Regular article Neurobiology| Volume 179, ISSUE 5, P2533-2550, November 2011

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Progression of Tau Pathology in Cholinergic Basal Forebrain Neurons in Mild Cognitive Impairment and Alzheimer's Disease

Open ArchivePublished:September 26, 2011DOI:https://doi.org/10.1016/j.ajpath.2011.07.044
      Tau is a microtubule-associated protein that forms neurofibrillary tangles (NFTs) in the selective vulnerable long projection neurons of the cholinergic basal forebrain (CBF) in Alzheimer's disease (AD). Although CBF neurodegeneration correlates with cognitive decline during AD progression, little is known about the temporal changes of tau accumulation in this region. We investigated tau posttranslational modifications during NFT evolution within the CBF neurons of the nucleus basalis (NB) using tissue from subjects with no cognitive impairment, mild cognitive impairment, and AD. The pS422 antibody was used as an early tau pathology marker that labels tau phosphorylated at Ser422; the TauC3 antibody was used to detect later stage tau pathology. Stereologic evaluation of NB tissue immunostained for pS422 and TauC3 revealed an increase in neurons expressing these tau epitopes during disease progression. We also investigated the occurrence of pretangle tau events within cholinergic NB neurons by dual staining for the cholinergic cell marker, p75NTR, which displays a phenotypic down-regulation within CBF perikarya in AD. As pS422+ neurons increased in number, p75NTR+ neurons decreased, and these changes correlated with both AD neuropathology and cognitive decline. Also, NFTs developed slower in the CBF compared with previously examined cortical regions. Taken together, these results suggest that changes in cognition are associated with pretangle events within NB cholinergic neurons before frank NFT deposition.
      See related Commentary on page 2148
      Degeneration of the cholinergic basal forebrain (CBF) neurons, which provide the major cholinergic innervation to the entire cortical mantle, hippocampus, and amygdala
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      Cholinergic innervation of cortex by the basal forebrain: cytochemistry and cortical connections of the septal area, diagonal band nuclei, nucleus basalis (substantia innominata), and hypothalamus in the rhesus monkey.
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      Nucleus basalis (Ch4) and cortical cholinergic innervation in the human brain: observations based on the distribution of acetylcholinesterase and choline acetyltransferase.
      correlates with dementia severity, disease duration, and cognitive impairment
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      in Alzheimer's disease (AD).
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      Plaques, tangles and dementia A quantitative study.
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      which is retrogradely transported to CBF neurons through a complex interaction of its two receptors, the high-affinity NGF-specific cell survival tyrosine kinase (trkA) and the putative cell death associated low-affinity pan neurotrophin (p75NTR) receptor.
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      In addition to altered neurotrophic factor dysfunction coincident with disease progression, CBF neurons also develop intracellular inclusions that appear as globose neurofibrillary tangles (NFTs) and neuropil threads (NTs), hallmark tau pathologies found in AD.
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      Evolution of Alzheimer's disease-related cytoskeletal changes in the basal nucleus of Meynert.
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      • Geula C.
      Apoptotic signals within the basal forebrain cholinergic neurons in Alzheimer's disease.
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      Cholinergic nucleus basalis tauopathy emerges early in the aging-MCI-AD continuum.
      Mesulam and co-workers reported the co-occurrence of NFTs within nucleus basalis (NB) neurons containing the cholinergic cell marker choline acetyltransferase (ChAT) in tissue harvested from persons who died with a clinical diagnosis of mild cognitive impairment (MCI), a prodromal stage of AD.
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      Cholinergic nucleus basalis tauopathy emerges early in the aging-MCI-AD continuum.
      However, the evolution of tau events underlying the formation of NFTs within CBF neurons during the early clinical and pathological stages of AD remains undetermined.
      Posttranslational phosphorylation
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      that accelerate the formation of filaments leading to NFTs. A linear model for NFT evolution has been proposed, which can be tracked by antibodies to tau epitopes marking early, intermediate, and late stages of NFT development in the hippocampus, temporal, and frontal cortex during the progression of AD.
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      Tau-66: evidence for a novel tau conformation in Alzheimer's disease.
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      Tau conformational changes correspond to impairments of episodic memory in mild cognitive impairment and Alzheimer's disease.
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      Conformational changes and truncation of tau protein during tangle evolution in Alzheimer's disease.
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      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      Phosphorylation at Ser422 was identified as an early event using the pS422 antibody, whereas truncation at the caspase cleavage site (Asp421) identified with the TauC3 antibody, occurred later during the onset of NFT formation.
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      Tau truncation during neurofibrillary tangle evolution in Alzheimer's disease.
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      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
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      In the present study, these site-specific tau antibodies were used to gain a greater understanding of tangle evolution within the NB neurons during the onset of AD.
      In addition to CBF neuron dysfunction, recent findings indicate that axonal and dendritic abnormalities occur during disease onset.
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      Cholinergic neuronal and axonal abnormalities are present early in aging and in Alzheimer disease.
      For example, cholinergic axons in the entorhinal and perientorhinal cortex appear thickened and ballooned in the normal aged and early AD brain.
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      Cholinergic neuronal and axonal abnormalities are present early in aging and in Alzheimer disease.
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      Abnormalities in axonal processes appear as tau positive NTs, which might occur before tau accumulation within the soma of the neuron.
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      Tau conformational changes correspond to impairments of episodic memory in mild cognitive impairment and Alzheimer's disease.
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      The onset of axonal/dendritic pathology within the CBF and its relation to cholinergic neuronal NFT development during the progression of AD remains unresolved.
      In the present study, we evaluated CBF tau neuronal pathology using tissue harvested from a cohort of individuals with a clinical diagnosis of no cognitive impairment (NCI), with MCI, or with AD at the time of death. We found that the amount of the NTs containing the early tau marker, pS422, correlated with cognitive decline and disease progression. In addition, increases in the number of CBF neurons containing pS422 tau pathology were associated with a loss of p75NTR positive (+) cholinergic neurons, which was significantly correlated with neuropathological and clinical criteria. Within CBF neurons, increased pS422 immunoreactivity correlated with both AD neuropathology and cognitive scores across all three clinical groups, whereas the increase in TauC3 immunoreactivity (an early NFT marker) was not significantly associated with these variables. These data suggest that changes in cognition are associated with pretangle pathological events and NT formation before the deposition of frank NFTs within the CBF during the onset of AD.

      Materials and Methods

      Subjects

      All subjects were participants in the Religious Orders Study, a longitudinal clinical-pathological study of aging and AD of elderly retired Catholic clergy
      • Mufson E.J.
      • Ma S.Y.
      • Cochran E.J.
      • Bennett D.A.
      • Beckett L.A.
      • Jaffar S.
      • Saragovi H.U.
      • Kordower J.H.
      Loss of nucleus basalis neurons containing trkA immunoreactivity in individuals with mild cognitive impairment and early Alzheimer's disease.
      • Mufson E.J.
      • Chen E.Y.
      • Cochran E.J.
      • Beckett L.A.
      • Bennett D.A.
      • Kordower J.H.
      Entorhinal cortex beta-amyloid load in individuals with mild cognitive impairment.
      • Gilmor M.L.
      • Erickson J.D.
      • Varoqui H.
      • Hersh L.B.
      • Bennett D.A.
      • Cochran E.J.
      • Mufson E.J.
      • Levey A.I.
      Preservation of nucleus basalis neurons containing choline acetyltransferase and the vesicular acetylcholine transporter in the elderly with mild cognitive impairment and early Alzheimer's disease.
      • Kordower J.H.
      • Chu Y.
      • Stebbins G.T.
      • DeKosky S.T.
      • Cochran E.J.
      • Bennett D.
      • Mufson E.J.
      Loss and atrophy of layer II entorhinal cortex neurons in elderly people with mild cognitive impairment.
      who agreed to an annual clinical evaluation beginning at 65 years of age and brain donation at time of death. Follow-up participation in the annual evaluations exceeds 95% of survivors, and the autopsy rate is greater than 90%. The Human Investigation Committee of Rush University Medical Center approved this study. The present investigation is based on 35 individuals who, at the time of autopsy, had a clinical diagnosis of NCI (n = 12), MCI (n = 13), or AD (n = 10; Table 1). All subjects came to autopsy without coexisting clinical conditions contributing to cognitive impairment, as judged by the examining neurologist.
      Table 1Clinical, Demographic, and Neuropathological Characteristics by Diagnosis Category
      Clinical diagnosisComparison by diagnosis group (P value)
      NCI (N = 12)MCI (N = 13)AD (N = 10)Total (N = 35)
      Age at death (years)
       Mean ± SD86.0 ± 4.887.3 ± 4.787.9 ± 5.587.0 ± 4.90.6
      Kruskal–Wallis test.
       (Range)(78–93)(79–94)(76–95)(76–95)
      No. (%) of males5 (42%)6 (46%)3 (30%)14 (40%)0.8
      Fisher's exact test.
      Years of education
       Mean ± SD18.0 ± 3.117.9 ± 2.418.2 ± 3.818.0 ± 3.00.8
      Kruskal–Wallis test.
       (Range)(10–21)(12–20)(14–26)(10–26)
      No. (%) with ApoE ±4 allele1 (8%)6 (46%)5 (50%)12 (34%)0.057
      Fisher's exact test.
      MMSE
       Mean ± SD28.3 ± 1.427.3 ± 2.520.1 ± 6.125.6 ± 5.00.0008
      Kruskal–Wallis test.
      Pairwise comparisons with Bonferroni correction showed that there was no significant difference between NCI and MCI, but both were significantly different from AD.
       (Range)(26–30)(22–30)(11–28)(11–30)
      Global Cognitive Score
       Mean ± SD0.49 ± 0.240.19 ± 0.32−0.67 ± 0.360.05 ± 2.48<0.0001
      Kruskal–Wallis test.
      Pairwise comparisons with Bonferroni correction showed that there was no significant difference between NCI and MCI, but both were significantly different from AD.
       (Range)(0.14−0.94)(−0.52, 0.63)(−1.17, −0.19)(−1.17, 0.94)
      Postmortem interval (hours)
       Mean ± SD5.5 ± 2.15.8 ± 2.94.8 ± 2.45.4 ± 2.50.7
      Kruskal–Wallis test.
       (Range)(3.1–9.8)(2.0–11.5)(1.5–8.2)(1.5–11.5)
      Braak scores
       I–II3115
       III–IV896230.2
      Kruskal–Wallis test.
       V–VI1337
      NIA Reagan diagnosis (likelihood of AD)
       No AD0000
       Low641110.082
      Kruskal–Wallis test.
       Intermediate67720
       High0224
      CERAD diagnosis (likelihood of AD)
       No AD2305
       Low30030.057
      Kruskal–Wallis test.
       Intermediate67619
       High1348
      low asterisk Kruskal–Wallis test.
      Fisher's exact test.
      Pairwise comparisons with Bonferroni correction showed that there was no significant difference between NCI and MCI, but both were significantly different from AD.

