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From the Department of Pathology and Laboratory Medicine, and Institute on Aging, The Center for Neurodegenerative Disease Research;* the Center for Sleep and Respiratory Neurobiology; the Department of Medicine,
Division of Sleep Medicine;
and the Department of Biology,
The University of Pennsylvania School of Medicine, Philadelphia, Pennsylvania
| Abstract |
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The initiation and maintenance of REMS, including generation of REMS phasic activity, require a functional cholinergic network involving the pons.10 Mesopontine cholinergic neurons in the pedunculopontine tegmentum (PPT) and laterodorsal tegmentum (LDT) are essential for phasic REMS phenomena.11 The REMS changes in AD, therefore, are consistent with injury to mesopontine cholinergic neurons. Although cholinergic neuron loss is more pronounced in the basal forebrain in AD, loss of mesopontine cholinergic neurons also has been observed.12,13
Overexpression of known mutant human familial AD transgenes in mice has provided models of AD-like Aß pathologies including age-dependent formation of Aß plaques.14,15
and cognitive impairment.16-19
One of these transgenic (Tg) mice overexpresses the Swedish human APP mutation and they are known as Tg2576 or hAPP695.SWE.16
This model develops hippocampal-dependent memory impairments at
6 months, and increased Aß oligomers and forebrain plaques at
9 months in association with evidence of oxidative damage.16,20,21
As observed in human AD brains,22,23
this model has co-localization of Aß amyloid plaques at cholinergic terminals.24
Isoprostanes, indicators of lipid peroxidation, rise in the brain in Tg2576 mice beginning at 6 to 8 months of age, but level off by 9 to 10 months of age, just as Aß levels begin to climb.21
Because of this Aß-mediated cholinergic injury coupled with evidence of early oxidative injury, the Tg2576 mouse is an ideal model with which to study cholinergic sleep/wake impairments in parallel with oxidative injury.
Two studies have examined sleep in the Tg2576 mice.25,26 The former examined sleep exclusively in 2-month-old mice and found no difference in REM sleep.25 The second study provides a very complete phenotype for sleep and circadian rhythms in Tg2576 mice across ages 5 to 22 months.26 However, the study includes male mice, which are less susceptible to Aß injury, and with five females/age group was unable to detect a statistical difference in REM sleep time.
Using adequate sample sizes to detect a >20% reduction in REM sleep, Tg2576 mice and nontransgenic wild-type (WT) littermate controls were examined for REM sleep abnormalities, contextual memory, and related neuropathological changes at 2, 6, and 12 months. Our studies show reduction in REMS and in the duration of REMS bout lengths occurring by 6 months. At 2 months of age, we observed increased immunoreactivity to cleaved poly ADP ribose-polymerase (PARP-1 p85), a marker of early caspase-3-dependent apoptosis, present exclusively in the PPT cholinergic neurons. At 6 and 12 months, a decline in the number of choline acetyltransferase (ChAT)-positive neurons in the PPT was observed without changes in the other major REMS neurons including those in the pontine group, LDT, and neurons within the medial septum (MS) that contribute to theta synchronization. Increased nitration was evident only at 12 months and in cholinergic projection sites, rather than in cholinergic soma. Collectively, these studies suggest that PPT cholinergic neurons are uniquely susceptible to early dysfunction in the Tg2576 mouse model of AD-like Aß amyloidosis. Identification of a select group of cholinergic neurons with early injury, detectable as REMS reductions in the Tg2576 mice will be instrumental in advancing our understanding of mechanisms underlying sleep/wake disturbances linked to neurodegeneration in AD.
| Materials and Methods |
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Tg2576 mice engineered to overexpress the FAD Swedish hAPP695 mutation gene (hAPP695.SWE)16 and WT littermate mice with the same background of B6C3 were bred and maintained as hemizygotes (+/) of Tg2576 and WT littermates for this study as described,21,27 and the genotyping of these mice was performed by established methods.21,27
Retina Degeneration Gene (rd) Screen
Approximately 25% of Tg2576 and WT mice have the retina degeneration gene, which would confound sleep and behavioral studies. Mice in this study were, therefore, screened by polymerase chain reaction with primers described by Practico and colleagues,21 and excluded from study if rd+. All of these animals were bred and reared in a pathogen-free environment, and the experimental procedures used here were approved by the University of Pennsylvania.
