the vector up to 3 weeks after surgery. Although the extent of flap necrosis is usually assessed at no longer that 7 days after flap elevation, reflecting the timing by which the problem appears to be clinically relevant, an increased vascularization driven by VEGF might provide an additional benefit in the following healing process. Our results strongly support this hypothesis, and reinforce the notion that a delivery system able to sustain a prolonged expression of the therapeutic gene is extremely desirable for this kind of therapeutic application.
The observation that the administration of AAV-VEGF is particularly effective when performed preoperatively also supports the usefulness of AAV-mediated therapeutic angiogenesis in elective surgery conditions. Considering that the problem of flap breakdown is especially prevalent in patients who have diabetes, obesity, and peripheral vascular disease,34 as well as in smokers,35 it seems reasonable that AAV-VEGF administration during the preoperative phase might represent a useful therapeutic method to enhance blood flow in skin areas undergoing elevation and transposition in high-risk patients. In terms of clinical applications, the observation that the efficacy of AAV-mediated gene transfer is more evident in the TRAM model rather than in the epigastric flap model, renders AAV-VEGF gene transfer even more attractive. In fact, the results obtained from the epigastric flap model, in which the panniculus carnosus (present in rodents but not in humans) represents the major target of AAV vector transduction, cannot be directly extrapolated to the human skin. In contrast, the TRAM flap, including a muscular component in both species, is much more representative of the human condition.
Taken together, our results reinforce the notion that adequate blood supply is an essential requisite for flap survival, and indicate the feasibility of an angiogenic gene therapy approach in plastic and reconstructive surgery. In addition, considering the prolonged gene expression driven by AAV vectors, this delivery system might become a novel and powerful experimental tool to investigate the biological role of other relevant growth factors, as well as their combinations, to find new therapeutic approaches for the treatment of tissue ischemia in plastic surgery. Few recent studies have reported about the angiogenic potential of other factors, such as angiopoietin-1,36-38 platelet-derived growth factor,39 and fibroblast growth factor,40-42 in different animal models of skin flaps. Because AAV vectors enter the cells at high multiplicity of infection, an attractive approach could be the simultaneous administration of different vector preparations, expressing different proteins involved in the angiogenic process.30
Although it is the myocardium and the muscles of the lower limb that have been the intended sites of angiogenesis in the majority of studies to date, there is optimism that plastic and reconstructive surgery and its patients could be major beneficiaries of the knowledge currently being accumulated. The various types of flaps, from local skin flaps to complex free flaps could be helped by reinforcement of the natural angiogenic process occurring in the microvasculature. One of the major potential applications of a therapeutic angiogenesis approach using gene therapy will be the design of larger flaps than would otherwise be possible, able to cover tissue defects previously considered too large or complex.
| Acknowledgements |
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| Footnotes |
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Supported by grants from the Progetto Finalizzato "Genetica Molecolare" of the "Consiglio Nazionale delle Ricerche," Italy; the Fondo Integrato per la Ricerca di Base program of the "Ministero dellIstruzione, Universita e Ricerca," Italy; the "Fondazione Cassa di Risparmio" of Trieste, Italy; and the "Fondo Trieste," Italy.
S.Z. and G.P. contributed equally to this work.
Accepted for publication June 19, 2005.
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