      Clinical Evaluation

      The clinical evaluation was designed to establish the presence of impaired cognition and dementia for identification of symptoms that could result in eventual AD. Details of the clinical evaluation have been previously reported.
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      Loss of nucleus basalis neurons containing trkA immunoreactivity in individuals with mild cognitive impairment and early Alzheimer's disease.
      • Mufson E.J.
      • Chen E.Y.
      • Cochran E.J.
      • Beckett L.A.
      • Bennett D.A.
      • Kordower J.H.
      Entorhinal cortex beta-amyloid load in individuals with mild cognitive impairment.
      • Gilmor M.L.
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      • Varoqui H.
      • Hersh L.B.
      • Bennett D.A.
      • Cochran E.J.
      • Mufson E.J.
      • Levey A.I.
      Preservation of nucleus basalis neurons containing choline acetyltransferase and the vesicular acetylcholine transporter in the elderly with mild cognitive impairment and early Alzheimer's disease.
      • Kordower J.H.
      • Chu Y.
      • Stebbins G.T.
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      • Cochran E.J.
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      Loss and atrophy of layer II entorhinal cortex neurons in elderly people with mild cognitive impairment.
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      Entorhinal cortex beta-amyloid load in individuals with mild cognitive impairment.
      • Gilmor M.L.
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      • Varoqui H.
      • Hersh L.B.
      • Bennett D.A.
      • Cochran E.J.
      • Mufson E.J.
      • Levey A.I.
      Preservation of nucleus basalis neurons containing choline acetyltransferase and the vesicular acetylcholine transporter in the elderly with mild cognitive impairment and early Alzheimer's disease.
      These criteria are compatible with those used by others in the field.
      • Ekstrom R.B.
      • Harman H.H.
      Manual for kit of factor-referenced cognitive tests, 1976.
      • Albert M.
      • Smith L.A.
      • Scherr P.A.
      • Taylor J.O.
      • Evans D.A.
      • Funkenstein H.H.
      Use of brief cognitive tests to identify individuals in the community with clinically diagnosed Alzheimer's disease.
      • Rubin E.H.
      • Morris J.C.
      • Grant E.A.
      • Vendegna T.
      Very mild senile dementia of the Alzheimer type I Clinical assessment.
      • Flicker C.
      • Ferris S.H.
      • Reisberg B.
      Mild cognitive impairment in the elderly: Predictors of dementia.
      • Petersen R.C.
      • Smith G.E.
      • Ivnik R.J.
      • Tangalos E.G.
      • Schaid D.J.
      • Thibodeau S.N.
      • Kokmen E.
      • Waring S.C.
      • Kurland L.T.
      Apolipoprotein E status as a predictor of the development of Alzheimer's disease in memory-impaired individuals.
      • Devanand D.P.
      • Folz M.
      • Gorlyn M.
      • Moeller J.R.
      • Stern Y.
      Questionable dementia: clinical course and predictors of outcome.
      A consensus conference of neurologists and neuropsychologists, who reviewed all available clinical data and assigned a summary clinical diagnosis. Cases with complicating conditions, such as stroke, Parkinson's disease, Lewy Body disease, and depression were excluded.

      Brain Tissue Preparation and Pathological Evaluation

      At autopsy (mean postmortem interval, 5.4 hours; range, 1.5 to 11.5 hours; Table 1), brains were removed from the calvarium and processed as described previously.
      • Mufson E.J.
      • Chen E.Y.
      • Cochran E.J.
      • Beckett L.A.
      • Bennett D.A.
      • Kordower J.H.
      Entorhinal cortex beta-amyloid load in individuals with mild cognitive impairment.
      • Gilmor M.L.
      • Erickson J.D.
      • Varoqui H.
      • Hersh L.B.
      • Bennett D.A.
      • Cochran E.J.
      • Mufson E.J.
      • Levey A.I.
      Preservation of nucleus basalis neurons containing choline acetyltransferase and the vesicular acetylcholine transporter in the elderly with mild cognitive impairment and early Alzheimer's disease.
      After removal from the calvarium, one hemisphere of each brain was cut on a brain slice apparatus into 1-cm-thick slabs, immersion fixed in 4% paraformaldehyde in 0.1 mol/L phosphate buffer, pH 7.2, for 48 hours at 4°C, and cryoprotected in 10% glycerol plus 2% dimethyl sulfoxide (DMSO) in 0.1 mol/L phosphate buffer and at 4°C for 2 to 7 days, followed by immersion in a solution of 20% glycerol plus 2% DMSO. Brain slabs containing the CBF were cut into 18 series (720-μm interval) of adjacent 40-μm-thick sections on a freezing stage, sliding microtome and stored in cryoprotectant solution until processed.
      • Mufson E.J.
      • Chen E.Y.
      • Cochran E.J.
      • Beckett L.A.
      • Bennett D.A.
      • Kordower J.H.
      Entorhinal cortex beta-amyloid load in individuals with mild cognitive impairment.
      • Gilmor M.L.
      • Erickson J.D.
      • Varoqui H.
      • Hersh L.B.
      • Bennett D.A.
      • Cochran E.J.
      • Mufson E.J.
      • Levey A.I.
      Preservation of nucleus basalis neurons containing choline acetyltransferase and the vesicular acetylcholine transporter in the elderly with mild cognitive impairment and early Alzheimer's disease.
      Tissue from the opposite hemisphere was paraffin embedded, cut at 8 μm, and stained with hematoxylin and eosin, modified Bielschowsky, thioflavin-S, and a ubiquitin antibody.
      • Cochran E.J.
      • Fox J.H.
      • Mufson E.J.
      Severe panencephalic Pick's disease with Alzheimer's disease-like neuropil threads and synaptophysin immunoreactivity.
      A complete neuropathological evaluation was performed in each case; special attention was given to dementia-related pathological lesions, such as strokes and cortical Lewy bodies, which may contribute to dementia.
      A pathological diagnosis was made for all cases. Designations of “normal” (with respect to AD or other dementing processes), “possible” or “probable AD,” and “definite AD” were based on semiquantitative estimation of neuritic plaque density, an age-adjusted plaque score, and presence or absence of dementia as established by the Consortium to Establish a Registry for Alzheimer's Disease (CERAD).
      • Mirra S.S.
      • Heyman A.
      • McKeel D.
      • Sumi S.M.
      • Crain B.J.
      • Brownlee L.M.
      • Vogel F.S.
      • Hughes J.P.
      • van Belle G.
      • Berg L.
      The Consortium to Establish a Registry for Alzheimer's Disease (CERAD) Part II: Standardization of the neuropathologic assessment of Alzheimer's disease.
      Braak scores based on the staging of neurofibrillary tangle pathology were also assigned to each case.
      • Braak H.
      • Braak E.
      Neuropathological stageing of Alzheimer-related changes.