Electrode Implantation and Recordings
Surgical implantation of electrodes and electrophysiological recordings were performed using previously described methods28,29 in 2-, 6-, and 12-month-old Tg2576 and WT mice (n = 8 to 12 per group). Briefly, after 5 days of postoperative recovery, electrode implants were connected to recording cables and mice were placed in individual cages, housed inside a sound-attenuated, shielded, and well-ventilated designated sleep recording room with a 12-hour lights-on (7:00 a.m. to 7:00 p.m.) and 12 hours lights-off schedule (7:00 p.m. to 7:00 a.m.; ambient temperature, 25 ± 2°C). EEG and electromyogram signals were amplified and filtered and sent to an A/D board (Converter 4801A; ADAC, Woburn, MA) in standard computers. The behavioral state acquisition and analysis program used for these studies was ACQ 3.4.30 Fast Fourier analysis for sleep state scoring was performed on 10-second epochs of EEG signals (100 Hz digitization). In all mice included in the study, the accuracy of the program relative to human scorer interpretation was >95% for waking and non-REMS (NREMS) and >85% for REMS, as used previously.28 Sleep states were recorded for >5 days to ensure stability in sleep/wake activity.29 For spectral analysis, electrophysiological signals from the same mice were then recorded using Gamma 4.2 recording software (Grass Telefactor, West Warwick, RI) with a sampling rate of 256 Hz, data were converted to EDF for analysis on Science version 3.2 (Somnologica, Reykjavik, Iceland). EEG spectral power was calculated with fast Fourier transformation of 10-second epochs in 0.25 Hz bins. Power across the 0.5 to 25 Hz range for REMS and artifact-free waking for 30 minutes for each state was determined, and mean values were plotted in 0.25 Hz bins. Delta activity was measured for frequencies 0.5 to 4 Hz; theta activity was measured for bins between 5 and 9 Hz. Sleep/wake activity for 10-second epochs across 24 hours was scored by two scorers with 95% agreement. Scorers were blinded to animal age and genotype.
Behavioral State Analysis
Behavioral state parameters were analyzed as previously reported,28 using factorial analysis of variance with Bonferroni corrections. The primary variables were REMS time, REMS bout duration, relative theta power in REMS, and REMS latency. Two-way analysis of variance was used to compare the a priori sleep responses in Tg2576 and WT mice. Secondary analyses included NREMS time, wake bout lengths, delta power in NREMS, arousal index (sleep fragmentation), sleep bout length (sleep consolidation).28,31 Unless otherwise stated, values are reported as mean ± SE. Statistical significance was determined using data analysis software (Graph Pad Prism, San Diego, CA) and defined when probabilities of the null hypothesis were <0.05.
Contextual Fear Conditioning
To test for the impairment of long-term memory formation, Tg2576 and WT mice from 6 and 12 months of age (n = 8 to 12/each age-matched group) were trained in contextual fear conditioning chambers. Fear conditioning experiments were performed in chambers using the methods previously described.32 Mice were handled for 3 consecutive days for 1 minute each day. For contextual fear conditioning, mice were placed into the conditioning chamber and received a 2-second 1.5 mA scrambled footshock 2.5 minutes after placement into the chamber. Mice were removed from the chamber after 3 minutes. During testing, mice received one 5-minute exposure to the same conditioned context in the absence of shock 24 hours after conditioning. Conditioning was assayed by measuring freezing behavior, eg, complete absence of movement.33 Freezing was scored during conditioning as well as testing. The behavior of each mouse was sampled at 5-second intervals and the percentage of those intervals in which the mouse exhibited freezing behavior was calculated.