      Antibody Characterization

      The rabbit polyclonal anti-Tau pS422 antibody was raised against a chemically synthesized phosphopeptide that is phosphorylated at serine 422 and affinity purified (manufacturer's technical information; Invitrogen, Carlsbad, CA). The specificity of the antibody was determined by Western blotting using GSK-3 (+/−) treatment to determine the phosphospecificity of the antibody (Invitrogen, Carlsbad, CA). Other studies have also determined the specificity of pS422 through Western blotting procedures.
      • Kins S.
      • Crameri A.
      • Evans D.R.
      • Hemmings B.A.
      • Nitsch R.M.
      • Gotz J.
      Reduced protein phosphatase 2A activity induces hyperphosphorylation and altered compartmentalization of tau in transgenic mice.
      • Hasegawa M.
      • Jakes R.
      • Crowther R.A.
      • Lee V.M.
      • Ihara Y.
      • Goedert M.
      Characterization of mAb AP422, a novel phosphorylation-dependent monoclonal antibody against tau protein.
      • Reynolds C.H.
      • Utton M.A.
      • Gibb G.M.
      • Yates A.
      • Anderton B.H.
      Stress-activated protein kinase/c-jun N-terminal kinase phosphorylates tau protein.
      • Gong C.X.
      • Lidsky T.
      • Wegiel J.
      • Zuck L.
      • Grundke-Iqbal I.
      • Iqbal K.
      Phosphorylation of microtubule-associated protein tau is regulated by protein phosphatase 2A in mammalian brain Implications for neurofibrillary degeneration in Alzheimer's disease.
      In addition, immunostaining with pS422 has identified this modification within NFTs and NTs.
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      • Guillozet-Bongaarts A.L.
      • Glajch K.E.
      • Libson E.G.
      • Cahill M.E.
      • Bigio E.
      • Berry R.W.
      • Binder L.I.
      Phosphorylation and cleavage of tau in non-AD tauopathies.
      • Kimura T.
      • Ono T.
      • Takamatsu J.
      • Yamamoto H.
      • Ikegami K.
      • Kondo A.
      • Hasegawa M.
      • Ihara Y.
      • Miyamoto E.
      • Miyakawa T.
      Sequential changes of tau-site-specific phosphorylation during development of paired helical filaments.
      In this study, we used pS422 to identify phosphorylation at serine 422 within the CBF neurons.
      The mouse monoclonal TauC3 antibody (Binder Lab) was generated against a peptide corresponding to the truncation of the C-terminus of tau at Asp421.
      • Gamblin T.C.
      • Chen F.
      • Zambrano A.
      • Abraha A.
      • Lagalwar S.
      • Guillozet A.L.
      • Lu M.
      • Fu Y.
      • Garcia-Sierra F.
      • LaPointe N.
      • Miller R.
      • Berry R.W.
      • Binder L.I.
      • Cryns V.L.
      Caspase cleavage of tau: linking amyloid and neurofibrillary tangles in Alzheimer's disease.
      The specific peptide CSSTGSIDMVD, which corresponds to residues 412 to 421 of tau with a Cys added to the N-terminus for ready conjugation to maleimide-activated KLH, was used to create the antibody which was then affinity purified as described previously.
      • Gamblin T.C.
      • Chen F.
      • Zambrano A.
      • Abraha A.
      • Lagalwar S.
      • Guillozet A.L.
      • Lu M.
      • Fu Y.
      • Garcia-Sierra F.
      • LaPointe N.
      • Miller R.
      • Berry R.W.
      • Binder L.I.
      • Cryns V.L.
      Caspase cleavage of tau: linking amyloid and neurofibrillary tangles in Alzheimer's disease.
      The specificity of TauC3 was determined by Western Blotting procedures.
      • Gamblin T.C.
      • Chen F.
      • Zambrano A.
      • Abraha A.
      • Lagalwar S.
      • Guillozet A.L.
      • Lu M.
      • Fu Y.
      • Garcia-Sierra F.
      • LaPointe N.
      • Miller R.
      • Berry R.W.
      • Binder L.I.
      • Cryns V.L.
      Caspase cleavage of tau: linking amyloid and neurofibrillary tangles in Alzheimer's disease.
      • Guillozet-Bongaarts A.L.
      • Garcia-Sierra F.
      • Reynolds M.R.
      • Horowitz P.M.
      • Fu Y.
      • Wang T.
      • Cahill M.E.
      • Bigio E.H.
      • Berry R.W.
      • Binder L.I.
      Tau truncation during neurofibrillary tangle evolution in Alzheimer's disease.
      Immuhistochemistry and immunocytochemistry also demonstrated the specificity of TauC3 labeling NFTs, NTs and NPs in AD tissue.
      • Gamblin T.C.
      • Chen F.
      • Zambrano A.
      • Abraha A.
      • Lagalwar S.
      • Guillozet A.L.
      • Lu M.
      • Fu Y.
      • Garcia-Sierra F.
      • LaPointe N.
      • Miller R.
      • Berry R.W.
      • Binder L.I.
      • Cryns V.L.
      Caspase cleavage of tau: linking amyloid and neurofibrillary tangles in Alzheimer's disease.
      • Guillozet-Bongaarts A.L.
      • Garcia-Sierra F.
      • Reynolds M.R.
      • Horowitz P.M.
      • Fu Y.
      • Wang T.
      • Cahill M.E.
      • Bigio E.H.
      • Berry R.W.
      • Binder L.I.
      Tau truncation during neurofibrillary tangle evolution in Alzheimer's disease.
      This antibody detects neurons in which tau has just begun to coalesce into NFTs.
      • Guillozet-Bongaarts A.L.
      • Garcia-Sierra F.
      • Reynolds M.R.
      • Horowitz P.M.
      • Fu Y.
      • Wang T.
      • Cahill M.E.
      • Bigio E.H.
      • Berry R.W.
      • Binder L.I.
      Tau truncation during neurofibrillary tangle evolution in Alzheimer's disease.
      In this study, TauC3 was used to identify forming NFTs in CBF neurons.
      The other two antibodies used in this study were both neurotrophin receptor (p75NTR) antibodies used to detect cholinergic neurons within the CBF. A mouse monoclonal p75NTR antibody was created by using the nerve growth factor receptor, p75NTR, from A875 melanoma cells as the immunogen and affinity purified as described by the manufacturer (Thermo Scientific, Waltman, MA). This antibody is not suitable for Western Blotting and was characterized by immunocytochemistry and flow cytometry (Thermo Scientific, Waltman, MA). Previous work has shown the specificity of p75NTR for cholinergic neurons within the nucleus basalis.
      • Mufson E.J.
      • Bothwell M.
      • Kordower J.H.
      Loss of nerve growth factor receptor-containing neurons in Alzheimer's disease: a quantitative analysis across subregions of the basal forebrain.
      • Schatteman G.C.
      • Gibbs L.
      • Lanahan A.A.
      • Claude P.
      • Bothwell M.
      Expression of NGF receptor in the developing and adult primate central nervous system.
      • Kordower J.H.
      • Bartus R.T.
      • Bothwell M.
      • Schatteman G.
      • Gash D.M.
      Nerve growth factor receptor immunoreactivity in the nonhuman primate (Cebus apella): distribution, morphology, and colocalization with cholinergic enzymes.
      The second p75NTR antibody was a rabbit monoclonal antibody produced through immunization with a synthetic peptide from human nerve growth factor receptor, p75NTR, and affinity purified per the manufacturer's protocol (Epitomics, Burlingame, CA). Western blot analysis confirmed that p75NTR identified a single band near 75 kDa, which corresponds to the correct molecular weight of the nerve growth factor receptor (Epitomics, Burlingame, CA). Immunohistochemical techniques were also used to determine the specificity of this rabbit monoclonal for p75NTR (Epitomics, Burlingame, CA).

      Immunohistochemistry

      Two separate double-label immunohistochemical procedures were applied to tissue sections containing the CBF extending from the level of the crossing of the anterior commissure to the emergence of this fiber bundle from the temporal pole. The anterior/anteriomedial (Ch4am), anterolateral (Ch4al) and intermediate (Ch4i) cholinergic subfields of the cholinergic NB
      • Mesulam M.M.
      • Mufson E.J.
      • Wainer B.H.
      • Levey A.I.
      Central cholinergic pathways in the rat: an overview based on an alternative nomenclature (Ch1-Ch6).
      were evaluated. Two double-label immunohistochemistry stains were performed on separate complete series of sections processed simultaneously. The first series of tissue was double-stained with a rabbit polyclonal antibody, pS422 (1:20,000; Invitrogen, Carlsbad, CA), which identifies tau phosphorylated at serine 422
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      • Guillozet-Bongaarts A.L.
      • Glajch K.E.
      • Libson E.G.
      • Cahill M.E.
      • Bigio E.
      • Berry R.W.
      • Binder L.I.
      Phosphorylation and cleavage of tau in non-AD tauopathies.
      and TauC3 (1:10,000), a mouse monoclonal antibody that identifies tau truncated between aspartic acid 421 and serine 422.
      • Gamblin T.C.
      • Chen F.
      • Zambrano A.
      • Abraha A.
      • Lagalwar S.
      • Guillozet A.L.
      • Lu M.
      • Fu Y.
      • Garcia-Sierra F.
      • LaPointe N.
      • Miller R.
      • Berry R.W.
      • Binder L.I.
      • Cryns V.L.
      Caspase cleavage of tau: linking amyloid and neurofibrillary tangles in Alzheimer's disease.
      • Guillozet-Bongaarts A.L.
      • Garcia-Sierra F.
      • Reynolds M.R.
      • Horowitz P.M.
      • Fu Y.
      • Wang T.
      • Cahill M.E.
      • Bigio E.H.
      • Berry R.W.
      • Binder L.I.
      Tau truncation during neurofibrillary tangle evolution in Alzheimer's disease.
      The second series was double-stained with p75NTR, a mouse monoclonal antibody raised against human p75NTR (1:60,000; Thermo Scientific, Waltman, MA) a well-established marker for human CBF neurons
      • Mufson E.J.
      • Bothwell M.
      • Kordower J.H.
      Loss of nerve growth factor receptor-containing neurons in Alzheimer's disease: a quantitative analysis across subregions of the basal forebrain.
      • Schatteman G.C.
      • Gibbs L.
      • Lanahan A.A.
      • Claude P.
      • Bothwell M.
      Expression of NGF receptor in the developing and adult primate central nervous system.
      • Kordower J.H.
      • Bartus R.T.
      • Bothwell M.
      • Schatteman G.
      • Gash D.M.
      Nerve growth factor receptor immunoreactivity in the nonhuman primate (Cebus apella): distribution, morphology, and colocalization with cholinergic enzymes.
      and the pS422 antibody (1:20,000). The following general immunohistohemical protocol was used for each double-immunostain procedure. Tissues were rinsed 6 × 10 minutes with 0.1 mol/L phosphate-buffered saline (PBS; pH 7.4) containing 0.04% Triton X-100 (TxPBS) before each step of the staining process. To quench endogenous peroxidase activity the tissue was incubated in 3% H2O2 for 1 hour at room temperature. Nonspecific binding was inhibited by incubating for 1 hour in a blocking buffer containing 10% goat serum (GS)/2% bovine serum albumin (BSA)/TxPBS. The tissue was then incubated overnight at 4°C in primary antibody in dilution buffer (2% GS-TxPBS). The following day, the tissue was further incubated in primary antibody for 1 hour at room temperature. The tissue was next incubated in the appropriate biotinylated secondary antibody (Vector Laboratories, Burlingame, CA) at a concentration of 1:500 in dilution buffer for 2 hours at room temperature before incubation for 1 hour at room temperature in avidin-biotin complex (ABC) solution (Vector Laboratories, Burlingame, CA) made according to the manufacturer's instructions. Tissue was then developed in 0.05% 3′, 3′-diaminobenzidine (DAB) and 0.005% H2O2 resulting in a brown reaction product.
      After the development of the first antigen, tissue was soaked in an avidin/biotin blocking kit (Vector Laboratories, Burlingame, CA) following the recommendations of the manufacturer. Any remaining peroxidase activity derived from the first reaction was quenched with 3% H2O2 for 30 minutes at room temperature. Blocking buffer was reapplied for 1 hour at room temperature, and the tissue was incubated overnight at 4°C in the second primary antibody in dilution buffer. The next day, the tissue continued to incubate in primary antibody for 1 hour at room temperature before incubation with the appropriate biotinylated secondary antibody (1:500 in dilution buffer; Vector Laboratories, Burlingame, CA) for 2 hours at room temperature. Tissues were then incubated in ABC solution as described above. All tissue was developed with the Vector SG Substrate Kit (blue reaction product; Vector Laboratories, Burlingame, CA) according to the manufacturer's protocol. After development, the tissue was mounted on microscope slides, air dried, dehydrated in a series of graded concentrations of ethanols (70%, 90%, 95%, and 100%), cleared in xylenes, and coverslipped using Permaslip (Alban Scientific, Inc., St. Louis, MO).
      Immunohistochemical controls were completed to rule out any cross-reactivity or nonspecific staining. Omission of both primary antibodies resulted in no detectable immunostaining. For the double immunostains the following two sets of controls were performed: 1) omission of the first primary antibody, or 2) omission of the second primary antibody. These controls ensured that the blocking/quenching steps were effective and that there was no cross-reactivity of the primary or secondary antibodies, meaning that each stain was detecting only the specific epitope of the primary antibody. All controls produced the expected results (data not shown).

      Immunofluorescence

      Additional basal forebrain sections from three NCI, three MCI, and three AD cases, selected from the above cases were processed for immunofluorescence to determine the relationship between tau pathology (presence of pS422 or TauC3) and the cholinergic phenotypic marker, p75NTR. Two different double immunostains were used for these qualitative analyses. Tissues were rinsed with TxPBS before each step of the staining process and all steps were performed at room temperature unless otherwise indicated. For the first double stain, tissue was incubated in blocking buffer (as above) for 1 hour to inhibit nonspecific binding and then tissue sections were incubated overnight at 4°C in a primary antibody solution containing monoclonal mouse p75NTR (1:1000) in dilution buffer. The next day, the tissue was incubated for 2 hours with the goat anti-mouse Alexa-Fluor 488 secondary antibody (1:500 in dilution buffer, Invitrogen, Carlsbad, CA) and then re-blocked for 1 hour. The tissue sections were then incubated in the rabbit anti-pS422 antibody (1:10,000) at 4°C overnight in dilution buffer. The next day, the tissue was incubated in goat anti-rabbit Alexa-Fluor 546 secondary antibody (1:500 in dilution buffer, Invitrogen, Carlsbad, CA), and then mounted on microscope slides and air-dried. To block autofluorescence the slides were dehydrated in 70% ethanol for 3 minutes, incubated in 0.005% Sudan black for 3 minutes, rinsed and coverslipped using Vectashield mounting medium (Vector Laboratories, Burlingame, CA).
      For the second double immunofluorescent reaction, the same cases were used with the protocol described above with the exception that the first primary antibody was rabbit anti-p75NTR (1:1000; Epitomics, Burlingame, CA) and the first secondary antibody was goat anti-rabbit Alexa-Fluor 488 (1:500; Invitrogen, Carlsbad, CA), whereas the second primary antibody was TauC3 (1:2500) and the second secondary antibody was goat anti-mouse Alexa-Fluor 546 (1:500; Invitrogen, Carlsbad, CA).
      The immunofluorescent controls were completed using the protocol described above. Omission of both primary antibodies resulted in no detectable immunostaining. For the double immunostains, the following two sets of controls were performed: 1) omission of the first primary antibody, or 2) omission of the second primary antibody. All controls produced the expected results (data not shown). The immunofluorescent stains were visualized using a Zeiss LSM 510 Meta laser scanning confocal microscope resident in the Northwestern University Cell Imaging Facility.

      Stereological Quantification of Neurons and NT Length

      Quantitative estimates of the total number of the pS422, pS422/TauC3, TauC3, p75NTR, and p75NTR/pS422 immunoreactive (+) neurons within the NB subregions of the CBF were performed using the optical fractionator cell counting procedure.
      • Mufson E.J.
      • Ma S.Y.
      • Cochran E.J.
      • Bennett D.A.
      • Beckett L.A.
      • Jaffar S.
      • Saragovi H.U.
      • Kordower J.H.
      Loss of nucleus basalis neurons containing trkA immunoreactivity in individuals with mild cognitive impairment and early Alzheimer's disease.
      • Mufson E.J.
      • Ma S.Y.
      • Dills J.
      • Cochran E.J.
      • Leurgans S.
      • Wuu J.
      • Bennett D.A.
      • Jaffar S.
      • Gilmor M.L.
      • Levey A.I.
      • Kordower J.H.
      Loss of basal forebrain P75(NTR) immunoreactivity in subjects with mild cognitive impairment and Alzheimer's disease.
      • Gundersen H.J.
      • Bagger P.
      • Bendtsen T.F.
      • Evans S.M.
      • Korbo L.
      • Marcussen N.
      • Moller A.
      • Nielsen K.
      • Nyengaard J.R.
      • Pakkenberg B.
      The new stereological tools: disector, fractionator, nucleator and point sampled intercepts and their use in pathological research and diagnosis.
      • Pakkenberg B.
      • Moller A.
      • Gundersen H.J.
      • Mouritzen Dam A.
      • Pakkenberg H.
      The absolute number of nerve cells in substantia nigra in normal subjects and in patients with Parkinson's disease estimated with an unbiased stereological method.
      • Kanaan N.M.
      • Kordower J.H.
      • Collier T.J.
      Age-related accumulation of Marinesco bodies and lipofuscin in rhesus monkey midbrain dopamine neurons: relevance to selective neuronal vulnerability.
      Anatomically, the region of interest included the CBF neurons extending from the crossing of the anterior commissure to its emergence at the level of the temporal pole of one hemisphere of the brain. The use of the optical fractionator method allows for the stereologic analysis of a well-defined portion of a structure independent of its size, shape, orientation, or tissue shrinkage.
      • Gundersen H.J.
      • Bagger P.
      • Bendtsen T.F.
      • Evans S.M.
      • Korbo L.
      • Marcussen N.
      • Moller A.
      • Nielsen K.
      • Nyengaard J.R.
      • Pakkenberg B.
      The new stereological tools: disector, fractionator, nucleator and point sampled intercepts and their use in pathological research and diagnosis.
      • West M.J.
      New stereological methods for counting neurons.
      • West M.J.
      Stereological methods for estimating the total number of neurons and synapses: issues of precision and bias.
      Briefly, the stereology system consisted of a Nikon Eclipse 80i microscope (Nikon Instruments, Melville, NY) hard-coupled to a MAC5000 computer-controlled x-y-z motorized stage (Ludl Electronic Products, Hawthorne, NY), a Microfire A/R video system (Optronics, Goleta, CA) and a computer equipped with StereoInvestigator v9.0 software (MBF Bioscience, Williston, VT). Neuronal cell counts were performed on a 1:18 series of sections that yielded approximately 12 to 15 serial sections per case. The CBF region was outlined under low magnification using a ×2 objective and approximately 200 to 400 immunoreactive neurons were counted for each case at ×60 magnification with a counting frame size of 10 mm2. For each cell type the percentage of the area counted was adjusted to achieve the most accurate estimate possible, but the method used for each case was uniform throughout all sections. In some cases (eg, NCI subjects), the amount of pS422+, TauC3+, pS422+/TauC3+, and/or p75NTR+/pS422+ cells required analysis of 75% to 100% of the area. For the p75NTR+ neurons, 5% of the CBF was counted for all cases. The proportion of the total area analyzed for pS422+ and p75NTR+/pS422+ neurons varied from 10% to 50%. The TauC3+/pS422+ and TauC3+ neurons were fairly sparse and therefore were counted at 50%, 75%, or 100%, with only a few cases quantified at 30%. The average section thickness was approximately 12 μm and a guard zone consisting of 1 to 2 μm was applied at both the top and bottom of each section. Coefficients of error (CE) were calculated using the Gundersen method to estimate the accuracy of the optical fractionator's results.
      • Gundersen H.J.
      • Bagger P.
      • Bendtsen T.F.
      • Evans S.M.
      • Korbo L.
      • Marcussen N.
      • Moller A.
      • Nielsen K.
      • Nyengaard J.R.
      • Pakkenberg B.
      The new stereological tools: disector, fractionator, nucleator and point sampled intercepts and their use in pathological research and diagnosis.
      • Gundersen H.J.
      • Jensen E.B.
      • Kieu K.
      • Nielsen J.
      The efficiency of systematic sampling in stereology—reconsidered.
      • West M.J.
      • Gundersen H.J.
      Unbiased stereological estimation of the number of neurons in the human hippocampus.
      The range of CE values and average CE value for each cell type can be found in Table 2. The stereologist performing the quantitative analysis was blinded to age, sex, clinical and pathological classification and cause of death for each subject analyzed.
      Table 2Coefficients of Error for Quantification of Each Marker
      AntibodiesRangeAverage ± SEM
      p75NTR and pS422 Stereological Count
       p75NTR+0.04–0.090.06 ± 0.0003
       p75NTR+/pS422+0.05–0.290.10 ± 0.0011
       pS422+0.04–0.300.08 ± 0.0012
      pS422 and TauC3 Stereological Count
       pS422+0.04–0.200.06 ± 0.0007
       pS422+/TauC3+0.04–0.380.14 ± 0.0025
       TauC3+0.07–0.710.35 ± 0.0085
       pS422+ NTs0.03–0.160.06 ± 0.0006
      The spaceball probe (StereoInvestigator v.9.0, MBF Bioscience, Williston, VT) was used to quantify immunoreactive NT length in the sections described above.
      • Mouton P.R.
      • Gokhale A.M.
      • Ward N.L.
      • West M.J.
      Stereological length estimation using spherical probes.
      The surface area of the spaceball was kept constant at 402.124 μm. The total area counted was dependent on the amount of pS422+ NTs and ranged from 0.42% to 0.04% of the area outlined, optimized to count of 200 to 400 pS422+ NTs per case. CE values were calculated to determine the accuracy of the counts (Table 2).

      Statistical Analysis

      Demographic, clinical, and neuropathological characteristics were compared across clinical diagnostic groups by Kruskal–Wallis test or Fisher's exact test, with Bonferroni correction for post hoc comparison. Neuron counts were compared across clinical diagnostic groups by Kruskal–Wallis test, and assessed for association with demographic, clinical, and neuropathological variables by Spearman rank correlation (for numerical or ordinal variables such as cognitive scores or Braak scores) or Wilcoxon rank-sum test (for binary variables such as sex). Multiple regression, with adjustment for potential confounders (eg, age), was also used. Data were transformed by natural logarithm as needed. The level of statistical significant was set at 0.05 (two-sided).