Immunohistochemical Analyses
Tg2576 and WT littermates from 2, 6, and 12 months of age (n = 3/age/genotype) were perfused with 4% paraformaldehyde in 0.1 mol/L phosphate buffer after being deeply anesthetized by an intraperitoneal injection of ketamine hydrochloride (1 mg/10 g) and xylazine (0.1 mg/10 g). The brains and the spinal cords of mice were then removed and processed. Paraffin-embedded tissue was cut into 6-µm-thick sections and mounted for analysis of five sections/region/mouse (n = 3/age/genotype). Sections were stained with previously described anti-Aß antibodies,21,27 rabbit anti-nitrotyrosine (3-NT) antibodies (Upstate, Lake Placid, NY) and mouse anti-ChAT (Boehringer Mannheim Biochemica, Mannheim, Germany) using previously reported methods.21,27,34 An additional group of mice at ages 2, 6, and 12 months old (n = 2 to 3/age/strain) were sectioned as dry-mounted serial sections to ensure analysis of the entire nucleus.
To characterize 3-NT staining in cholinergic neurons, in relation to behavioral impairments in REMS and fear conditioning, double-label indirect immunofluorescence was performed with mouse anti-ChAT and rabbit anti-3-NT antibodies and detected by fluorescein isothiocyanate-conjugated donkey anti-rabbit IgG and Texas Red-conjugated donkey anti-mouse IgG (Jackson Laboratories, Bar Harbor, ME), respectively. Light and fluorescent microscopy was performed with the Olympus photomicroscope system. Human tissue blocks from postmortem confirmed AD cases obtained from the Brain Bank of the Center for Neurodegenerative Disease Research were cut and stained as described above as positive controls, during optimization of primary antibody titration. The specificity of 3-NT immunoreactivity was confirmed by using 10 mmol/L nitrotyrosine antigen (Sigma-Aldrich, St. Louis, MO) in solution with the primary 3-NT antibody. There was no positive staining by using this immunoabsorbed antibody solution on brain sections of non-Tg and Tg2576 Tg mice. To identify early caspase-3-dependent apoptosis, anti-rabbit poly (ADP) ribose polymerase cleaved fragment 85 (1:50; Promega, Madison, WI) was used on free-floating sections and detected by Alexa Fluor 594 donkey anti-rabbit IgG (red, 1:500; Molecular Probes, Eugene, OR), and mouse anti-ChAT detected with streptavidin Alexa Flour 350 (blue, 1:100; Molecular Probes). PARP p85 immunoreactivity was quantified by determining the percentage of ChAT-positive neurons with p85 nuclei on average across three sections covering the rostral caudal span of PPT were used in each mouse assayed (n = 3 age group).
Semiquantitative Assessment of Cholinergic and 3-NT-Positive Neurons
Immunolabeled cholinergic cell bodies in Tg2576 and WT mice were quantified by counting the number of ChAT-positive neurons in PPT, LDT, and MS as described.27 This quantitative analysis was performed blinded to age/genotype on every fifth section, total 15 to 20 6-µm or all 20-µm sections/region from each mouse. To control for variance in rostral-caudal sectioning across mice, all sections analyzed for one genotype were paired with a matching section from the other genotype. The similar semiquantitative assessment on the 3-NT-positive neurons was performed on the hippocampus and hypothalamus of 12-month-old Tg2576 and age matched littermates The mean and SD values of the number of neurons in groups of Tg and WT at the same age were analyzed, and the difference in the number of neurons among the groups was examined statistically using the Students paired t-test.