      Results

      Clinical and Pathological Characteristics

      This study included 35 cases in the following clinical diagnostic groups: 12 NCI, 13 MCI, and 10 AD. The three groups were well matched in age, sex, education, and postmortem interval (Table 1). Subjects with AD had significantly lower Mini-Mental State Examination (MMSE) scores and global cognitive scores (GCS), a composite z-score based on 19 antemortem cognitive tests that reduces random variability and minimizes floor and ceiling effects, when compared with MCI and NCI cases (Table 1). Comparison of clinical and pathological diagnosis revealed that, in several cases, the Braak stage and/or National Institute on Aging (NIA) Reagan diagnosis was discordant with the clinical diagnoses (Table 1, Figure 1). For instance, 1 NCI case was a Braak stage V and 4 were Braak stage IV. In addition, 50% of all NCI cases had an intermediate likelihood of AD according to NIA Reagan diagnosis. Similar findings have been reported in other clinical cohorts
      • Price J.L.
      • McKeel Jr., D.W.
      • Buckles V.D.
      • Roe C.M.
      • Xiong C.
      • Grundman M.
      • Hansen L.A.
      • Petersen R.C.
      • Parisi J.E.
      • Dickson D.W.
      • Smith C.D.
      • Davis D.G.
      • Schmitt F.A.
      • Markesbery W.R.
      • Kaye J.
      • Kurlan R.
      • Hulette C.
      • Kurland B.F.
      • Higdon R.
      • Kukull W.
      • Morris J.C.
      Neuropathology of nondemented aging: presumptive evidence for preclinical Alzheimer disease.
      • Markesbery W.R.
      Neuropathologic alterations in mild cognitive impairment: a review.
      suggesting that either these individuals were able to tolerate medial temporal lobe NFT formation without cognitive impairment or they are preclinical AD cases.
      Figure thumbnail gr1
      Figure 1Difference between clinical diagnosis and neuropathological score. Histograms demonstrating the percentage of cases in each clinical group (NCI (light gray), MCI (black), and AD (dark gray), versus Braak score (A) and NIA Reagan diagnosis (B). These histograms indicate that there are several NCI and MCI cases with higher than expected Braak scores and NIA Reagan diagnoses.

      Morphology and Quantitation of p75NTR+, p75NTR+/pS422+, and pS422+ Neurons

      Sections immunostained for p75NTR revealed a continuum of positive neurons extending from the anterior medial (Ch4am), to the anterolateral (Ch4al) to the intermediate (Ch4i) subfields of the CBF as previously described.
      • Mufson E.J.
      • Bothwell M.
      • Kordower J.H.
      Loss of nerve growth factor receptor-containing neurons in Alzheimer's disease: a quantitative analysis across subregions of the basal forebrain.
      • Mufson E.J.
      • Ma S.Y.
      • Dills J.
      • Cochran E.J.
      • Leurgans S.
      • Wuu J.
      • Bennett D.A.
      • Jaffar S.
      • Gilmor M.L.
      • Levey A.I.
      • Kordower J.H.
      Loss of basal forebrain P75(NTR) immunoreactivity in subjects with mild cognitive impairment and Alzheimer's disease.
      There were also interstitial p75NTR+ neurons scattered within the internal capsule, medullary laminae of the globus pallidus, ansa peduncularis, and ansa lenticularis. Sections containing the posterior (Ch4p) subfield of the nucleus basalis were not available for examination because of the method used by the Rush brain bank to harvest samples. The p75NTR+ staining exhibited a brown reaction product that filled the neuronal cytoplasm and processes (Figure 2, black asterisk). The pS422+ neurons displayed a dark blue reaction product that seemed initially to appear in discrete cytoplasmic areas in the double-labeled neurons (Figure 2F, blue arrow) progressing to fill the entire cell body, and finally extending out into the dendrites in MCI and AD (Figure 2 D and F, black arrow). Single-label pS422+ neurons were often shrunken and contained globose tangle inclusions in MCI and AD (Figure 2 D and F, green arrow), whereas only an occasional globose tangle was also found in NCI cases (Figure 2B, green arrow).
      Figure thumbnail gr2
      Figure 2p75NTR/pS422 Immunolabeled neurons. Sections containing the NB subfield of the CBF dual immunostained for p75NTR+ (brown) and pS422+ (blue) show a decrease in the number of p75NTR+ neurons with an increase of pS422+ neurons as disease progression continues from NCI (A and B), to MCI (C and D) and AD (E and F). In NCI (B), most NB neurons were single-labeled for p75NTR+ (asterisk), few neurons were double-labeled for p75NTR+/pS422+ (black arrow), whereas only an occasional neuron was single-labeled for the early tau pathological marker, pS422+ (green arrow). In the MCI (D) and AD (F) cases, there was a decrease in the p75NTR+ neurons (asterisk) and an increase in both p75NTR+/pS422+ (black arrow) and pS422+ (green arrow) neurons. In some p75NTR+/pS422+ neurons, it can be seen that the pS422 immunoreactivity begins in the center of the neuron (blue arrow). Images in A, C, and E were taken at magnification ×4. Scale bar = 250 μm. Images in B, D, and F were taken at magnification×20. Scale bar is 50 μm. The panels to the right were taken at magnification ×60. Scale bar is 25 μm.
      Quantification of the number of p75NTR+, p75NTR+/pS422+, and pS422+ neurons was performed in all 35 cases across the three clinical groups (Table 3). The number of pS422+ neurons increased (Figure 3A) and the number of p75NTR+ neurons decreased (Figure 3C) in MCI and AD, although the group comparison did not reach statistical significance. There was, however, a significant increase in p75NTR+/pS422+ neurons across NCI, MCI and AD (P = 0.024) (Figure 3B and Table 3). Because of case-to-case variability in the total number of p75NTR neurons within the NB, we performed a secondary analysis by converting the number of each cell type to a percentage of the total cell count for each case. This transformed data indicated a decrease in p75NTR+ neurons relative to the increase in p75NTR+/pS422+ and pS422+ neurons in MCI and AD (see Supplemental Table S1 at http://ajp.amjpathol.org). The three-group comparison of the proportion of p75NTR+ neurons and the proportion of p75NTR+/pS422+ neurons both reached statistical significance (P = 0.041 and 0.028, respectively), largely because of the difference (decrease of 8.4% for p75NTR+ and increase of 3.7% for p75NTR+/pS422+) between NCI and AD (see Supplemental Table S1 at http://ajp.amjpathol.org). This conversion from estimated number to percentage of total neuron count indicated that a loss of p75NTR+ neurons occurred as pS422 labeling increased in both single and double-labeled NB neurons.
      Table 3Summary of Quantification of p75NTR+, p75NTR+/pS422+, and pS422+ Neurons
      Clinical diagnosisP value
      Kruskal–Wallis test.
      NCI (N = 12)MCI (N = 13)AD (N = 10)
      p75NTR+ (×103)
       Mean ± SD212.2 ± 51.4170.5 ± 62.1169.3 ± 42.40.1
       (Range)(123.4–297.9)(54.5–277.0)(115.8–252.0)
      p75NTR+/pS422+ (×103)
       Mean ± SD5.0 ± 3.18.9 ± 7.511.8 ± 5.20.024
      Post hoc comparisons with Bonferroni correction showed that AD was significant higher than NCI, but MCI was not significantly different from AD or NCI.
       (Range)(0.8–11.6)(0.3–22.6)(4.3 ± 22.7)
      pS422+ (×103)
       Mean ± SD9.8 ± 89.013.0 ± 10.818.0 ± 8.90.1
       (Range)(01.0–27.2)(0.3–33.8)(3.8–30.8)
      low asterisk Kruskal–Wallis test.
      Post hoc comparisons with Bonferroni correction showed that AD was significant higher than NCI, but MCI was not significantly different from AD or NCI.
      Figure thumbnail gr3
      Figure 3Quantification of the p75NTR and pS422 double-stain. Box plots showing an increase in the number of pS422+ (A) and p75NTR+/pS422+ (B) neurons from NCI to MCI and AD. C: p75NTR+ Neurons decreased from NCI to MCI and AD.

      Neuropathological and Clinical Correlates

      We first examined the relationship between each population of labeled neurons and neuropathological criteria (eg, Braak score, NIA Reagan diagnosis, and CERAD; Table 4). A consistent, significant positive correlation was found between Braak stage and number of pS422+ (Spearman rank correlation, r = 0.80, P < 0.0001; Figure 4A) and p75NTR+/pS422+ neurons (r = 0.72, P < 0.0001; Figure 4C). In addition, the increase in number of pS422+ and p75NTR+/pS422+ neurons was significant when compared with age and select neuropathological criteria, including NIA Regan diagnosis and CERAD (Table 4). In contrast, a significant negative correlation was found between p75NTR+ neuron number and Braak stage (rho = −0.35, P = 0.034; Figure 4E), NIA Reagan (r = −0.57, P = 0.0003), and CERAD (r = −0.42, P = 0.013) diagnosis (Table 4).
      Table 4Clinical and Neuropathological Correlations with Number of p75NTR+, p75NTR+/pS422+, and pS422+ Neurons
      p75NTR+p75NTR+/pS422+pS422+
      Age at deathNSr = 0.39r = 0.43
      P = 0.021P = 0.010
      MMSENSr = −0.35r = −0.42
      P = 0.040P = 0.012
      Global cognitive scoreNSr = −0.51r = −0.50
      P = 0.0016P = 0.0023
      Braak scorer = −0.35r = 0.72r = 0.80
      P = 0.034P < 0.0001P < 0.0001
      Reagan diagnosisr = −0.57r = 0.68r = 0.71
      P = 0.0003P < 0.0001P < 0.0001
      CERAD diagnosisr = −0.42r = 0.58r = 0.58
      P = 0.013P = 0.0002P = 0.0003
      NS, not statistically significant; r, Spearman rank correlation coefficient.
      Figure thumbnail gr4
      Figure 4Neuropathological and clinical correlates in p75NTR and pS422 double-stain. Bar charts plotting mean and SEM show an increase in number of pS422+ (A) and p75NTR+/pS422+ (B) compared with a decrease in p75NTR+ (C) neurons across Braak stage of NFT pathology. The increase in pS422+ (A) and p75NTR+/pS422+ (B) neurons showed a strong positive correlation with Braak score, and the loss of p75NTR+ neurons showed a negative correlation with Braak score (C). Scatterplots showed that a strong negative correlation was also observed between pS422+ (D) and p75NTR+/pS422+ (E) neurons and GCS. r = Spearman rank correlation.
      Next, we examined the relationship between each of these three neuronal populations and tests of cognitive function. In this regard, both the number of double-labeled p75NTR+/pS422+ (r = −0.51, P = 0.0016) and single-labeled pS422+ (r = −0.50, P = 0.0023) neurons significantly correlated with GCS (Figure 4, B and D, and Table 4). Similarly, the increase in both p75NTR+/pS422+ (r = −0.35, P = 0.040) and pS422+ (r = −0.42, P = 0.012) neurons significantly correlated with MMSE scores (Table 4). The estimated number of p75NTR+ neurons, on the other hand, did not correlate with either cognitive measure. This suggests the appearance of the pS422 epitope in the NB is an appropriate marker of the cognitive impairment that occurs during disease progression.

      Morphology and Quantitation of pS422+, pS422+/TauC3+, and TauC3+ Neurons

      We further evaluated the progression of tau pathology within the CBF by double-staining for the pretangle pS422 epitope and TauC3, which is an epitope that occurs as NFTs coalesce within neurons.
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      The pS422 and TauC3 double-stain did not permit the use of a cholinergic marker because of cross reactivity. Thus, CBF neurons were identified based on their anatomical location in relation to the crossing of the anterior commissure, anteriorially and its emergence from the temporal pole as well as cellular morphological characteristics (eg, perikaryal shape and size). The pS422 reaction product appeared brown, filling the cytoplasm as well as some neuronal processes (Figure 5). In NCI, single-label pS422+ neurons were sparse (Figure 5B, black asterisk), with many of these neurons displaying light immunostaining (Figure 5B, red arrow). In addition, NCI TauC3 neuronal staining was either extremely sparse or nonexistent in the CBF (Figure 5, A and B). As disease severity progressed to MCI, TauC3 immunoreactivity was first seen in the center of the cell cytoplasm in neurons dual stained for pS422 and TauC3 (Figure 5, C and D, black arrow). As tangles continued to mature, neurons were only TauC3 immunopositive and often appeared shrunken or misshapen before becoming a globose tangle in both MCI and AD cases (Figure 5, D and F, green arrow).
      Figure thumbnail gr5
      Figure 5pS422 and TauC3 immunolabeled neurons. NB tissue immunohistochemically stained for pS422+ (brown) and TauC3+ (blue) within the CBF demonstrating an increase the number of pS422+, pS422+/TauC3+, and TauC3+ neurons from NCI (A and B), to MCI (C and D) and to AD (E and F). In most NCI cases (B), single-label pS422+ neurons were sparse (asterisk), and many pS422 immunoreactive neurons displayed very light staining (red arrow). In MCI (D), there was an increase in pS422+ (asterisk) neurons and the appearance of both pS422+/TauC3+ (black arrow) and TauC3+ neurons (green arrow). In AD (F), there was an increase in all three neuronal phenotypes for pS422+ (asterisk), pS422+/TauC3+ (black arrow) and TauC3+ (green arrow). Images in A, C, E taken at × 10 and scale bar is 250 μm. Images in B, D, F were taken at × 20 and scale bar is 50 μm. Images to the right were taken at × 60 and scale bar is 25 μm.
      Stereologic cell counting was used to quantify the number of pS422+, pS422+/TauC3+ and TauC3+ neurons (Table 5). The estimated number of single pS422+ neurons was greater than those dual stained for p75NTR+/pS422+. This is most likely due to the lack of a cholinergic cell marker in this double-stain. The increase in number of pS422+ neurons in MCI and AD observed in this quantification (Figure 6A) was consistent with the increase in pS422+ neurons in the p75NTR/pS422 double-stain data (present study). There was also a slight increase in the number of pS422+/TauC3+ in MCI and AD (Figure 6B). The number of TauC3+ neurons in the three clinical groups was variable, and no trend could be discerned (Figure 6C).
      Table 5Summary of Quantification of pS422+, pS422+/TauC3+ and TauC3+ Neurons
      Clinical diagnosisP value
      Kruskal-Wallis test.
      NCI (N = 12)MCI (N = 13)AD (N = 10)
      Ps422+ (× 103)
       Mean ± SD22.2 ± 22.736.6 ± 35.045.8 ± 26.10.072
       (Range)(4.4–68.9)(0.6–107.3)(12.6–93.8)
      pS422+/Tau-C3+ (× 103)
       Mean ± SD4.4 ± 7.26.9 ± 7.86.2 ± 5.70.4
       (Range)(0.5–24.4)(0.2–21.3)(0.3–18.6)
      Tau-C3+ (× 103)
       Mean ± SD0.5 ± 1.01.3 ± 2.30.7 ± 0.80.4
       (Range)(0–3.2)(0.03–8.0)(0–2.6)
      low asterisk Kruskal-Wallis test.
      Figure thumbnail gr6
      Figure 6Quantification of pS422 and TauC3 double-stain. Box plots showing an increase in the number of pS422+ neurons (A) and pS422+/TauC3+ neurons (B) in MCI and AD. C: Appearance of TauC3+ neurons was variable across the cognitive diagnosis groups.
      Next, we converted the number of neurons to percentages of total neurons counted in each case to assess whether the relative proportions of pS422+, pS422+/TauC3+, and TauC3+ neurons differed across disease stage. We found that the relative proportion of all three neuronal populations remained essentially the same across NCI, MCI, and AD. Across the three clinical groups, the percentage of pS422+ neurons ranged from 82.2% to 85.1%, the double-labeled pS422+/TauC3+ neurons ranged from 13.6% to 15.6%, and the means of the single-label TauC3+ neurons ranged from 1.3% to 2.1%, comprising a very small proportion of the total number of neurons counted (see Supplemental Table S2 at http://ajp.amjpathol.org). These data suggest that the transition from pS422+ to TauC3+ pathology likely occurs at a constant rate during the progression from NCI to MCI and into AD.

      Neuropathological and Clinical Correlates

      After quantifying neuronal number for all three cell types, neuronal populations were compared with neuropathological and clinical variables. There was a significant correlation (Table 6) between pS422+ neuron and age (r = 0.49, P = 0.0025), Braak score (r = −0.76, P < 0.0001; see Supplemental Figure S1A at http://ajp.amjpathol.org), GCS (r = −0.51, P = 0.0016; see Supplemental Figure S1B at http://ajp.amjpathol.org), and MMSE (r = −0.40, P = 0.018). The number of pS422+/TauC3+ neurons significantly correlated with age (r = 0.41, P = 0.015), and each of the neuropathological criteria examined including Braak score (r = 0.46, P = 0.0055) (Table 6). By contrast, TauC3+ neuron numbers were significantly correlated only with Braak stage (r = 0.36, P = 0.035) (Table 6). These data indicate that the appearance of pS422 correlated with cognitive decline, whereas the increase in TauC3+ neurons did not.
      Table 6Clinical and Neuropathological Correlations with Number of pS422+, pS422+/TauC3+, and TauC3+ Neurons
      pS422+ onlypS422+/Tau-C3+Tau-C3+ onlypS422+ NT length
      Age at deathr = 0.49r = 0.41r = 0.30r = 0.41
      (P = 0.0025)(P = 0.015)(P = 0.075)(P = 0.016)
      MMSEr = −0.40NSNSr = −0.39
      (P = 0.018)(P = 0.019)
      Global cognitive scorer = −0.51NSNSr = −0.40
      (P = 0.0016)(P = 0.018)
      Braak scorer = 0.76r = 0.46r = 0.36r = 0.80
      (P < 0.0001)(P = 0.0055)(P = 0.035)(P < 0.0001)
      Reagan diagnosisr = 0.66r = 0.36NSr = 0.58
      (P < 0.0001)(P = 0.034)(P = 0.0002)
      CERAD diagnosisr = 0.54r = 0.40NSr = 0.40
      (P = 0.0008)(P = 0.016)(P = 0.016)
      NS, not statistically significant; r, Spearman rank correlation coefficient.

      pS422 Immunoreactive NTs

      Because a growing body of evidence suggests that alterations in tau pathology plays an important role in axonal transport dysfunction, we used stereological methods to quantify pS422+ NTs in the tissue sections immunostained for pS422/TauC3. Numerous pS422+ NTs were present within the CBF in all cases examined (Figure 7A). Quantification of pS422+ NTs demonstrated a trend toward an increase in the length of immunoreactive processes between MCI and AD (Figure 7B). The amount of pS422+ NTs was significantly correlated with all neuropathological scores including Braak stage (r = 0.80, P < 0.0001) (Figure 7C, Table 6) as well as cognitive scores of MMSE (r = −0.39; P = 0.019) and GCS (r = −0.40, P = 0.018) (Figure 7D, Table 6). These findings suggest that the tau modifications are indicative of impaired axonal/dendritic processes and perhaps related to an axonal transport defect.
      Figure thumbnail gr7
      Figure 7Quantification and correlations of pS422+ NT length. Photomicrograph showing an example of pS422+ NTs within the NB in an AD case (A) Scale bar = 25 μm. The box plots demonstrate an increase in pS422+ NT length in MCI and AD (B). C: Bar chart plotting mean and SEM shows that the increase in NT length significantly correlated with severity of Braak stage. D: Scatterplot showing a significant negative correlation between GCS and pS422+ thread length.