| Results |
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To investigate if the Tg2576 mouse AD-like Aß brain amyloidosis model develops sleep disorders similar to those found in AD patients, EEG and electromyogram behavioral states were recorded on Tg2576 and WT mice at 2, 6, and 12 months of age after exclusion of rd gene expression. At 2 months, sleep state activity/24 hours (REMS, NREMS, and wake times/24 hours) did not differ with genotype (Tg2576, n = 9; WT, n = 12) (Figure 1)
. In contrast, at 6 months, REMS time/24 hours in Tg2576 was reduced by 30% of WT REMS time, relative to age-matched WT mice (Tg2576, n = 11; WT, n = 14; P < 0.05) (Figure 1A)
. A reduction in REMS was also observed in Tg2576 mice at 12 months of age by 50% relative to age-matched WT REMS time, (Tg2576, n = 9 and WT, n = 13; P < 0.05) (Figure 1, A and B)
. The number of REMS bouts/24 hours period was significantly reduced from 52 ± 5 bouts/24 hours in 12-month-old non-TG mice to 21 ± 3 bouts in 12-month-old Tg, P < 0.01. REMS latency was increased in Tg2576 mice at 12 months of age, from 8 ± 0.4 minutes in WT to 12 ± 1 minutes in Tg2576, P < 0.05. In contrast to changes in REMS time, there were no differences in NREMS total time/24 hours or for the mean duration of bouts (Figure 1C)
. Although total wake time/24 hours was unchanged, the average duration of wake bouts was shortened in Tg2576 mice at 12 months (Tg2576, 6.0 ± 0.2 minutes versus WT, 9.1 ± 0.2 minutes; P < 0.05) (Figure 1D)
. The circadian amplitude of wake activity (wake time during light:dark periods) was increased in Tg2576 mice at 12 months (0.92 versus 0.66, P < 0.05) (Figure 1, C and D)
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To determine whether REMS impairments occurred before hippocampal impairment, memory for contextual fear conditioning was examined in Tg2576 and WT mice at ages 6 and 12 months. At 6 months, WT mice displayed 67 ± 8% (n = 11) freezing in a 24-hour retention test (Figure 3A)
. By contrast, Tg2576 mice at 6 months, displayed 41 ± 9% (n = 12) freezing, which is 38% less freezing than that observed in the age-matched WT, t = 2.5, P < 0.05 (Figure 3A)
. At 12 months, WT mice exhibited 76 ± 3% freezing and Tg2576 exhibited 35 ± 6% freezing, t = 2.8, P < 0.05. Thus, Tg2576 have significantly impaired memory for contextual fear conditioning, both at 6 and 12 months of age. To examine the relationship between memory impairments observed in fear conditioning and severity of REMS disturbance, the percent freezing was plotted against percent REM sleep (Figure 3B)
, for each Tg2567 mouse (n = 15). We found no correlation between the severity of memory impairment and the severity of REMS disturbance (r2
= 0.02, NS).
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To investigate the possible mechanisms related to reduced REMS in AD patients, we examined the numbers of cholinergic neurons in mesopontine cholinergic nuclei of the PTT and LDT. Because the MS nucleus is implicated in theta waveform generation, this cholinergic nucleus was also examined. There was a significant reduction of ChAT positivity in neurons of the PPT nucleus of Tg2576 compared to age-matched WT mice at both 6 and 12 months of age (Figure 4, A to F
; P < 0.05). In contrast, we observed no detectable changes in ChAT immunoreactivity in neurons of the LDT and MS in Tg2576 relative to age-matched WT mice (data not shown). Linear regression for REM sleep amount and the total number of ChAT-positive neurons in the PPT was significant (r2
= 0.43, F = 6.1, P < 0.05).
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Oxidative/nitrative injury has been implicated in the pathogenesis of neurodegenerative diseases, especially in AD and Parkinsons disease patients. To examine if nitrative changes in REMS cholinergic neurons or their projection targets might play a role in the impairment of sleep and memory in the brain regions related to sleep and memory formation in Tg2576 mice, immunohistochemical studies with a 3-NT-specific antibody were conducted in the Tg2576 and age-matched control WT mice. These studies demonstrate that 3-NT immunoactivity is increased in neurons of hippocampus (Figure 5, B and D)
and hypothalamus (Figure 5F)
in Tg2576 mice at 12 months of age compared to the same regions in the WT littermate control mice (Figure 5, A and C)
. Semiquantitative assessment showed a significant increase in number of 3-NT-positive neurons (Figure 5G)
and percentage of 3-NT-positive neurons (Tg/non-Tg; Figure 5G
) in the hippocampus and hypothalamus of Tg2576 mice compared to age-matched non-Tg WT mice at 12 months of age (Figure 5, G and H
; P < 0.0001) but not increased in the 6-month-old Tg2576 mice compared to non-Tg WT littermates (data not shown).