      Immunofluorescence of p75NTR, pS422, and TauC3 CBF Neurons

      Because of the variability in the occurrence of the TauC3 epitope, the question arose as to whether those neurons that were pS422+ or TauC3+ still expressed the cholinergic cell maker, p75NTR. Sections from select NCI, MCI and AD cases were double stained for either p75NTR and pS422 or p75NTR and TauC3 using immunofluorescence. In general, pS422+ neurons co-labeled with p75NTR, and often appeared shrunken and misshapen in MCI and AD. In NCI cases, very few neurons displayed pS422 but pS422+ NTs were present within the CBF (Figure 8 A–C). In the MCI cases, there were many pS422+ neurons, which were also detected with p75NTR (Figure 8 D–F). Double-labeled p75NTR and pS422 neurons were also found in AD along with pS422+ NTs (Figure 8 G–I).
      Figure thumbnail gr8
      Figure 8Dual immunofluoresence of p75NTR and pS422. Immunofluoresence of p75NTR+ (green) and pS422+ (red) neurons in the NB revealed a large number of p75NTR+ neurons (A) and pS422+ NTs (B) most commonly seen in NCI cases (A–C). In MCI, p75NTR+ neurons (D) were also labeled with pS422 (E and F). In AD, p75NTR+ neurons were still seen (G), but there was an increase in the number of pS422+ neurons (H) that co-labeled with p75NTR (I). All images taken at magnification ×63. Scale bar = 25 μm.
      The p75NTR/TauC3 double staining was markedly different from that seen in the pS422/p75NTR dual immunolabeled sections within the CBF neurons. In general, perikarya displaying TauC3 immunoreactivity lacked p75NTR in each clinical group. In the NCI cases, there were many p75NTR+ NB neurons, but virtually no TauC3+ perikarya (Figure 9 A–C). In the MCI cases, there were only a few scattered TauC3+ neurons, but there were numerous p75NTR+ neurons that did not co-label with the TauC3+ neurons (Figure 9 D–F). The AD cases displayed an increase in TauC3+ NB neurons and a few double-stained neurons; however, most TauC3+ neurons lacked p75NTR immunoreactivity (Figure 9 G–I). The paucity of TauC3 and p75NTR double-labeled neurons suggests that the presence of TauC3 is associated with a loss of the cholinergic phenotypic marker p75NTR, likely indicating that TauC3+ neurons are beginning a series of changes that might eventually lead to dysfunction or degeneration.
      Figure thumbnail gr9
      Figure 9p75NTR and TauC3 do not colocalize. p75NTR+ (green) and TauC3+ (red) immunofluorescence within the NB revealed that most neurons were p75NTR+ (A). Virtually no TauC3+ neurons (B and C) were found in NCI. In MCI, there were many p75NTR+ neurons (D) and the appearance of, TauC3+ neurons (E) that did not colocalize with p75NTR (F). In AD, p75NTR+ neurons were still present (G) but there were many more TauC3+ neurons (H). In most cases, TauC3+ cells lacked p75NTR reactivity (I). All images taken at magnification ×63. Scale bar = 25 μm.

      Discussion

      Degeneration of the CBF correlates with disease duration, disease severity and cognitive impairment in AD.
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      In the present study, we provide evidence for the onset of intraneuronal tau pathology before frank CBF neuron loss, which correlates with neuropathological criteria and tests of cognitive function. We found that a decrease in the number of NB cholinergic neurons expressing the low-affinity p75NTR receptor, an excellent marker of CBF neurons,
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      Loss of basal forebrain P75(NTR) immunoreactivity in subjects with mild cognitive impairment and Alzheimer's disease.
      was paralleled by an increase in pS422+ neurons. The pS422 antibody identifies phosphorylation of Serine 422 on the tau molecule, which has been established as an early event during NFT evolution.
      • Guillozet-Bongaarts A.L.
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      Tau truncation during neurofibrillary tangle evolution in Alzheimer's disease.
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      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      Cells containing the pS422 epitope can eventually transition to TauC3+ neurons indicating the onset of NFT formation,
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      and here we demonstrate that TauC3 is associated with a phenotypic loss of p75NTR. Our findings indicated that CBF neurons that display the pretangle marker pS422 but not TauC3 correlate with the cognitive decline observed in MCI and AD. These data indicate that development of pretangle events in the NB neurons in the CBF may be a mechanistic cellular lesion that affects the onset of cognitive impairment before frank NFT deposition of AD.

      Increase in Intraneuronal Phosphorylation of Tau (pS422) and Loss of p75NTR during AD Progression

      Cholinergic phenotypic markers such as ChAT, and the NGF receptors p75NTR and TrkA, are differentially affected during the progression of AD.
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      Cholinergic system during the progression of Alzheimer's disease: therapeutic implications.
      For example, there is a significant decrease in the number of p75NTR and TrkA positive neurons within the NB of subjects with MCI and mild AD compared with NCI,
      • Mufson E.J.
      • Ma S.Y.
      • Cochran E.J.
      • Bennett D.A.
      • Beckett L.A.
      • Jaffar S.
      • Saragovi H.U.
      • Kordower J.H.
      Loss of nucleus basalis neurons containing trkA immunoreactivity in individuals with mild cognitive impairment and early Alzheimer's disease.
      • Mufson E.J.
      • Ma S.Y.
      • Dills J.
      • Cochran E.J.
      • Leurgans S.
      • Wuu J.
      • Bennett D.A.
      • Jaffar S.
      • Gilmor M.L.
      • Levey A.I.
      • Kordower J.H.
      Loss of basal forebrain P75(NTR) immunoreactivity in subjects with mild cognitive impairment and Alzheimer's disease.
      but there is not a significant loss of ChAT containing neurons,
      • Gilmor M.L.
      • Erickson J.D.
      • Varoqui H.
      • Hersh L.B.
      • Bennett D.A.
      • Cochran E.J.
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      Preservation of nucleus basalis neurons containing choline acetyltransferase and the vesicular acetylcholine transporter in the elderly with mild cognitive impairment and early Alzheimer's disease.
      suggesting a neurotrophic defect early in the disease process. The development of neurotrophic degenerative events appears to coincide with the accumulation of tau pathology in these neurons early in the disease process.
      • Sassin I.
      • Schultz C.
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      • Rub U.
      • Arai K.
      • Braak E.
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      Evolution of Alzheimer's disease-related cytoskeletal changes in the basal nucleus of Meynert.
      • Wu C.K.
      • Thal L.
      • Pizzo D.
      • Hansen L.
      • Masliah E.
      • Geula C.
      Apoptotic signals within the basal forebrain cholinergic neurons in Alzheimer's disease.
      • Mesulam M.
      • Shaw P.
      • Mash D.
      • Weintraub S.
      Cholinergic nucleus basalis tauopathy emerges early in the aging-MCI-AD continuum.
      • Geula C.
      • Nagykery N.
      • Wu C.K.
      • Bu J.
      Loss of calbindin-D28K from aging human cholinergic basal forebrain: relation to plaques and tangles.
      In this regard, ChAT immunopositive neurons within the NB also contain the early tau pathological markers AT8 or Alz50 in NCI and MCI.
      • Mesulam M.
      • Shaw P.
      • Mash D.
      • Weintraub S.
      Cholinergic nucleus basalis tauopathy emerges early in the aging-MCI-AD continuum.
      In the present study, we examined whether the appearance of an early pretangle pathological event, identified by pS422, was associated with a reduction in CBF perikarya. Stereological quantification demonstrated a significant loss of p75NTR+, with an increase in p75NTR+/pS422+ and pS422+ neurons between NCI and AD but not MCI. These findings are consistent with the postulate that MCI represents a transitional state between normal aging and AD.
      • Price J.L.
      • McKeel Jr., D.W.
      • Buckles V.D.
      • Roe C.M.
      • Xiong C.
      • Grundman M.
      • Hansen L.A.
      • Petersen R.C.
      • Parisi J.E.
      • Dickson D.W.
      • Smith C.D.
      • Davis D.G.
      • Schmitt F.A.
      • Markesbery W.R.
      • Kaye J.
      • Kurlan R.
      • Hulette C.
      • Kurland B.F.
      • Higdon R.
      • Kukull W.
      • Morris J.C.
      Neuropathology of nondemented aging: presumptive evidence for preclinical Alzheimer disease.
      • Markesbery W.R.
      Neuropathologic alterations in mild cognitive impairment: a review.
      In addition, there was a significant relationship between the decrease in p75NTR+ and the increase in both p75NTR+/pS422+ and pS422+ neurons and Braak scores, NIA-Reagan diagnosis, and CERAD, suggesting that the extent of cortical AD pathological lesions found in the areas forming the medial temporal lobe memory circuit correlates with a decline in p75NTR+ and an increase in pS422+ neurons in the NB. We also found a significant correlation between double and single-labeled pS422 neurons with MMSE and GCS, suggesting that the onset of pretangle immunoreactivity within NB cholinergic neurons is an early pathological event, which plays a mechanistic role in the progression of cognitive decline and the eventual formation of filamentous NFT pathology in these neurons.

      NFT Formation in the CBF Is Slower than in Other Cortical Regions

      Previous studies have examined some tau modifications within the CBF. For example, studies using the Gallyas silver stain and AT8 immunoreactivity demonstrated NFTs within NB neurons as early as Braak stage I or II.
      • Sassin I.
      • Schultz C.
      • Thal D.R.
      • Rub U.
      • Arai K.
      • Braak E.
      • Braak H.
      Evolution of Alzheimer's disease-related cytoskeletal changes in the basal nucleus of Meynert.
      The present study used a series of site-specific tau antibodies directed at different stages of tau pathology to mark the evolution of NFTs within cholinergic neurons of the NB. These antibodies were previously used in a report by our group that studied tangle evolution in the medial temporal cortex.
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      The evolution of tau pathology is marked by a set of modifications (eg, phosphorylations and truncations) that progress linearly in neurons of the entorhinal cortex, hippocampus, and temporal cortex in AD.
      • Ghoshal N.
      • Garcia-Sierra F.
      • Fu Y.
      • Beckett L.A.
      • Mufson E.J.
      • Kuret J.
      • Berry R.W.
      • Binder L.I.
      Tau-66: evidence for a novel tau conformation in Alzheimer's disease.
      • Ghoshal N.
      • Garcia-Sierra F.
      • Wuu J.
      • Leurgans S.
      • Bennett D.A.
      • Berry R.W.
      • Binder L.I.
      Tau conformational changes correspond to impairments of episodic memory in mild cognitive impairment and Alzheimer's disease.
      • Garcia-Sierra F.
      • Ghoshal N.
      • Quinn B.
      • Berry R.W.
      • Binder L.I.
      Conformational changes and truncation of tau protein during tangle evolution in Alzheimer's disease.
      • Guillozet-Bongaarts A.L.
      • Garcia-Sierra F.
      • Reynolds M.R.
      • Horowitz P.M.
      • Fu Y.
      • Wang T.
      • Cahill M.E.
      • Bigio E.H.
      • Berry R.W.
      • Binder L.I.
      Tau truncation during neurofibrillary tangle evolution in Alzheimer's disease.
      • Binder L.I.
      • Guillozet-Bongaarts A.L.
      • Garcia-Sierra F.
      • Berry R.W.
      Tau, tangles, and Alzheimer's disease.
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      Specifically, the early phosphorylation event at serine 422 (identified by the pS422 antibody) is followed by the truncation at the caspase cleavage sight, aspartic acid 421 (identified by the TauC3 antibody).
      • Guillozet-Bongaarts A.L.
      • Garcia-Sierra F.
      • Reynolds M.R.
      • Horowitz P.M.
      • Fu Y.
      • Wang T.
      • Cahill M.E.
      • Bigio E.H.
      • Berry R.W.
      • Binder L.I.
      Tau truncation during neurofibrillary tangle evolution in Alzheimer's disease.
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      In the medial temporal lobe, there is a much greater proportion of pS422 labeled neurons compared with TauC3 in cases designated as Braak stages I and II.
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      During disease progression, the amount of TauC3+ neurons steadily increases and the proportion of pS422+ to TauC3 neurons eventually becomes equal in the medial temporal lobe as the disease becomes more severe.
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      In contrast, within the CBF the percentage of pS422+, pS422+/TauC3+, and TauC3+ neurons remained consistent during the progression of AD, suggesting the tangle formation within the NB occurs at a slower rate compared with the medial temporal lobe. The increase in the number of pS422+/TauC3+ and TauC3+ neurons was significantly related to neuropathological criteria, but not cognitive measures. Moreover, immunofluoresence demonstrated that in neurons where NFTs have begun to coalesce, indicated by TauC3 reactivity, p75NTR staining is reduced. This further suggests a dysregulation of NGF receptor activity within the NB neurons at an early stage of NFT formation. Based on these data, it appears that NFT formation within the CBF evolves at a different rate than in medial temporal lobe structures, and that pretangle events as opposed to more advanced tau aggregation correlates more closely with the cognitive decline.

      Tau Modifications First Appear in Neuronal Processes

      In addition to studying the onset of cholinergic NB tau pathology, we also quantified the formation of NTs (ie, tau pathology in dendrites and axons) within the CBF of NCI, MCI, and AD cases. NTs are one of the earliest manifestations of tau pathology.
      • Ghoshal N.
      • Garcia-Sierra F.
      • Wuu J.
      • Leurgans S.
      • Bennett D.A.
      • Berry R.W.
      • Binder L.I.
      Tau conformational changes correspond to impairments of episodic memory in mild cognitive impairment and Alzheimer's disease.
      • Su J.H.
      • Deng G.
      • Cotman C.W.
      Transneuronal degeneration in the spread of Alzheimer's disease pathology: immunohistochemical evidence for the transmission of tau hyperphosphorylation.
      Previous studies revealed that the cortical projecting axons and dendrites of the cholinergic NB neurons display a swollen and bulbous appearance during disease progression
      • Geula C.
      • Nagykery N.
      • Nicholas A.
      • Wu C.K.
      Cholinergic neuronal and axonal abnormalities are present early in aging and in Alzheimer disease.
      ; however, local changes in axonal process within the CBF were not evaluated. Our data represent the first quantitative clinicopathological analysis of NTs within the CBF across different phases of the disease. We found that NT length increased among cases in MCI and AD cases, and that this increase correlated with both neuropathological and clinical variables. The magnitude of NT length compared with the number of pretangle and NFTs suggests that axonal and dendritic processes undergo pathogenesis before the soma of NB neurons. NTs within cholinergic neuritic processes indicate that tau modifications could alter the axonal transport mechanism within the cholinergic cortical innervation sites arising from the NB and ultimately change the integrity of the cholinergic synapses. These clinicopathological data highlight the importance of studying not only tau modifications in neuron somata but changes to their neuritic processes as these may be the earliest pathological lesions.

      Discrepancy between Clinical Diagnosis and Neuropathological Score

      Several studies have noted disparities between cognitive diagnoses and AD neuropathology.
      • Price J.L.
      • McKeel Jr., D.W.
      • Buckles V.D.
      • Roe C.M.
      • Xiong C.
      • Grundman M.
      • Hansen L.A.
      • Petersen R.C.
      • Parisi J.E.
      • Dickson D.W.
      • Smith C.D.
      • Davis D.G.
      • Schmitt F.A.
      • Markesbery W.R.
      • Kaye J.
      • Kurlan R.
      • Hulette C.
      • Kurland B.F.
      • Higdon R.
      • Kukull W.
      • Morris J.C.
      Neuropathology of nondemented aging: presumptive evidence for preclinical Alzheimer disease.
      • Markesbery W.R.
      Neuropathologic alterations in mild cognitive impairment: a review.
      In the present study, we also observed that several NCI and MCI cases had higher Braak scores and NIA Reagan diagnoses than expected. It is perhaps not surprising that the strong and robust association between markers (such as p75NTR+ or pS422+) and neuropathological scores are not always observed in the association with clinical diagnosis. This difference may, in part, be related to the observation that several NCI and MCI cases had higher Braak scores and NIA Reagan diagnoses than expected, likely introducing a degree of variability in our analyses. Nevertheless, it is critical to study these outliers as they may provide insight into the ability of some patients to maintain cognitive capability in the presence of a significant pathological load.
      • Price J.L.
      • McKeel Jr., D.W.
      • Buckles V.D.
      • Roe C.M.
      • Xiong C.
      • Grundman M.
      • Hansen L.A.
      • Petersen R.C.
      • Parisi J.E.
      • Dickson D.W.
      • Smith C.D.
      • Davis D.G.
      • Schmitt F.A.
      • Markesbery W.R.
      • Kaye J.
      • Kurlan R.
      • Hulette C.
      • Kurland B.F.
      • Higdon R.
      • Kukull W.
      • Morris J.C.
      Neuropathology of nondemented aging: presumptive evidence for preclinical Alzheimer disease.
      • Markesbery W.R.
      Neuropathologic alterations in mild cognitive impairment: a review.
      A comparison between these cases and those that have a similar pathological load but a diagnosis of AD may help differentiate factors crucial to cognitive function from those less directly applicable, such as cognitive reserve or neuroplasticity.
      • DeKosky S.T.
      • Ikonomovic M.D.
      • Styren S.D.
      • Beckett L.
      • Wisniewski S.
      • Bennett D.A.
      • Cochran E.J.
      • Kordower J.H.
      • Mufson E.J.
      Upregulation of choline acetyltransferase activity in hippocampus and frontal cortex of elderly subjects with mild cognitive impairment.
      The pathological variability found in the MCI cases may also have been a reason that the increase in specific tau inclusions did not significantly differ among clinical diagnosis. MCI is characterized by the presence of memory deficits that are not severe enough to curtail activities of daily living or to meet the criteria for dementia,
      • Petersen R.C.
      • Smith G.E.
      • Waring S.C.
      • Ivnik R.J.
      • Tangalos E.G.
      • Kokmen E.
      Mild cognitive impairment: clinical characterization and outcome.
      but that are considered to represent a prodromal stage of AD.
      • Luis C.A.
      • Loewenstein D.A.
      • Acevedo A.
      • Barker W.W.
      • Duara R.
      Mild cognitive impairment: directions for future research.
      • Morris J.C.
      • Price A.L.
      Pathologic correlates of nondemented aging, mild cognitive impairment, and early-stage Alzheimer's disease.
      Different types of MCI are defined by the individual's symptoms and are usually classified as amnestic or nonamnestic MCI. Amnestic MCI presents with memory loss as the predominant symptom, and individuals diagnosed as amnestic MCI are at a higher risk for conversion to AD compared with individuals with nonamnestic MCI. The cases used in this study included four amnestic and nine nonamnestic MCI cases, and in evaluating the data it was found that the amnestic MCI cases had a greater number of pS422+ and TauC3+ neurons as well as fewer p75NTR+ neurons. However, this difference between neuron number and amnestic versus nonamnestic MCI was not significant (data not shown), perhaps because of the small sample size when the MCI group was subdivided. In addition, we found a significant increase in p75NTR+/pS422+ and a decrease in p75NTR+ neurons between NCI and AD, but not between MCI. For these reasons, it might be important to use more MCI cases or limit the study to amnestic MCI cases, as this could elucidate a significant difference among the three clinical stages, namely, NCI, MCI, and AD, in future studies.

      Conclusions

      The present study identified changes in the evolution of tau pathology with the CBF during the progression from NCI to MCI and AD. We discovered that the appearance of pS422, an early marker of tau pathology, occurred with a concomitant decrease in p75NTR within the neurons of the NB. Quantitative analysis revealed a positive correlation between the number of pS422+ neurons and neuropathological and cognitive assessments indicating that pretangle tau modifications occur coincident with cognitive decline. Second, when comparing the development of NFT pathology based on the appearance of the pretangle marker pS422 and the later formed tau epitope, TauC3 to that described in the medial temporal lobe,
      • Guillozet-Bongaarts A.L.
      • Cahill M.E.
      • Cryns V.L.
      • Reynolds M.R.
      • Berry R.W.
      • Binder L.I.
      Pseudophosphorylation of tau at serine422 inhibits caspase cleavage: in vitro evidence and implications for tangle formation in vivo.
      NFT formation in the NB is a more protracted process. This suggests that tangles develop at different rates depending on the site of pathology during the onset of dementia. In addition, the absence of p75NTR in NB cells immunoreactive for TauC3 indicates that tau dysfunction in these neurons occurs before the onset of NFT deposition. In the future, work to determine whether a specific tau modification exists that disrupts cholinergic function or initiates apoptotsis is critical to gaining a better understanding of NB neuron dysfunction in AD. Lastly, the quantification of pS422 NTs within the CBF indicates tau modifications occur within neuronal processes coursing within the neuropil before their appearance within NB perikarya. More interesting is the observation that the increases in pS422+ NT length correlates with neuropathology and cognitive decline. This suggests that neuronal dysfunction and eventual degeneration may begin in the axons and dendrites perhaps disrupting transport and/or synaptic process affecting cholinergic signal transduction.

      Acknowledgments

      We are indebted to the altruism and support of the participants in the Religious Orders Study. We also thank the Northwestern University Cell Imaging Facility for training and allowing us access to the Zeiss LSM 510 Meta laser scanning confocal microscope. We also thank Andres Silva and Muhammad Nadeem for technical assistance.

      Supplementary data

      • Supplemental Figure S1

        There was a significant positive correlation between Braak stage and number of pS422+ neuronal counts (A), and a significant negative correlation between Global Cognitive Score and pS422+ neuronal counts (B).

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