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Cleaved fragment p85 of PARP was observed in cholinergic neurons in the PPT of Tg2576 mice. Tg2576 mice at 2.5 months (after sleep studies were performed on these same mice) had impressive increased cholinergic nuclear immunoreactivity to cleaved PARP p85 fragment (n = 3/geneotype) in the PPT. All Tg2576 mice showed increased PARP p85 in 22 ± 1% of cholinergic nuclei throughout the PPT nucleus (Figure 6A)
and no PARP p85-positive neurons in the LDT or MS. In contrast, WT littermates showed 0.3 ± 0.3 p85-immunoreactive ChAT nuclei (t = 14.7, P < 0.001). Moreover, there were no PARP p85+ nuclei in WT ChAT neurons in any of the cholinergic groups examined (Figure 6B)
. PARP p85 immunoreactivity was not detectable in either Tg2576 or WT mice at 12 months of age (show n = 3/group).
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| Discussion |
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The impairments in contextual fear-freezing responses in Tg2576 mice, identified in the present study, are consistent with previous reports.35,36,38 We extend these findings by showing that there is no significant relationship between the severity of contextual learning impairment and reductions in REMS. Absence of PARP p85 immunoreactivity and reduced ChAT staining in the MS, a major cholinergic input to the hippocampus, suggests that medial septal injury is not necessary for reduced REMS.
An age-dependent reduction in REMS and later impaired maintenance of wakefulness, and disturbed ultradian and circadian amplitudes in the Tg2576 mouse observed in the present study recapitulate sleep disturbances observed in persons with AD. Two other groups have recently examined sleep/wake activity in the Tg2576 mice. One group found no reductions in REMS in mice at 2 months of age,25 in agreement with our findings, but did not examine older mice. The second group, studying males and females together, did not find reduced REMS in Tg2576 mice until 22 months, and only in females.26 We believe larger sample sizes and separate analysis of females will enable early detection of reductions in REMS in the Tg2576 mice. To achieve 80% power to detect a 30% reduction in REMS, samples sizes more than nine females are needed for each group. Alternatively, the background strains may contribute to the REMS phenotype in Tg2576 mice.
Oxidative and nitrosative injury have been implicated in the pathogenesis of neurodegenerative diseases, especially in AD and Parkinsons disease patients.39 Differences in nitration were not detectable until 12 months of age when Tg2576 mice had substantially more nitration in cholinergic projecting targets, eg, hippocampus (a MS target), lateral hypothalamus, and anterior thalamus (both PPT and LDT targets). The lack of nitrosative injury within the soma despite substantial nitration in target regions suggests that the nitration develops in the terminals or postsynaptically as a relatively late biochemical modification.
In summary, our findings in the Tg2576 mice suggest that Swedish hAPP695 mutation gene in these Tg mice promotes early dysfunction of and injury to a select group of cholinergic neurons, ie, those in the PPT. Before REMS impairment, activated caspase-3 is evidenced in these neurons with PARP p85 immunoreactivity in cholinergic PPT neurons, whereas evidence of nitrosative injury, involving the terminal regions to a greater extent than the cholinergic soma, occurs after the appearance of apoptotic markers, impaired REMS and loss of ChAT. Therefore, the early REMS impairments and cholinergic PPT neuronal injury in the Tg2576 mouse provide insight into the relative timing of various toxic consequences mediated by rising levels of Aß, thereby advancing understanding of the mechanisms underlying sleep/wake disturbances in AD and the sequelae of early injury in Aß neurodegeneration.
| Acknowledgements |
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| Footnotes |
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Supported by the National Institute on Aging (grants AG-14382, AG-11542, AG-17628) and the Marina S. Ware Alzheimer Drug Discovery Program.
B.Z. and S.C.V. contributed equally to this article.
V.M.-Y.L. is the John H. Ware Third Professor for Alzheimers Disease Research and J.Q.T. is the William Maul Measey and Truman G. Schnabel Jr., M.D., Professor of Geriatric Medicine and Gerontology.
Accepted for publication July 21, 2005.
| References |
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